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SPINDLETOP HALL, INC.

Company Details

Name: SPINDLETOP HALL, INC.
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Non-profit
File Date: 24 Apr 1967 (58 years ago)
Organization Date: 24 Apr 1967 (58 years ago)
Last Annual Report: 17 May 2024 (a year ago)
Organization Number: 0047767
Industry: Membership Organizations
Number of Employees: Medium (20-99)
ZIP code: 40511
City: Lexington
Primary County: Fayette County
Principal Office: 3414 IRON WORKS PIKE, LEXINGTON, KY 40511
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SPINDLETOP HALL, INC. CBS BENEFIT PLAN 2023 610669699 2024-12-30 SPINDLETOP HALL, INC. 12
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2020-01-01
Business code 813000
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name JOSEPH HSU
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2024-12-30
Name of individual signing JOSEPH HSU
Valid signature Filed with authorized/valid electronic signature
SPINDLETOP HALL, INC. CBS BENEFIT PLAN 2022 610669699 2023-12-27 SPINDLETOP HALL, INC. 14
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2020-01-01
Business code 813000
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2023-12-27
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
SPINDLETOP HALL, INC. CBS BENEFIT PLAN 2021 610669699 2022-12-29 SPINDLETOP HALL, INC. 17
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2020-01-01
Business code 813000
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2022-12-29
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
SPINDLETOP HALL, INC. CBS BENEFIT PLAN 2020 610669699 2021-12-14 SPINDLETOP HALL, INC. 20
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2020-01-01
Business code 813000
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2021-12-14
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
SPINDLETOP HALL, INC. CBS BENEFIT PLAN 2019 610669699 2020-12-23 SPINDLETOP HALL, INC. 19
Three-digit plan number (PN) 501
Effective date of plan 2020-01-01
Business code 813000
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name KELLY WOLF
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2020-12-23
Name of individual signing KELLY WOLF
Valid signature Filed with authorized/valid electronic signature
SPINDLETOP HALL, INC. 401(K) PLAN 2019 610669699 2020-06-25 SPINDLETOP HALL, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
SPINDLETOP HALL, INC. 401(K) PLAN 2018 610669699 2019-06-06 SPINDLETOP HALL, INC. 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
SPINDLETOP HALL, INC. 401(K) PLAN 2017 610669699 2018-09-21 SPINDLETOP HALL, INC. 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
SPINDLETOP HALL, INC. 401(K) PLAN 2016 610669699 2017-07-25 SPINDLETOP HALL, INC. 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
SPINDLETOP HALL INC 401K PLAN 2015 610669699 2016-07-05 SPINDLETOP HALL, INC. 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/07/27/20150727200405P030120080967001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/09/18/20140918073149P030007516167001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/05/23/20130523141453P040079334725001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511

Signature of

Role Plan administrator
Date 2013-05-23
Name of individual signing KATHY KEATON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/03/26/20120326101613P040057270161001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511

Plan administrator’s name and address

Administrator’s EIN 610669699
Plan administrator’s name SPINDLETOP HALL, INC.
Plan administrator’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
Administrator’s telephone number 8592552777

Signature of

Role Plan administrator
Date 2012-03-26
Name of individual signing GERALD MARVEL
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/04/07/20110407112056P030038315361001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511

Plan administrator’s name and address

Administrator’s EIN 610669699
Plan administrator’s name SPINDLETOP HALL, INC.
Plan administrator’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
Administrator’s telephone number 8592552777

Signature of

Role Plan administrator
Date 2011-04-07
Name of individual signing GERALD MARVEL
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/06/04/20100604153835P030014666278001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 713900
Sponsor’s telephone number 8592552777
Plan sponsor’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511

Plan administrator’s name and address

Administrator’s EIN 610669699
Plan administrator’s name SPINDLETOP HALL, INC.
Plan administrator’s address 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511
Administrator’s telephone number 8592552777

Signature of

Role Plan administrator
Date 2010-06-04
Name of individual signing GERALD MARVEL
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-06-04
Name of individual signing GERALD MARVEL
Valid signature Filed with authorized/valid electronic signature

Secretary

Name Role
Jonathan Allison Secretary

Vice President

Name Role
John Adams Vice President

President

Name Role
Russ Thomason President

Treasurer

Name Role
Colin Lynch Treasurer

Director

Name Role
Ben Kidder Director
Jason Baird Director
Erritt Griggs Director
Philip Pietrowski Director
R. D. JOHNSON Director
J. ED PARKER, JR. Director
LEONARD L. WILSON Director
CLAY MAUPIN Director
RICHARD D. ALLISON Director

Incorporator

Name Role
CLAY MAUPIN Incorporator
RICHARD D. ALLISON Incorporator
R. D. JOHNSON Incorporator
LEONARD L. WILSON Incorporator
J. ED. PARKER, JR. Incorporator

