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THE UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION

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Company Details

Name: THE UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Non-profit
File Date: 18 May 1945 (80 years ago)
Organization Date: 18 May 1945 (80 years ago)
Last Annual Report: 17 May 2024 (a year ago)
Organization Number: 0052708
Industry: Engineering, Accounting, Research, Management & Related Services
Number of Employees: Small (0-19)
ZIP code: 40526
City: Lexington
Primary County: Fayette County
Principal Office: 500 S. LIMESTONE, 109 KINKEAD HALL, LEXINGTON, KY 40526-0001
Place of Formation: KENTUCKY

Director

Name Role
H. L. DONOVAN Director
LEO. M. CHAMBERLAIN Director
Guigen Zhang Director
Lance Lucas Director
Mary Vore Iwamoto Director
Eric Monday Director
Eugene Krentsel Director
Sidney Whiteheart Director
JOHN C. EVERETT Director
Ron Geoghegan Director

Registered Agent

Name Role
TONI LYNN SMITH Registered Agent

Officer

Name Role
Lisa Cassis Officer

Incorporator

Name Role
E. N. FERGUS Incorporator
C. C. ROSS Incorporator
FRANK MURRAY Incorporator
WM. S. WEBB Incorporator

Vice President

Name Role
Lisa Cassis Vice President

President

Name Role
Eli Capilouto President

Secretary

Name Role
Toni Smith Secretary

Treasurer

Name Role
Penny Cox Treasurer

Links between entities

Type:
Headquarter of
Company Number:
undefined605496263
State:
WASHINGTON

Unique Entity ID

A UEI is a government-provided number, like a tax ID number, that’s used to identify businesses eligible for federal grants, awards and contracts.

Note: In April 2022, the federal government replaced its old identifier of choice, the Data Universal Numbering System (DUNS) number, with a government-issued UEI. Now all the federal government’s Integrated Award Environment systems use UEI numbers instead of DUNS numbers. So any entity doing business with the federal government must register for a UEI.

Unique Entity ID:
H1HYA8Z1NTM5
CAGE Code:
5B333
UEI Expiration Date:
2026-03-07

Business Information

Activation Date:
2025-03-11
Initial Registration Date:
2002-04-11

Commercial and government entity program

The The Commercial And Government Entity Code (CAGE) is assigned by the Department of Defense's Defense Logistics Agency (DLA) and represents your company's physical address for GSA's mailings, payments, and administrative records.

Note: A CAGE Code enables a company to contract with the U.S. government, allowing bid on government contracts and to receive government payments. Also for business this means that it's a Verified business entity and Has a validated physical address.

CAGE number:
5B333
Status:
Active
Type:
Non-Manufacturer
CAGE Update Date:
2025-03-11
CAGE Expiration:
2030-03-11
SAM Expiration:
2026-03-07

Contact Information

POC:
KIM C.. CARTER
Corporate URL:
http://www.uky.edu/

Licenses

Department License Number License Type / Line of Authority Status Issue Date Effective Date Inactive Date Expiry Date Address
Department of Alcoholic Beverage Control 034-SP-201735 Sampling License Active 2024-11-27 2024-02-13 - 2025-11-30 1320 Nicholasville Rd, Lexington, Fayette, KY 40503
Department of Alcoholic Beverage Control 034-DT-201734 Distiller's License - Class A Active 2024-11-27 2024-02-13 - 2025-11-30 1320 Nicholasville Rd, Lexington, Fayette, KY 40503
Department of Alcoholic Beverage Control 034-SFW-159 Small Farm Winery License Active 2024-11-27 2017-12-01 - 2026-11-30 4321 Emmert Farm Ln, Lexington, Fayette, KY 40514

Former Company Names

Name Action
KENTUCKY RESEARCH FOUNDATION Old Name

Filings

Name File Date
Restated Articles 2024-07-31
Annual Report 2024-05-17
Annual Report 2023-06-02
Principal Office Address Change 2022-09-29
Annual Report 2022-06-10

USAspending Awards / Contracts

Procurement Instrument Identifier:
DEEE0001477
Award Or Idv Flag:
AWARD
Award Type:
PO
Action Obligation:
-1034.81
Base And Exercised Options Value:
-1034.81
Base And All Options Value:
-1034.81
Awarding Agency Name:
Department of Energy
Performance Start Date:
2014-09-29
Description:
BIOMASS MERIT REVIEW THE PURPOSE OF MODIFICATION 0001 IS TO CHANGE THE CS AND CO TO JESSICA FINLEY, ISSUE THE FINAL DE-OBLIGATION, AND TO CLOSE THE CONTRACT.
Naics Code:
541690: OTHER SCIENTIFIC AND TECHNICAL CONSULTING SERVICES
Product Or Service Code:
R499: SUPPORT- PROFESSIONAL: OTHER
Procurement Instrument Identifier:
HHSD200201459922C
Award Or Idv Flag:
AWARD
Award Type:
DEFINITIVE CONTRACT
Action Obligation:
249779.00
Base And Exercised Options Value:
249779.00
Base And All Options Value:
1244723.00
Awarding Agency Name:
Department of Health and Human Services
Performance Start Date:
2014-08-29
Description:
COAL MINE DUST MITIGATION THROUGH NOVEL SCRUBBER DEVELOPMENT AND NUMERICAL MODELING IGF::OT::IGF
Naics Code:
541330: ENGINEERING SERVICES
Product Or Service Code:
AV11: R&D- MINING: SUBSURFACE MINING EQUIPMENT (BASIC RESEARCH)
Procurement Instrument Identifier:
HHSN263201400657P
Award Or Idv Flag:
AWARD
Award Type:
PO
Action Obligation:
17988.00
Base And Exercised Options Value:
17988.00
Base And All Options Value:
17988.00
Awarding Agency Name:
Department of Health and Human Services
Performance Start Date:
2014-08-22
Description:
IGF::OT::IGF FEE FOR SERVICE FOR PERSONNEL FOR ANNUAL EFFORT OF THE RESEARCH ASSOCIATE FOR EXPERIMENTS ON MOUSE MODEL TD-AG5&ANIMAL CARE&SUPPLIES
Naics Code:
611310: COLLEGES, UNIVERSITIES, AND PROFESSIONAL SCHOOLS
Product Or Service Code:
Q301: MEDICAL- LABORATORY TESTING

