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NEW PERCEPTIONS, INC.

Company Details

Name: NEW PERCEPTIONS, INC.
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Non-profit
Organization Date: 14 Jan 1966 (59 years ago)
Last Annual Report: 20 Jun 2024 (10 months ago)
Organization Number: 0044427
Industry: Social Services
Number of Employees: Medium (20-99)
ZIP code: 41017
City: Ft Mitchell, Bromley, Covington, Crescent Park, Cresc...
Primary County: Kenton County
Principal Office: ONE SPERTI DR., EDGEWOOD, KY 41017
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NEW PERCEPTIONS, INC. D/C RETIREMENT PLAN 2023 610705047 2025-01-23 NEW PERCEPTIONS, INC. 45
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Signature of

Role Plan administrator
Date 2025-01-23
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2025-01-23
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
NEW PERCEPTIONS, INC. D/C RETIREMENT PLAN 2022 610705047 2024-04-12 NEW PERCEPTIONS, INC. 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Signature of

Role Plan administrator
Date 2024-04-12
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
NEW PERCEPTIONS. INC. D/C RETIREMENT PLAN 2021 610705047 2023-01-18 NEW PERCEPTIONS. INC. 50
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Signature of

Role Plan administrator
Date 2023-01-18
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
NEW PERCEPTIONS, INC. RETIREMENT PLAN 2020 610705047 2022-04-18 NEW PERCEPTIONS, INC. 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Signature of

Role Plan administrator
Date 2022-04-18
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
NEW PERCEPTIONS, INC. RETIREMENT PLAN 2019 610705047 2021-03-31 NEW PERCEPTIONS, INC. 55
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2021-03-31
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
NEW PERCEPTIONS, INC. RETIREMENT PLAN 2018 610705047 2019-12-11 NEW PERCEPTIONS, INC. 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2019-12-11
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
NEW PERCEPTIONS, INC. RETIREMENT PLAN 2017 610705047 2019-01-16 NEW PERCEPTIONS, INC. 53
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2019-01-16
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
NEW PERCEPTIONS, INC. RETIREMENT PLAN 2016 610705047 2018-02-09 NEW PERCEPTIONS, INC. 57
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2018-02-09
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
NEW PERCEPTIONS, INC. RETIREMENT PLAN 2015 610705047 2017-01-30 NEW PERCEPTIONS, INC. 50
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2017-01-30
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
NEW PERCEPTIONS, INC. RETIREMENT PLAN 2014 610705047 2015-12-11 NEW PERCEPTIONS, INC. 57
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2015-12-11
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/01/21/20150121120535P030073423393001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2015-01-21
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/11/06/20131106080723P030028480789001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2013-11-06
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/11/14/20121114153842P030036506002001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2012-11-14
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/11/23/20111123143642P040010048673001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2011-11-23
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-11-23
Name of individual signing SHAWN CARROLL
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/11/09/20101109081110P040003046632001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-06-30
Business code 813000
Sponsor’s telephone number 8593449322
Plan sponsor’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017

Plan administrator’s name and address

Administrator’s EIN 610705047
Plan administrator’s name NEW PERCEPTIONS, INC.
Plan administrator’s address ONE SPERTI DRIVE, EDGEWOOD, KY, 41017
Administrator’s telephone number 8593449322

Signature of

Role Plan administrator
Date 2010-11-09
Name of individual signing ELIZABETH BERNARD
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-11-09
Name of individual signing ELIZABETH BERNARD
Valid signature Filed with authorized/valid electronic signature

Director

Name Role
WILLIAM AUSTING Director
JOHN S. ELSAESSER Director
DESMA BORLAND Director
PATRICIA NORTMANN Director
JENNIFER MEYERS Director
WILLIAM KEEN Director
GEORGE BREITENSTEIN Director
DOTTIE DAWSON Director
HERMAN HANNEKEN Director
BRAD ARTHUR Director

Registered Agent

Name Role
SHAWN CARROLL INC. Registered Agent

President

Name Role
MELISSA LUEKE President

Secretary

Name Role
KENT DAILEY Secretary

Treasurer

Name Role
JAMIE BURNS Treasurer

Vice President

Name Role
STEPHANIE STITT Vice President

Incorporator

Name Role
HERMAN HANNEKEN Incorporator
WILLIAM KEEN Incorporator
WILLIAM AUSTING Incorporator
GEORGE BREITENSTEIN Incorporator
JOHN S. ELSAESSER Incorporator

Licenses

Department License Number License Type / Line of Authority Status Issue Date Effective Date Inactive Date Expiry Date Address
Department of Charitable Gaming EXE0000375 Exempt Organization Active - - - - ERLANGER, KENTON, KY
Department of Alcoholic Beverage Control 059-TA-208038 Special Temporary Alcoholic Beverage Auction License Active 2025-03-06 2025-04-24 - 2025-04-24 1379 Donaldson Hwy, Erlanger, Kenton, KY 41018

Former Company Names

Name Action
RIVERSIDE-GOOD COUNSEL, INC. Old Name

Assumed Names

Name Status Expiration Date
RISING STAR STUDIOS OF KENTUCKY Inactive 2015-07-27
LEARNING TOGETHER PRESCHOOL Inactive 2008-07-15
RIVERSIDE-GOOD COUNSEL, INC. Inactive 2008-07-15

