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DUPREE & COMPANY, INC.

Company Details

Name: DUPREE & COMPANY, INC.
Jurisdiction: Kentucky
Profit or Non-Profit: Profit
Legal type: Kentucky Corporation
Status: Active
Standing: Good
File Date: 21 Jun 1962 (63 years ago)
Organization Date: 21 Jun 1962 (63 years ago)
Last Annual Report: 27 Mar 2024 (10 months ago)
Organization Number: 0014818
Industry: Security & Commodity Brokers, Dealers, Exchanges & Services
Number of Employees: Small (0-19)
Principal Office: P. O. BOX 1149, LEXINGTON, KY 405891149
Place of Formation: KENTUCKY
Authorized Shares: 6800

Central Index Key

CIK number Mailing Address Business Address Phone
30568 P. O. BOX 1149, LEXINGTON, KY, 40588-1149 125 SOUTH MILL STREET, LEXINGTON, KY, 40507-1683 859 254-7741

Filings since 2024-03-29
Form type X-17A-5
File number 008-10938
Filing date 2024-03-29
Reporting date 2023-12-31
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Filings since 2023-03-02
Form type X-17A-5
File number 008-10938
Filing date 2023-03-02
Reporting date 2022-12-31
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Filings since 2022-02-28
Form type X-17A-5
File number 008-10938
Filing date 2022-02-28
Reporting date 2021-12-31
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Filings since 2021-02-24
Form type X-17A-5
File number 008-10938
Filing date 2021-02-24
Reporting date 2020-12-31
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Filings since 2020-02-21
Form type X-17A-5
File number 008-10938
Filing date 2020-02-21
Reporting date 2019-12-31
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Filings since 2019-02-25
Form type X-17A-5
File number 008-10938
Filing date 2019-02-25
Reporting date 2018-12-31
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Filings since 2018-02-28
Form type X-17A-5
File number 008-10938
Filing date 2018-02-28
Reporting date 2017-12-31
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Filings since 2017-02-23
Form type X-17A-5
File number 008-10938
Filing date 2017-02-23
Reporting date 2016-12-31
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Filings since 2016-02-19
Form type X-17A-5
File number 008-10938
Filing date 2016-02-19
Reporting date 2015-12-31
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Filings since 2015-02-25
Form type X-17A-5
File number 008-10938
Filing date 2015-02-25
Reporting date 2014-12-31
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Filings since 2015-01-08
Form type X-17A-5
File number 008-10938
Filing date 2015-01-08
Reporting date 2013-12-31
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Filings since 2013-02-01
Form type X-17A-5
File number 008-10938
Filing date 2013-02-01
Reporting date 2012-12-31
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Filings since 2012-02-10
Form type X-17A-5
File number 008-10938
Filing date 2012-02-10
Reporting date 2011-12-31
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Filings since 2011-02-28
Form type X-17A-5
File number 008-10938
Filing date 2011-02-28
Reporting date 2010-12-31
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Filings since 2010-03-11
Form type X-17A-5
File number 008-10938
Filing date 2010-03-11
Reporting date 2009-12-31
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Filings since 2009-02-17
Form type X-17A-5
File number 008-10938
Filing date 2009-02-17
Reporting date 2008-12-31
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Filings since 2008-02-12
Form type X-17A-5
File number 008-10938
Filing date 2008-02-12
Reporting date 2007-12-31
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Filings since 2007-02-12
Form type X-17A-5
File number 008-10938
Filing date 2007-02-12
Reporting date 2006-12-31
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Filings since 2006-03-06
Form type X-17A-5/A
File number 008-10938
Filing date 2006-03-06
Reporting date 2005-12-31
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Filings since 2006-02-21
Form type X-17A-5
File number 008-10938
Filing date 2006-02-21
Reporting date 2005-12-31
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Filings since 2005-02-14
Form type X-17A-5
File number 008-10938
Filing date 2005-02-14
Reporting date 2004-12-31
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Filings since 2004-02-06
Form type X-17A-5
File number 008-10938
Filing date 2004-02-06
Reporting date 2003-12-31
File View File

Filings since 2003-03-10
Form type X-17A-5
File number 008-10938
Filing date 2003-03-10
Reporting date 2002-12-31
File View File

Filings since 2002-03-01
Form type X-17A-5
File number 008-10938
Filing date 2002-03-01
Reporting date 2001-12-31
File View File

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300UHYVKBWLSXI251 0014818 US-KY GENERAL ACTIVE 1962-06-20

Addresses
Legal c/o ALLEN E. GRIMES, III; 125 S. MILL ST., LEXINGTON, US-KY, US, 40507
Headquarters c/o Allen E Grimes, III, 125 South Mill Street, Lexington, US-KY, US, 40507

Registration details
Registration Date 2018-03-23
Last Update 2023-11-24
Status ISSUED
Next Renewal 2024-11-24
LEI Issuer 5299000J2N45DDNE4Y28
Corroboration Level FULLY_CORROBORATED
Data Validated As 0014818

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DUPREE & COMPANY INC CBS BENEFIT PLAN 2021 610597886 2022-12-29 DUPREE & COMPANY INC 21
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2020-06-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s address 125 S MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2022-12-29
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
DUPREE & COMPANY INC CBS BENEFIT PLAN 2020 610597886 2021-12-14 DUPREE & COMPANY INC 12
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Three-digit plan number (PN) 501
Effective date of plan 2020-06-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s address 125 S MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2021-12-14
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
DUPREE & COMPANY RETIREMENT PLAN 2012 610597886 2013-07-19 DUPREE & COMPANY, INC. 16
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s mailing address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Plan sponsor’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 610597886
Plan administrator’s name DUPREE & COMPANY, INC.
Plan administrator’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Administrator’s telephone number 8592547741

