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  5. KEENELAND ASSOCIATION, INC.

KEENELAND ASSOCIATION, INC.

Company Details

Name: KEENELAND ASSOCIATION, INC.
Jurisdiction: Kentucky
Profit or Non-Profit: Profit
Legal type: Kentucky Corporation
Status: Active
Standing: Good
File Date: 17 Apr 1935 (90 years ago)
Organization Date: 17 Apr 1935 (90 years ago)
Last Annual Report: 30 Apr 2024 (9 months ago)
Organization Number: 0026882
ZIP code: 40588
Primary County: Fayette
Principal Office: PO BOX 1690, LEXINGTON, KY 40588-1690
Place of Formation: KENTUCKY
Authorized Shares: 3700

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300LT5OXPGUHXBO59 0026882 US-KY GENERAL ACTIVE No data

Addresses
Legal C/O SKO-LEXINGTON SERVICES, LLC, 300 WEST VINE STREET SUITE 2100, LEXINGTON, US-KY, US, 40507-1801
Headquarters PO Box 1690, 4201 Versailles Road, Lexington, US-KY, US, 40510

Registration details
Registration Date 2014-12-05
Last Update 2023-08-04
Status LAPSED
Next Renewal 2021-01-13
LEI Issuer 5493001KJTIIGC8Y1R12
Corroboration Level FULLY_CORROBORATED
Data Validated As 0026882

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
KEENELAND ASSOCIATION, INC. LIFE AND DISABILITY PLAN 2015 610597425 2016-10-05 KEENELAND ASSOCIATION, INC. 222
File View Page
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 405881690
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40510

Number of participants as of the end of the plan year
Active participants 0
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2016-10-05
Name of individual signing WILLIAM W. THOMASON, JR.
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. HEALTH PLAN 2015 610597425 2016-10-05 KEENELAND ASSOCIATION, INC. 221
File View Page
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 405881690
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40510

Number of participants as of the end of the plan year
Active participants 0
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2016-10-05
Name of individual signing WILLIAM W. THOMASON, JR.
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. LIFE AND DISABILITY PLAN 2014 610597425 2015-07-30 KEENELAND ASSOCIATION, INC. 179
File View Page
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 202

Signature of
Role Plan administrator
Date 2015-07-30
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. HEALTH PLAN 2014 610597425 2015-07-30 KEENELAND ASSOCIATION, INC. 210
File View Page
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 221

Signature of
Role Plan administrator
Date 2015-07-30
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. STD PLAN 2014 610597425 2015-07-30 KEENELAND ASSOCIATION, INC. 179
File View Page
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 0

Signature of
Role Plan administrator
Date 2015-07-30
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. DENTAL PLAN 2014 610597425 2015-07-29 KEENELAND ASSOCIATION, INC. 194
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 508

Signature of
Role Employer/plan sponsor
Date 2015-07-29
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
KEENELAND ASSOCIATION, INC. STD PLAN 2013 610597425 2014-10-13 KEENELAND ASSOCIATION, INC. 179
File View Page
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
KEENELAND ASSOCIATION, INC. DENTAL PLAN 2013 610597425 2014-10-13 KEENELAND ASSOCIATION, INC. 192
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 194
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
KEENELAND ASSOCIATION, INC. HEALTH PLAN 2013 610597425 2014-10-13 KEENELAND ASSOCIATION, INC. 206
File View Page
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 210
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
KEENELAND ASSOCIATION, INC. LTD PLAN 2013 610597425 2014-10-13 KEENELAND ASSOCIATION, INC. 179
File View Page
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011080240P030038471953001.pdf
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2013-10-11
Name of individual signing LAUREN JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011080137P040031895587001.pdf
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2013-10-11
Name of individual signing LAUREN JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011080033P040031892979001.pdf
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 206
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2013-10-11
Name of individual signing LAUREN JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011075926P040031889651001.pdf
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Number of participants as of the end of the plan year
Active participants 192
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2013-10-11
Name of individual signing LAUREN JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/12/20121012174200P030006149889001.pdf
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 194
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2012-10-12
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/12/20121012192947P030001379619001.pdf
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 173
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2012-10-12
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 204
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2012-10-12
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 179
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2012-10-12
Name of individual signing CONNIE VAN ONSELDER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/17/20111017145801P030151406289001.pdf
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Signature of
Role Plan administrator
Date 2011-10-17
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/17/20111017145738P030701964816001.pdf
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 197
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2011-10-17
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/17/20111017161123P030022397170001.pdf
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Signature of
Role Plan administrator
Date 2011-10-17
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/17/20111017145913P030151408385001.pdf
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Signature of
Role Plan administrator
Date 2011-10-17
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/08/02/20100802131336P040414845121001.pdf
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 207
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-08-02
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 4
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/08/02/20100802131453P040020303396001.pdf
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 210
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-08-02
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 002
Effective date of plan 1987-01-01
Business code 711210
Sponsor’s telephone number 8004563412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 405881690
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 405881690

