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KENTUCKY DERBY FESTIVAL, INC.

Company Details

Name: KENTUCKY DERBY FESTIVAL, INC.
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Non-profit
File Date: 10 Oct 1956 (69 years ago)
Organization Date: 10 Oct 1956 (69 years ago)
Last Annual Report: 17 Feb 2025 (2 months ago)
Organization Number: 0027841
Industry: Miscellaneous Services
Number of Employees: Medium (20-99)
Principal Office: 1001 SOUTH THIRD STREET, LOUISVILLE, KY 402032913
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
KENTUCKY DERBY FESTIVAL RETIREMENT SAVINGS PLAN 2023 610713833 2025-02-17 KENTUCKY DERBY FESTIVAL 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 SOUTH THIRD STREET, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2025-02-17
Name of individual signing MATTHEW GIBSON
Valid signature Filed with authorized/valid electronic signature
KENTUCKY DERBY FESTIVAL INC CBS BENEFIT PLAN 2023 610713833 2024-12-30 KENTUCKY DERBY FESTIVAL INC 18
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2019-12-01
Business code 813000
Sponsor’s telephone number 5025723832
Plan sponsor’s address 1001 S. THIRD STREET, LOUISVILLE, KY, 40203

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name JOSEPH HSU
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2024-12-30
Name of individual signing JOSEPH HSU
Valid signature Filed with authorized/valid electronic signature
KENTUCKY DERBY FESTIVAL RETIREMENT SAVINGS PLAN 2022 610713833 2023-10-30 KENTUCKY DERBY FESTIVAL 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 SOUTH THIRD STREET, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2023-10-30
Name of individual signing MATTHEW GIBSON
Valid signature Filed with authorized/valid electronic signature
KENTUCKY DERBY FESTIVAL INC CBS BENEFIT PLAN 2022 610713833 2023-12-27 KENTUCKY DERBY FESTIVAL INC 17
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2019-12-01
Business code 813000
Sponsor’s telephone number 5025723832
Plan sponsor’s address 1001 S. THIRD STREET, LOUISVILLE, KY, 40203

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2023-12-27
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
KENTUCKY DERBY FESTIVAL RETIREMENT SAVINGS PLAN 2021 610713833 2022-11-07 KENTUCKY DERBY FESTIVAL 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 SOUTH THIRD STREET, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2022-11-07
Name of individual signing MATTHEW GIBSON
Valid signature Filed with authorized/valid electronic signature
KENTUCKY DERBY FESTIVAL INC CBS BENEFIT PLAN 2021 610713833 2022-12-29 KENTUCKY DERBY FESTIVAL INC 18
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2019-12-01
Business code 813000
Sponsor’s telephone number 5025723832
Plan sponsor’s address 1001 S. THIRD STREET, LOUISVILLE, KY, 40203

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2022-12-29
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
KENTUCKY DERBY FESTIVAL RETIREMENT SAVINGS PLAN 2020 610713833 2021-11-18 KENTUCKY DERBY FESTIVAL 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 SOUTH THIRD STREET, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2021-11-18
Name of individual signing MATTHEW GIBSON
Valid signature Filed with authorized/valid electronic signature
KENTUCKY DERBY FESTIVAL INC CBS BENEFIT PLAN 2020 610713833 2021-12-14 KENTUCKY DERBY FESTIVAL INC 21
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2019-12-01
Business code 813000
Sponsor’s telephone number 5025723832
Plan sponsor’s address 1001 S. THIRD STREET, LOUISVILLE, KY, 40203

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2021-12-14
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
KENTUCKY DERBY FESTIVAL INC CBS BENEFIT PLAN 2019 610713833 2020-12-23 KENTUCKY DERBY FESTIVAL INC 21
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2019-12-01
Business code 813000
Sponsor’s telephone number 5025723832
Plan sponsor’s address 1001 S. THIRD STREET, LOUISVILLE, KY, 40203