Number of participants as of the end of the plan year
Active participants 15
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 16
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2013-07-19
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-07-19
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature
DUPREE & COMPANY RETIREMENT PLAN 2012 610597886 2013-07-23 DUPREE & COMPANY, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s mailing address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Plan sponsor’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 610597886
Plan administrator’s name DUPREE & COMPANY, INC.
Plan administrator’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Administrator’s telephone number 8592547741

Number of participants as of the end of the plan year
Active participants 15
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 16
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2013-07-23
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-07-23
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature
DUPREE & COMPANY RETIREMENT PLAN 2011 610597886 2012-04-05 DUPREE & COMPANY, INC. 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s mailing address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Plan sponsor’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 610597886
Plan administrator’s name DUPREE & COMPANY, INC.
Plan administrator’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Administrator’s telephone number 8592547741

Number of participants as of the end of the plan year
Active participants 14
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2
Number of participants with account balances as of the end of the plan year 15
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-04-05
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature
DUPREE & COMPANY RETIREMENT PLAN 2010 610597886 2011-04-12 DUPREE & COMPANY, INC. 16
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s mailing address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Plan sponsor’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 610597886
Plan administrator’s name DUPREE & COMPANY, INC.
Plan administrator’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Administrator’s telephone number 8592547741

Number of participants as of the end of the plan year
Active participants 14
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 3
Number of participants with account balances as of the end of the plan year 17
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2011-04-12
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature
DUPREE & COMPANY RETIREMENT PLAN 2010 610597886 2011-04-12 DUPREE & COMPANY, INC. 16
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s mailing address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Plan sponsor’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 610597886
Plan administrator’s name DUPREE & COMPANY, INC.
Plan administrator’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Administrator’s telephone number 8592547741

Number of participants as of the end of the plan year
Active participants 14
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 3
Number of participants with account balances as of the end of the plan year 17
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-04-12
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature
DUPREE & COMPANY RETIREMENT PLAN 2010 610597886 2011-04-12 DUPREE & COMPANY, INC. 16
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s mailing address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Plan sponsor’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 610597886
Plan administrator’s name DUPREE & COMPANY, INC.
Plan administrator’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Administrator’s telephone number 8592547741

Number of participants as of the end of the plan year
Active participants 14
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 3
Number of participants with account balances as of the end of the plan year 17
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role DFE
Date 2011-04-12
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature
DUPREE & COMPANY RETIREMENT PLAN 2010 610597886 2011-04-15 DUPREE & COMPANY, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s mailing address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Plan sponsor’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 610597886
Plan administrator’s name DUPREE & COMPANY, INC.
Plan administrator’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Administrator’s telephone number 8592547741

Number of participants as of the end of the plan year
Active participants 14
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 3
Number of participants with account balances as of the end of the plan year 17
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-04-15
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature
DUPREE & COMPANY RETIREMENT PLAN 2009 610597886 2010-04-12 DUPREE & COMPANY, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523900
Sponsor’s telephone number 8592547741
Plan sponsor’s mailing address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Plan sponsor’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 610597886
Plan administrator’s name DUPREE & COMPANY, INC.
Plan administrator’s address 125 SOUTH MILL STREET, LEXINGTON, KY, 40507
Administrator’s telephone number 8592547741

Number of participants as of the end of the plan year
Active participants 13
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2
Number of participants with account balances as of the end of the plan year 16
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2010-04-12
Name of individual signing MICHELLE DRAGOO
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
ALLEN E. GRIMES, III Registered Agent

President

Name Role
ALLEN E GRIMES III President

Secretary

Name Role
MICHELLE DRAGOO Secretary

Treasurer

Name Role
MICHELLE DRAGOO Treasurer

Vice President

Name Role
MICHELLE DRAGOO Vice President
Vincent H Harrison Vice President
Huston B Combs Vice President

Director

Name Role
ALLEN E GRIMES, III Director
LAMAR D GRIMES Director

Incorporator

Name Role
FREDERIC LAMAR DUPREE Incorporator
HAROLD GADDIE CHENAULT Incorporator
THOMAS PARMELEE DUPREE Incorporator

Former Company Names

Name Action
F. L. DUPREE & CO., INC. Old Name
F. L. DUPREE CO. Old Name

Filings

Name File Date
Annual Report 2024-03-27
Annual Report 2023-03-16
Annual Report 2022-04-25
Annual Report 2021-03-15
Annual Report 2020-03-19
Annual Report 2019-04-23
Annual Report Amendment 2018-08-22
Annual Report 2018-04-13
Annual Report 2017-05-04
Annual Report 2016-03-11

Related by officers

ALLEN E. GRIMES, III

KENTUCKY TAX-FREE INCOME FUND, INC. DUPREE MUTUAL FUNDS

ALLEN E GRIMES III

BRECKINRIDGE OF LEXINGTON, L.L.C.

Huston B Combs

HENRY CLAY BOYS SOCCER BOOSTERS, INC.

Related by address

P. O. BOX 1149, LEXINGTON, KY 405891149

KENTUCKY TAX-FREE INCOME FUND, INC.

Date of last update: 05 Dec 2024

Sources: Kentucky Secretary of State

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