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 405881690
Administrator’s telephone number 8004563412

Number of participants as of the end of the plan year
Active participants 366
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 16
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 247
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2010-10-14
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-10-14
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 002
Effective date of plan 1987-01-01
Business code 711210
Sponsor’s telephone number 8004563412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 405881690
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 405881690

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 405881690
Administrator’s telephone number 8004563412

Number of participants as of the end of the plan year
Active participants 366
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 16
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 247
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2010-10-14
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/08/02/20100802131722P040135061746001.pdf
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 4
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-08-02
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/08/02/20100802131557P040135061074001.pdf
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-08-02
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 503
Effective date of plan 1996-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 4
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 210
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 207
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 502
Effective date of plan 1992-03-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 214
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 501
Effective date of plan 1977-12-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 210
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Three-digit plan number (PN) 504
Effective date of plan 1997-09-01
Business code 713900
Sponsor’s telephone number 8592543412
Plan sponsor’s mailing address P.O. BOX 1690, LEXINGTON, KY, 40592
Plan sponsor’s address 4201 VERSAILLES ROAD, LEXINGTON, KY, 40592

Plan administrator’s name and address
Administrator’s EIN 610597425
Plan administrator’s name KEENELAND ASSOCIATION, INC.
Plan administrator’s address P.O. BOX 1690, LEXINGTON, KY, 40592
Administrator’s telephone number 8592543412

Number of participants as of the end of the plan year
Active participants 207
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of
Role Plan administrator
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature
Role Employer/plan sponsor
Date 2010-07-30
Name of individual signing HARVIE B. WILKINSON
Valid signature Filed with incorrect/unrecognized electronic signature

Director

Name Role
Daisy Phipps Pulito Director
William W. Thomason, Jr. Director
Barbara R. Banke Director
H. Greg Goodman Director
John G. Sikura Director
Shannon Bishop Arvin Director
Everett Dobson Director
S. Walker Hancock, Jr. Director
W. Gray Lyster IV Director
Aisling Duignan Director

CIO

Name Role
Brad Lovell CIO

Treasurer

Name Role
SHANNON B ARVIN Treasurer

CFO

Name Role
HUNTER STOUT CFO

Secretary

Name Role
Sarah Sloan Reeves Secretary

Vice President

Name Role
Gatewood Bell Vice President
Christa Marrillia Vice President
Tony Lacy Vice President
Stuart Brown Vice President
Brad Lovell Vice President

Registered Agent

Name Role
SKO-LEXINGTON SERVICES, LLC Registered Agent

President

Name Role
Shannon B. Arvin President

Officer

Name Role
CHRISTA MARRILLIA Officer
KARI WEST Officer

Incorporator

Name Role
HAL PRICE HEADLEY Incorporator
THOMAS PIATT Incorporator
VICTOR K. DODGE Incorporator

CEO

Name Role
Shannon B. Arvin CEO

Former Company Names

Name Action
KEENELAND ASSOCIATION Old Name
KEENELAND RACE COURSE Merger

Assumed Names

Name Status Expiration Date
KEENELAND ASSOCIATION Inactive 2018-06-20
KEENELAND Inactive 2018-06-20

Filings

Name File Date
Annual Report 2024-04-30
Annual Report 2023-03-20
Name Renewal 2022-12-27
Name Renewal 2022-12-27
Annual Report 2022-06-20
Annual Report Amendment 2021-07-15
Annual Report 2021-03-22
Annual Report 2020-04-14
Annual Report 2019-04-30
Certificate of Assumed Name 2018-06-28

Related by officers

William W. Thomason, Jr.

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Brad Lovell

JUNIOR ACHIEVEMENT OF THE BLUEGRASS, INC.

Barbara R. Banke

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H. Greg Goodman

THOROUGHBRED OWNERS AND BREEDERS ASSOCIATION, INC. MT. BRILLIANT FARM AND RANCH, LLC

John G. Sikura

SIKURA PROPERTIES, LLC

Shannon Bishop Arvin

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Everett Dobson

KEENELAND FOUNDATION, INC. THOROUGHBRED OWNERS AND BREEDERS ASSOCIATION, INC. KEENELAND LIBRARY AND MUSEUM FOUNDATION, INC.

Aisling Duignan

Paddington Investments LLC

Garrett O'Rourke

JUDDMONTE FARMS, INC. THOROUGHBRED OWNERS AND BREEDERS ASSOCIATION, INC. TOBA MEDIA PROPERTIES, INC.

Julie Cauthen

BLUE GRASS FARMS CHARITIES, INC.

Case Clay

THE LEXINGTON SCHOOL, INC. CBC EQUINE INVESTMENTS, LLC Cottoni, LLC Breckenridge Ventures, LLC TORDRILLO VENTURES LLC

Bret Jones

UNIVERSITY OF KENTUCKY MARKEY CANCER FOUNDATION, INC. BREEDERS' CUP PROPERTIES, LLC BREEDERS' CUP CHARITIES, INC.