USAspending Awards / Financial Assistance

Date:
2013-09-30
Awarding Agency Name:
Department of Energy
Transaction Description:
AN ADVANCED CATALYTIC SOLVENT FOR LOWER COST POST-COMBUSTION CO2 CAPTURE IN A COAL-FIRED POWER PLANT.
Obligated Amount:
2966923.22
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00
Date:
2013-09-18
Awarding Agency Name:
National Science Foundation
Transaction Description:
UTILIZING STEM CAMPS AND STEM CLUBS TO INCREASE INTEREST IN STEM FIELDS AMONG FEMALES AND STUDENTS OF COLOR
Obligated Amount:
749999.00
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00
Date:
2013-09-25
Awarding Agency Name:
Department of Health and Human Services
Transaction Description:
EFFECT OF SATELLITE CELL ABLATION ON THE AGING DIAPHRAGM
Obligated Amount:
412500.00
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00
Date:
2013-09-26
Awarding Agency Name:
Department of Health and Human Services
Transaction Description:
ENDOCRINE DISRUPTOR MEDIATED ACTIVATION OF PXR CAUSES DYSLIPIDEMIA
Obligated Amount:
2737205.56
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00
Date:
2013-09-22
Awarding Agency Name:
Department of Health and Human Services
Transaction Description:
SEXUALLY DIMORPHIC MIR-497 REGULATES ALPHA-SYNUCLEIN AND ALPHA-SYNUCLEINOPATHY
Obligated Amount:
410625.00
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00

Tax Exempt

Employer Identification Number (EIN) :
61-6033693
In Care Of Name:
% PENNY COX
Classification:
Government Instrumentality, Title-Holding Corporation, Charitable Organization, Educational Organization, Local Association of Employees, Agricultural Organization, Horticultural Organization, Board of Trade, Business League, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Voluntary Employees' Beneficiary Association (Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Mutual Ditch or Irrigation Co., Burial Association, Cemetery Company, Credit Union, Other Mutual Corp. or Assoc., Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Ruling Date:
1947-07
Deductibility:
Type of organization and use of contribution: A supporting organization, unspecified type. Deductibility Limitation: 50% (60% for cash contributions)

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Contracts

Branch Contract Id Procurement Type Begin Date End Date Amount
Executive 2500001814 MOA/PSC Exception 2025-02-15 2026-06-30 161013
Department Attorney General
Category (209) COMPUTER SOFTWARE FOR MINI AND MAINFRAME COMPUTERS (PREPROGR
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document
Executive 2400001332 MOA/PSC Exception 2024-07-01 2026-06-30 189244
Department CHFS - Department for Aging and Independent Living
Category (948) HEALTH RELATED SERVICES (FOR HUMAN SERVICES SEE CLASS 952)
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document
Executive 2400002015 MOA/PSC Exception 2024-07-01 2026-06-30 489212
Department CHFS - Department for Aging and Independent Living
Category (918) CONSULTING SERVICES
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document
Executive 2400002642 MOA/PSC Exception 2024-07-01 2026-06-30 3599611
Department Behavioral Health, Developmental & Intellectual Disabilities
Category (920) DATA PROCESSING SERVICES AND SOFTWARE
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document
Executive 2400004054 MOA/PSC Exception 2024-07-01 2026-06-30 10511500
Department CHFS - Office Of The Secretary
Category (958) MANAGEMENT SERVICES
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document

Government Spending

Branch Date of Service Fiscal Year Cabinet Department Classification Item Name Amount
Executive 2025-02-28 2025 Education and Labor Cabinet Department Of Education Fin Assist/Non-State Agencies Grants-In-Aid Federal 5412.03
Executive 2025-02-28 2025 Health & Family Services Cabinet CHFS - Department for Aging and Independent Living Pro Contract (Inc Per Serv) Other Professional Services-1099 Rept 2049.5
Executive 2025-02-27 2025 Energy and Environment Cabinet Department for Natural Resources Grants Prog Adm Cst-Outside Vend-1099 37566.55
Executive 2025-02-27 2025 Health & Family Services Cabinet Department For Public Health Pro Contract (Inc Per Serv) Other Professional Services-1099 Rept 24322.87
Executive 2025-02-26 2025 Tourism, Arts and Heritage Cabinet Kentucky Fish And Wildlife Resources Grants Prog Adm Cst-Outside Vend-1099 11156

Sources: Kentucky Secretary of State