Registered Agent

Name Role
EDWARD L. DUNAWAY Registered Agent

Licenses

Department License Number License Type / Line of Authority Status Issue Date Effective Date Inactive Date Expiry Date Address
Department of Alcoholic Beverage Control 034-RS-2777 Special Sunday Retail Drink License Active 2024-11-01 2013-06-25 - 2025-11-30 3414 Iron Works Pike, Lexington, Fayette, KY 40511
Department of Alcoholic Beverage Control 034-SB-1118 Supplemental Bar License Active 2024-11-01 2013-06-25 - 2025-11-30 3414 Iron Works Pike, Lexington, Fayette, KY 40511
Department of Alcoholic Beverage Control 034-LP-170769 Quota Retail Package License Active 2024-11-01 2020-10-20 - 2025-11-30 3414 Iron Works Pike, Lexington, Fayette, KY 40511
Department of Alcoholic Beverage Control 034-NQ3-1133 NQ3 Retail Drink License Active 2024-11-01 2013-06-25 - 2025-11-30 3414 Iron Works Pike, Lexington, Fayette, KY 40511

Assumed Names

Name Status Expiration Date
THE CLUB AT UK'S SPINDLETOP HALL Inactive 2025-01-01
THE CLUB AT SPINDLETOP HALL Inactive 2015-12-14

Filings

Name File Date
Annual Report 2024-05-17
Annual Report Amendment 2023-10-31
Annual Report 2023-03-14
Annual Report 2022-06-16
Annual Report 2021-06-24
Annual Report 2020-06-25
Registered Agent name/address change 2020-06-25
Name Renewal 2019-07-16
Annual Report 2019-06-20
Annual Report 2018-05-25

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
61-0669699 Corporation Unconditional Exemption 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511-8451 1969-09
In Care of Name % ED DUNAWAY
Group Exemption Number 0000
Subsection Pleasure, Recreational, or Social Club
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Government Instrumentality, Title-Holding Corporation, Charitable Organization, Agricultural Organization, Board of Trade, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Burial Association, Credit Union, Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Deductibility Contributions are not deductible.
Foundation All organizations except 501(c)(3)
Tax Period 2023-12
Asset 1,000,000 to 4,999,999
Income 1,000,000 to 4,999,999
Filing Requirement 990 (all other) or 990EZ return
PF Filing Requirement No 990-PF return
Accounting Period Dec
Asset Amount 1973270
Income Amount 3380224
Form 990 Revenue Amount 2814988
National Taxonomy of Exempt Entities -
Sort Name -

Copies of Returns (990, 990-EZ, 990-PF, 990-T)

Organization Name SPINDLETOP HALL INC
EIN 61-0669699
Tax Period 202212
Filing Type E
Return Type 990O
File View File
Organization Name SPINDLETOP HALL INC
EIN 61-0669699
Tax Period 202112
Filing Type E
Return Type 990O
File View File
Organization Name SPINDLETOP HALL INC
EIN 61-0669699
Tax Period 201812
Filing Type E
Return Type 990O
File View File
Organization Name SPINDLETOP HALL INC
EIN 61-0669699
Tax Period 201712
Filing Type E
Return Type 990O
File View File
Organization Name SPINDLETOP HALL INC
EIN 61-0669699
Tax Period 201612
Filing Type E
Return Type 990O
File View File

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2991137204 2020-04-16 0457 PPP 3414 IRON WORKS PIKE, LEXINGTON, KY, 40511-8451
Loan Status Date 2021-03-04
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 255700
Loan Approval Amount (current) 255700
Undisbursed Amount 0
Franchise Name -
Lender Location ID 27196
Servicing Lender Name Central Bank & Trust Co.
Servicing Lender Address 300 W Vine St, LEXINGTON, KY, 40507-1621
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address LEXINGTON, FAYETTE, KY, 40511-8451
Project Congressional District KY-06
Number of Employees 53
NAICS code 713990
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Non-Profit Organization
Originating Lender ID 27196
Originating Lender Name Central Bank & Trust Co.
Originating Lender Address LEXINGTON, KY
Gender Male Owned
Veteran Unanswered
Forgiveness Amount 257788.22
Forgiveness Paid Date 2021-02-16
7347358307 2021-01-28 0457 PPS 3414 Iron Works Pike, Lexington, KY, 40511-8451
Loan Status Date 2022-01-07
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 262210.02
Loan Approval Amount (current) 262210.02
Undisbursed Amount 0
Franchise Name -
Lender Location ID 27196
Servicing Lender Name Central Bank & Trust Co.
Servicing Lender Address 300 W Vine St, LEXINGTON, KY, 40507-1621
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Lexington, FAYETTE, KY, 40511-8451
Project Congressional District KY-06
Number of Employees 38
NAICS code 713990
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Non-Profit Organization
Originating Lender ID 27196
Originating Lender Name Central Bank & Trust Co.
Originating Lender Address LEXINGTON, KY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 264628.18
Forgiveness Paid Date 2022-01-03

Government Spending

Branch Date of Service Fiscal Year Cabinet Department Classification Item Name Amount
Executive 2024-07-22 2025 Cabinet of the General Government Attorney General Miscellaneous Services Serv N/Othwise Class-1099 Rept 1730

Sources: Kentucky Secretary of State