Filings

Name File Date
Annual Report 2024-06-20
Annual Report 2023-06-07
Annual Report 2022-03-09
Annual Report 2021-06-08
Annual Report 2020-03-05
Annual Report 2019-04-22
Annual Report 2018-05-03
Annual Report 2017-04-20
Annual Report 2016-05-31
Annual Report 2015-06-08

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
61-0705047 Corporation Unconditional Exemption 1 SPERTI DR, EDGEWOOD, KY, 41017-9654 1966-04
In Care of Name -
Group Exemption Number 0000
Subsection Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Government Instrumentality, Title-Holding Corporation, Charitable Organization, Educational Organization, Local Association of Employees, Agricultural Organization, Horticultural Organization, Board of Trade, Business League, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Voluntary Employees' Beneficiary Association (Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Mutual Ditch or Irrigation Co., Burial Association, Cemetery Company, Credit Union, Other Mutual Corp. or Assoc., Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Deductibility Contributions are deductible.
Foundation School 170(b)(1)(A)(ii)
Tax Period 2024-06
Asset 1,000,000 to 4,999,999
Income 1,000,000 to 4,999,999
Filing Requirement 990 (all other) or 990EZ return
PF Filing Requirement No 990-PF return
Accounting Period Jun
Asset Amount 4724783
Income Amount 3711187
Form 990 Revenue Amount 3126057
National Taxonomy of Exempt Entities -
Sort Name -

Publication 78 Data

Description Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List Yes
Deductibility Type of organization and use of contribution: A public charity. Deductibility Limitation: 50% (60% for cash contributions)

Copies of Returns (990, 990-EZ, 990-PF, 990-T)

Organization Name NEW PERCEPTIONS INC
EIN 61-0705047
Tax Period 202306
Filing Type E
Return Type 990
File View File
Organization Name NEW PERCEPTIONS INC
EIN 61-0705047
Tax Period 202206
Filing Type E
Return Type 990
File View File
Organization Name NEW PERCEPTIONS INC
EIN 61-0705047
Tax Period 202106
Filing Type E
Return Type 990
File View File
Organization Name NEW PERCEPTIONS INC
EIN 61-0705047
Tax Period 202006
Filing Type E
Return Type 990
File View File
Organization Name NEW PERCEPTIONS INC
EIN 61-0705047
Tax Period 201906
Filing Type E
Return Type 990
File View File
Organization Name NEW PERCEPTIONS INC
EIN 61-0705047
Tax Period 201806
Filing Type E
Return Type 990
File View File
Organization Name NEW PERCEPTIONS INC
EIN 61-0705047
Tax Period 201706
Filing Type P
Return Type 990
File View File

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
6135887103 2020-04-14 0457 PPP 1 SPERTI DR, EDGEWOOD, KY, 41017-9654
Loan Status Date 2021-03-19
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 431530
Loan Approval Amount (current) 431530
Undisbursed Amount 0
Franchise Name -
Lender Location ID 225134
Servicing Lender Name Truist Bank
Servicing Lender Address 214 N Tryon St, CHARLOTTE, NC, 28202-1078
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address EDGEWOOD, KENTON, KY, 41017-9654
Project Congressional District KY-04
Number of Employees 45
NAICS code 611110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Non-Profit Organization
Originating Lender ID 225134
Originating Lender Name Truist Bank
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 435054.16
Forgiveness Paid Date 2021-02-17
3993218601 2021-03-17 0457 PPS 1 Sperti Dr, Edgewood, KY, 41017-9654
Loan Status Date 2022-05-18
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 395001.43
Loan Approval Amount (current) 395001.43
Undisbursed Amount 0
Franchise Name -
Lender Location ID 225134
Servicing Lender Name Truist Bank
Servicing Lender Address 214 N Tryon St, CHARLOTTE, NC, 28202-1078
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Edgewood, KENTON, KY, 41017-9654
Project Congressional District KY-04
Number of Employees 43
NAICS code 624120
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Non-Profit Organization
Originating Lender ID 225134
Originating Lender Name Truist Bank
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 399313.53
Forgiveness Paid Date 2022-04-18

Government Spending

Branch Date of Service Fiscal Year Cabinet Department Classification Item Name Amount
Executive 2025-02-26 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 1500
Executive 2025-02-24 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 1280
Executive 2025-02-11 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 640
Executive 2025-02-10 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 1660
Executive 2025-02-05 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 3000
Executive 2025-01-28 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 560
Executive 2025-01-16 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 6360
Executive 2025-01-14 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 1320
Executive 2025-01-09 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 560
Executive 2025-01-06 2025 Education and Labor Cabinet Department For Workforce Investment Fin Assist/Non-State Emp Rehab-Client Serv Cst-1099 Rpt 1040

Court Cases

Docket Number Nature of Suit Filing Date Disposition
0700066 Civil Rights Employment 2007-03-23 settled
Circuit Sixth Circuit
Origin removed (began in the state court, removed to the district court)
Jurisdiction federal question
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress other
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 2
Filing Date 2007-03-23
Termination Date 2008-05-20
Date Issue Joined 2007-03-27
Section 1441
Sub Section ED
Status Terminated

Parties

Name NEW PERCEPTIONS, INC.
Role Defendant
Name EDWARDS
Role Plaintiff

Sources: Kentucky Secretary of State