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  5. KEENELAND ASSOCIATION, INC.

KEENELAND ASSOCIATION, INC.

Company Details

Name: KEENELAND ASSOCIATION, INC.
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 17 Apr 1935 (90 years ago)
Organization Date: 17 Apr 1935 (90 years ago)
Last Annual Report: 18 Mar 2025 (a month ago)
Organization Number: 0026882
Number of Employees: Large (100+)
ZIP code: 40588
City: Lexington
Primary County: Fayette County
Principal Office: PO BOX 1690, LEXINGTON, KY 40588-1690
Place of Formation: KENTUCKY
Authorized Shares: 3700

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300LT5OXPGUHXBO59 0026882 US-KY GENERAL ACTIVE No data

Addresses
Legal C/O SKO-LEXINGTON SERVICES, LLC, 300 WEST VINE STREET SUITE 2100, LEXINGTON, US-KY, US, 40507-1801
Headquarters PO Box 1690, 4201 Versailles Road, Lexington, US-KY, US, 40510

Registration details
Registration Date 2014-12-05
Last Update 2023-08-04
Status LAPSED
Next Renewal 2021-01-13
LEI Issuer 5493001KJTIIGC8Y1R12
Corroboration Level FULLY_CORROBORATED
Data Validated As 0026882

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
KEENELAND ASSOCIATION, INC. LIFE AND DISABILITY PLAN 2015 610597425 2016-10-05 KEENELAND ASSOCIATION, INC. 222
File View Page
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 405881690
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40510

Number of participants as of the end of the plan year
Active participants 0
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2016-10-05
Name of individual signing WILLIAM W. THOMASON, JR.
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. HEALTH PLAN 2015 610597425 2016-10-05 KEENELAND ASSOCIATION, INC. 221
File View Page
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 405881690
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40510

Number of participants as of the end of the plan year
Active participants 0
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2016-10-05
Name of individual signing WILLIAM W. THOMASON, JR.
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. LIFE AND DISABILITY PLAN 2014 610597425 2015-07-30 KEENELAND ASSOCIATION, INC. 179
File View Page
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 202

Signature of
Role Plan administrator
Date 2015-07-30
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. HEALTH PLAN 2014 610597425 2015-07-30 KEENELAND ASSOCIATION, INC. 210
File View Page
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 221

Signature of
Role Plan administrator
Date 2015-07-30
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. STD PLAN 2014 610597425 2015-07-30 KEENELAND ASSOCIATION, INC. 179
File View Page
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 0

Signature of
Role Plan administrator
Date 2015-07-30
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. DENTAL PLAN 2014 610597425 2015-07-29 KEENELAND ASSOCIATION, INC. 194
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 508

Signature of
Role Employer/plan sponsor
Date 2015-07-29
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. STD PLAN 2013 610597425 2014-10-13 KEENELAND ASSOCIATION, INC. 179
File View Page
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
KEENELAND ASSOCIATION, INC. DENTAL PLAN 2013 610597425 2014-10-13 KEENELAND ASSOCIATION, INC. 192
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 194
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
KEENELAND ASSOCIATION, INC. HEALTH PLAN 2013 610597425 2014-10-13 KEENELAND ASSOCIATION, INC. 206
File View Page
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 210
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
KEENELAND ASSOCIATION, INC. LTD PLAN 2013 610597425 2014-10-13 KEENELAND ASSOCIATION, INC. 179
File View Page
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011080240P030038471953001.pdf
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2013-10-11
Name of individual signing LAUREN JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011080137P040031895587001.pdf
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2013-10-11
Name of individual signing LAUREN JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011080033P040031892979001.pdf
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 206
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2013-10-11
Name of individual signing LAUREN JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011075926P040031889651001.pdf
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 192
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2013-10-11
Name of individual signing LAUREN JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/12/20121012174200P030006149889001.pdf
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 194
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2012-10-12
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/12/20121012192947P030001379619001.pdf
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 173
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2012-10-12
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 204
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2012-10-12
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2012-10-12
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/17/20111017145801P030151406289001.pdf
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Signature of
Role Plan administrator
Date 2011-10-17
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/17/20111017145738P030701964816001.pdf
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 197
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2011-10-17
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/17/20111017161123P030022397170001.pdf
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Signature of
Role Plan administrator
Date 2011-10-17
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/17/20111017145913P030151408385001.pdf
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Signature of
Role Plan administrator
Date 2011-10-17
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/08/02/20100802131336P040414845121001.pdf
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 207
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-08-02
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 4
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/08/02/20100802131453P040020303396001.pdf
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 210
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-08-02
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 002
Effective date of plan 1987-01-01
Business code 711210
Sponsor’s telephone number 8004563412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 405881690
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 405881690

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 405881690
Administrator’s telephone number 8004563412

Number of participants as of the end of the plan year
Active participants 366
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 16
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 247
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2010-10-14
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-10-14
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 002
Effective date of plan 1987-01-01
Business code 711210
Sponsor’s telephone number 8004563412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 405881690
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 405881690

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 405881690
Administrator’s telephone number 8004563412

Number of participants as of the end of the plan year
Active participants 366
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 16
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 247
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2010-10-14
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/08/02/20100802131722P040135061746001.pdf
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 4
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-08-02
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/08/02/20100802131557P040135061074001.pdf
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-08-02
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 4
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 210
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 207
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 210
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 207
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature