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name KELLY WOLF
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2020-12-23
Name of individual signing KELLY WOLF
Valid signature Filed with authorized/valid electronic signature
KENTUCKY DERBY FESTIVAL RETIREMENT SAVINGS PLAN 2019 610713833 2020-12-18 KENTUCKY DERBY FESTIVAL 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 SOUTH THIRD STREET, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2020-12-18
Name of individual signing MATTHEW GIBSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2020/04/16/20200416134505NAL0023826400001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 SOUTH THIRD STREET, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2020-04-16
Name of individual signing MATTHEW GIBSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2019/06/05/20190605140236P040278064055001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 SOUTH THIRD STREET, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2019-06-05
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2018/02/02/20180202101459P040036194541001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 SOUTH THIRD STREET, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2018-02-02
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2016/12/01/20161201150106P040030145431001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2016-12-01
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-12-01
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2016/03/08/20160308142942P040023998173001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2016-03-08
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-03-08
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/10/28/20141028105109P040027709245001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2014-10-28
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-10-28
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/12/10/20131210091419P030119870019001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913

Signature of

Role Plan administrator
Date 2013-12-10
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-12-10
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/04/02/20130402094543P040056217893001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913

Plan administrator’s name and address

Administrator’s EIN 610713833
Plan administrator’s name KENTUCKY DERBY FESTIVAL
Plan administrator’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913
Administrator’s telephone number 5025846383

Signature of

Role Plan administrator
Date 2013-04-02
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-04-02
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/27/20111027100216P030052703895001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913

Plan administrator’s name and address

Administrator’s EIN 610713833
Plan administrator’s name KENTUCKY DERBY FESTIVAL
Plan administrator’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913
Administrator’s telephone number 5025846383

Signature of

Role Plan administrator
Date 2011-10-27
Name of individual signing MIKE BERRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-10-27
Name of individual signing MIKE BERRY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/04/04/20110404131622P030172292176001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1988-09-01
Business code 713900
Sponsor’s telephone number 5025846383
Plan sponsor’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913

Plan administrator’s name and address

Administrator’s EIN 610713833
Plan administrator’s name KENTUCKY DERBY FESTIVAL
Plan administrator’s address 1001 S 3RD ST, LOUISVILLE, KY, 402032913
Administrator’s telephone number 5025846383

Signature of

Role Plan administrator
Date 2011-04-04
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-04-04
Name of individual signing MICHAEL BERRY
Valid signature Filed with authorized/valid electronic signature

Incorporator

Name Role
RAYMOND WINBERG Incorporator
EARL RUBY Incorporator
ADDISON F. MCGHEE Incorporator

President

Name Role
Matthew A Gibson President

Vice President

Name Role
April Zik Vice President
Dorothy Howlett Vice President
Aimee Boyd Vice President

Director

Name Role
Alfonso Cornish Director
William Fisher Director
Louis Waterman Director

Registered Agent

Name Role
MATTHEW A. GIBSON Registered Agent

Licenses

Department License Number License Type / Line of Authority Status Issue Date Effective Date Inactive Date Expiry Date Address
Department of Charitable Gaming ORG0001638 Organization Active - - - 2026-03-15 Louisville, JEFFERSON, KY

Former Company Names

Name Action
KENTUCKY DERBY FESTIVAL COMMITTEE, INC. Old Name

Assumed Names

Name Status Expiration Date
THEY'RE OFF LUNCHEON Inactive 2013-07-15
DERBY FESTIVAL MINI-MARATHON Inactive 2013-07-15
KENTUCKY DERBY FESTIVAL WEEK Inactive 2013-07-15
DERBY WEEK Inactive 2013-07-15
THE GREAT STEAMBOAT RACE Inactive 2013-07-15
DERBY EVE JAM Inactive 2003-07-15
DERBY FESTIVAL THEY'RE OFF LUNCHEON Inactive 2003-07-15
KENTUCKY DERBY FESTIVAL GOLF TOURNAMENT Inactive 2003-07-15
DERBY CLASSIC Inactive 2003-07-15
DERBY FESTIVAL-IN-THE-PARK Inactive 2003-07-15