Jaime Roth

THOROUGHBRED WOMEN'S NETWORK, INC.

ERIC GUSTAVSON

BREEDERS' CUP LIMITED

SHANNON B ARVIN

STOCK YARDS BANK & TRUST COMPANY STOCK YARDS BANCORP, INC. NICOMA PROPERTIES, LLC COPPER BEECH STABLES, LLC FLIGHT CLUB 859, INC.

Sarah Sloan Reeves

BREEDERS' CUP LIMITED 2016 Bourbon Lane Stable South Africa, LLC Ballyfair Bloodstock, LLC World's Ultimate Horseman, LLC 2023-2024 SPRUCE LANE PINHOOKING, LLC

Gatewood Bell

HAT CREEK RACING CO. X, LLC HAT CREEK RACING CO. XI, LLC

Christa Marrillia

MIDWAY UNIVERSITY, INC. KEENELAND LIBRARY AND MUSEUM FOUNDATION, INC.

Tony Lacy

LACY PIINHOOKING 2002, LLC LACY BLOODSTOCK, LLC NEW VOCATIONS RACEHORSE ADOPTION PROGRAM, INC. NEW VOCATIONS RACEHORSE ADOPTION PROGRAM, INC.

Stuart Brown

UNIVERSITY OF KENTUCKY GLUCK EQUINE RESEARCH FOUNDATION, INC. STUART P. BROWN, P.L.L.C. ACCESS INFORMATION MANAGEMENT CORPORATION Professional Wedding Group, Inc. Racing Medication and Testing Consortium, Inc.

James G. Bell

COCONUT COTTAGE, LLC

Helen C. Alexander

Orca Investments, LLC

Robert N. Clay

THOROUGHBRED OWNERS AND BREEDERS ASSOCIATION, INC. CLAY HOLDING CO. BREEDERS' CUP LIMITED RNC INVESTMENTS, LLC RNC HOLDINGS, LLC HCCS, LLC CLAY FAMILY HOLDINGS, LLC THE HENRY CLAY CENTER FOR STATESMANSHIP, INC.

Mark Taylor

TAYLOR-MADE FARM, INC. THE CROMWELL COMMUNITY DEVELOPMENT LEAGUE, INC. OVERDRIVE, INCORPORATED CUSTOM WOODWORKS, INC. RTR HEATING AND AIR CONDITIONING, INC. Bluegrass Commons Condominiums Association of Unit Owners Inc Empire Contractors OH LLC MUSICYO.COM CORPORATION DGA RESIDENTIAL, LLC

William J. Shively

UNIVERSITY OF KENTUCKY MARKEY CANCER FOUNDATION, INC. TOMOKA HILLS FARMS, INC. BLUEGRASS INSURANCE MANAGEMENT, LLC DIXIANA FARMS, LLC TOWER HILL CLAIMS MANAGEMENT II, INC. BLUEGRASS CLAIMS SERVICE, LLC LSC STADIUM MANAGEMENT LLC

William S. Farish Jr.

THE JOCKEY CLUB RACING SERVICES, INC. INCOMPASS SOLUTIONS, INC. THE JOCKEY CLUB INFORMATION SYSTEMS, INC. THE JOCKEY CLUB TECHNOLOGY SERVICES, INC.

Shannon B. Arvin

STONE FENCE FARM, INC. CITIZENS FOR PRESERVATION OF JESSAMINE COUNTY, LLC KCG ENTERPRISES, LLC

Ben Haggin

GRAYSON-JOCKEY CLUB RESEARCH FOUNDATION, INC.

HAL PRICE HEADLEY

THE AMERICAN THOROUGHBRED BREEDERS ASSOCIATION, INC. H & S FOOD SERVICES, INC.

VICTOR K. DODGE

KENTUCKY ARCHAEOLOGICAL ASSOCIATION, INC.

William T. Young, Jr.

LEXINGTON CARTAGE COMPANY

William M. Lear, Jr.

TJC HOLDINGS, INC. INCOMPASS SOLUTIONS, INC. KEENELAND FOUNDATION, INC. STOLL KEENON OGDEN PLLC BLUEGRASS BURGERS I, LLC KEENELAND LIBRARY AND MUSEUM FOUNDATION, INC. STOLL KEENON OGDEN GOVERMENT RELATIONS, LLC

Luther Deaton, Jr.

CENTRAL INVESTMENT CENTER, INC. PIONEER FINANCIAL CORPORATION CENTRAL BANK OF JEFFERSON COUNTY, INC. THE KENTUCKY STATE POLICE FOUNDATION, INC.

Related by address

PO BOX 1690, LEXINGTON, KY 40588-1690

AUCTIO, LLC

Date of last update: 13 Jan 2025

Sources: Kentucky Secretary of State

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