President

Name Role
Shannon B. Arvin President

Secretary

Name Role
Sarah Sloan Reeves Secretary

Vice President

Name Role
Brad Lovell Vice President
Christa Marrillia Vice President
Tony Lacy Vice President
Stuart Brown Vice President
Gatewood Bell Vice President

Treasurer

Name Role
Shannon B Arvin Treasurer

Officer

Name Role
Hunter Stout Officer
Kari West Officer

Director

Name Role
James G. Bell Director
Helen C. Alexander Director
Robert N. Clay Director
William S. Farish Jr. Director
Everett Dobson Director
Pope McLean, Jr. Director
Daisy Phipps Pulito Director
William J. Shively Director
William W. Thomason, Jr. Director
Ben Haggin Director

Incorporator

Name Role
HAL PRICE HEADLEY Incorporator
THOMAS PIATT Incorporator
VICTOR K. DODGE Incorporator

Registered Agent

Name Role
SKO-LEXINGTON SERVICES, LLC Registered Agent

Permits

Agency Interest Id Program Activity Type Current Milestone Issued Date Milestone Date
1062 Wastewater KPDES Ind Storm Gen Const Approval Issued 2023-11-27 2023-11-27
Document Name KYR10R945 Coverage Letter.pdf
Date 2023-11-28
Document Download
1062 Wastewater KPDES Ind Storm Gen Const Approval Issued 2020-05-26 2020-05-26
Document Name KYR10O427 Coverage Letter.pdf
Date 2020-05-27
Document Download
1062 Wastewater KPDES Ind Storm Gen Const Permit Terminated 2014-05-06 2014-08-22
Document Name KYR10I346 Coverage Letter.pdf
Date 2014-05-07
Document Download
1062 Solid Waste Compost Fac-SW-Reg General Correspondence Sent 2000-07-17 2014-12-18
Document Name Approved Application 7-17-00
Date 2000-07-17
Document Download
Document Name Approval Ltr and permit 07-17-00
Date 2000-07-17
Document Download

Former Company Names

Name Action
KEENELAND ASSOCIATION Old Name
KEENELAND RACE COURSE Merger

Assumed Names

Name Status Expiration Date
KEENELAND ASSOCIATION Inactive 2018-06-20
KEENELAND Inactive 2018-06-20

Filings

Name File Date
Annual Report 2025-03-18
Annual Report 2024-04-30
Annual Report 2023-03-20
Name Renewal 2022-12-27
Name Renewal 2022-12-27
Annual Report 2022-06-20
Annual Report Amendment 2021-07-15
Annual Report 2021-03-22
Annual Report 2020-04-14
Annual Report 2019-04-30

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
1011102 Intrastate Non-Hazmat 2024-03-05 50000 2023 27 20 Private(Property), Priv. Pass. (Business)
Legal Name KEENELAND ASSOCIATION INC
DBA Name -
Physical Address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40510, US
Mailing Address POST OFFICE BOX 1690, LEXINGTON, KY, 40588-1690, US
Phone (859) 288-4210
Fax (859) 288-4249
E-mail -

Safety Measurement System - All Transportation
Total Number of Inspections for the measurement period (24 months) 0
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 0
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 0
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Safety Measurement System - Passenger Transportation
Total Number of Inspections for the measurement period (24 months) 0
Driver Fitness BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance Percentile Less than 5 driver inspections
Vehicle Maintenance BASIC Acute/Critical Indicator No
Vehicle Maintenance BASIC Roadside Performance Percentile Less than 5 vehicle inspections
Controlled Substances and Alcohol BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Controlled Substances and Alcohol BASIC Roadside Performance Percentile 0%
Unsafe Driving BASIC Roadside Performance Percentile 0%
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 0
Driver Fitness BASIC Roadside Performance Over Threshold Indicator No
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 0
Vehicle Maintenance BASIC Roadside Performance Over Threshold Indicator No
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Controlled Substances and Alcohol BASIC Roadside Performance Over Threshold Indicator No
Driver Fitness BASIC Indicator No
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Unsafe Driving BASIC Roadside Performance Over Threshold Indicator No
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Vehicle Maintenance BASIC Indicator No
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Controlled Substances and Alcohol BASIC Indicator No
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Unsafe Driving Overall BASIC Indicator No
Number of inspections with at least one Unsafe Driving BASIC violation 0

Inspections
Unique report number of the inspection L716000507
State abbreviation that indicates the state the inspector is from KY
The date of the inspection 2023-02-20
ID that indicates the level of inspection Terminal
State abbreviation that indicates where the inspection occurred KY
Time weight of the inspection 1
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit BUS
Description of the make of the main unit FORD
License plate of the main unit 179279
License state of the main unit KY
Vehicle Identification Number of the main unit 1FDXE45S56DB26868
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 0
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection L716000506
State abbreviation that indicates the state the inspector is from KY
The date of the inspection 2023-02-20
ID that indicates the level of inspection Terminal
State abbreviation that indicates where the inspection occurred KY
Time weight of the inspection 1
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit BUS
Description of the make of the main unit FORD
License plate of the main unit 597131
License state of the main unit KY
Vehicle Identification Number of the main unit 1FDFE4FS8DDA93260
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 0
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0

Government Spending

Branch Date of Service Fiscal Year Cabinet Department Classification Item Name Amount
Executive 2025-02-27 2025 Public Protection Cabinet Horse Racing Commission Miscellaneous Services Advertising-Rept 97874.8

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PO BOX 1690, LEXINGTON, KY 40588-1690

AUCTIO, LLC

Sources: Kentucky Secretary of State

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