Filings

Name File Date
Annual Report 2025-02-17
Annual Report 2024-02-28
Annual Report 2023-03-07
Annual Report 2022-05-17
Annual Report 2021-04-05
Annual Report 2020-02-11
Registered Agent name/address change 2020-02-11
Annual Report 2019-04-18
Annual Report 2018-04-10
Annual Report 2017-02-28

USAspending Awards. Contracts

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
PURCHASE ORDER AWARD W912KZ12P0087 2012-07-11 2012-07-31 2012-07-31
Unique Award Key CONT_AWD_W912KZ12P0087_9700_-NONE-_-NONE-
Awarding Agency Department of Defense
Link View Page

Award Amounts

Obligated Amount 20000.00
Current Award Amount 20000.00
Potential Award Amount 20000.00

Description

Title ADVERTISING FOR KENTUCKY DERBY FESTIVAL
NAICS Code 541850: DISPLAY ADVERTISING
Product and Service Codes R701: SUPPORT- MANAGEMENT: ADVERTISING

Recipient Details

Recipient KENTUCKY DERBY FESTIVAL, INC.
UEI QK82S2QYJKW5
Recipient Address 1001 S 3RD ST, LOUISVILLE, JEFFERSON, KENTUCKY, 402032913, UNITED STATES

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
61-0713833 Corporation Unconditional Exemption 1001 S 3RD ST, LOUISVILLE, KY, 40203-2913 1957-11
In Care of Name -
Group Exemption Number 0000
Subsection Civic League, Local Association of Employees, Social Welfare Organization
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Literary Organization, Social Welfare Organization, Labor Organization, Chamber of Commerce, Mutual Cooperative Telephone Co.
Deductibility Contributions are not deductible.
Foundation All organizations except 501(c)(3)
Tax Period 2023-09
Asset 5,000,000 to 9,999,999
Income 5,000,000 to 9,999,999
Filing Requirement 990 (all other) or 990EZ return
PF Filing Requirement No 990-PF return
Accounting Period Sep
Asset Amount 5705840
Income Amount 8002786
Form 990 Revenue Amount 7244621
National Taxonomy of Exempt Entities -
Sort Name -

Copies of Returns (990, 990-EZ, 990-PF, 990-T)

Organization Name KENTUCKY DERBY FESTIVAL INC
EIN 61-0713833
Tax Period 202209
Filing Type E
Return Type 990O
File View File
Organization Name KENTUCKY DERBY FESTIVAL INC
EIN 61-0713833
Tax Period 202109
Filing Type E
Return Type 990O
File View File
Organization Name KENTUCKY DERBY FESTIVAL INC
EIN 61-0713833
Tax Period 201909
Filing Type E
Return Type 990O
File View File
Organization Name KENTUCKY DERBY FESTIVAL INC
EIN 61-0713833
Tax Period 201809
Filing Type E
Return Type 990O
File View File
Organization Name KENTUCKY DERBY FESTIVAL INC
EIN 61-0713833
Tax Period 201709
Filing Type E
Return Type 990O
File View File
Organization Name KENTUCKY DERBY FESTIVAL INC
EIN 61-0713833
Tax Period 201609
Filing Type E
Return Type 990O
File View File

Government Spending

Branch Date of Service Fiscal Year Cabinet Department Classification Item Name Amount
Executive 2025-02-21 2025 Transportation Cabinet Department Of Highways Pro Contract (Inc Per Serv) Advertising Services-1099 Rept 112000
Executive 2024-11-26 2025 Tourism, Arts and Heritage Cabinet Kentucky State Fair Board Misc Commodities & Other Exp Dues 400

Sources: Kentucky Secretary of State