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  5. THE UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION

THE UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION

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Company Details

Name: THE UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Non-profit
File Date: 18 May 1945 (80 years ago)
Organization Date: 18 May 1945 (80 years ago)
Last Annual Report: 17 May 2024 (a year ago)
Organization Number: 0052708
Industry: Engineering, Accounting, Research, Management & Related Services
Number of Employees: Small (0-19)
ZIP code: 40526
City: Lexington
Primary County: Fayette County
Principal Office: 500 S. LIMESTONE, 109 KINKEAD HALL, LEXINGTON, KY 40526-0001
Place of Formation: KENTUCKY

Director

Name Role
H. L. DONOVAN Director
LEO. M. CHAMBERLAIN Director
Guigen Zhang Director
Lance Lucas Director
Mary Vore Iwamoto Director
Eric Monday Director
Eugene Krentsel Director
Sidney Whiteheart Director
JOHN C. EVERETT Director
Ron Geoghegan Director

Registered Agent

Name Role
TONI LYNN SMITH Registered Agent

Officer

Name Role
Lisa Cassis Officer

Incorporator

Name Role
E. N. FERGUS Incorporator
C. C. ROSS Incorporator
FRANK MURRAY Incorporator
WM. S. WEBB Incorporator

Vice President

Name Role
Lisa Cassis Vice President

President

Name Role
Eli Capilouto President

Secretary

Name Role
Toni Smith Secretary

Treasurer

Name Role
Penny Cox Treasurer

Links between entities

Type:
Headquarter of
Company Number:
undefined605496263
State:
WASHINGTON
WASHINGTON profile:
THE UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION (WA)

Unique Entity ID

Unique Entity ID:
H1HYA8Z1NTM5
CAGE Code:
5B333
UEI Expiration Date:
2026-03-07

Business Information

URL:
http://www.uky.edu/
Activation Date:
2025-03-11
Initial Registration Date:
2002-04-11

Commercial and government entity program

CAGE number:
5B333
Status:
Active
Type:
Non-Manufacturer
CAGE Update Date:
2025-03-11
CAGE Expiration:
2030-03-11
SAM Expiration:
2026-03-07

Contact Information

POC:
KIM C.. CARTER
Corporate URL:
http://www.uky.edu/

Licenses

Department License Number License Type / Line of Authority Status Issue Date Effective Date Inactive Date Expiry Date Address
Department of Alcoholic Beverage Control 034-SP-201735 Sampling License Active 2024-11-27 2024-02-13 - 2025-11-30 1320 Nicholasville Rd, Lexington, Fayette, KY 40503
Department of Alcoholic Beverage Control 034-DT-201734 Distiller's License - Class A Active 2024-11-27 2024-02-13 - 2025-11-30 1320 Nicholasville Rd, Lexington, Fayette, KY 40503
Department of Alcoholic Beverage Control 034-SFW-159 Small Farm Winery License Active 2024-11-27 2017-12-01 - 2026-11-30 4321 Emmert Farm Ln, Lexington, Fayette, KY 40514

Former Company Names

Name Action
KENTUCKY RESEARCH FOUNDATION Old Name

Filings

Name File Date
Restated Articles 2024-07-31
Annual Report 2024-05-17
Annual Report 2023-06-02
Principal Office Address Change 2022-09-29
Annual Report 2022-06-10

USAspending Awards / Contracts

Procurement Instrument Identifier:
75D30120C09531
Link:
View Award on USAspending website
Award Or Idv Flag:
AWARD
Award Type:
DEFINITIVE CONTRACT
Action Obligation:
1274104.00
Base And Exercised Options Value:
1274104.00
Base And All Options Value:
1274104.00
Awarding Agency Name:
Department of Health and Human Services
Performance Start Date:
2020-09-30
Description:
FY 2020 COVID-19 BAA TOPIC 3 - KENTUCKY
Naics Code:
541715: RESEARCH AND DEVELOPMENT IN THE PHYSICAL, ENGINEERING, AND LIFE SCIENCES (EXCEPT NANOTECHNOLOGY AND BIOTECHNOLOGY)
Product Or Service Code:
AJ12: R&D- GENERAL SCIENCE/TECHNOLOGY: PHYSICAL SCIENCES (APPLIED RESEARCH/EXPLORATORY DEVELOPMENT)
Procurement Instrument Identifier:
75D30120C08908
Link:
View Award on USAspending website
Award Or Idv Flag:
AWARD
Award Type:
DEFINITIVE CONTRACT
Action Obligation:
643501.00
Base And Exercised Options Value:
643501.00
Base And All Options Value:
643501.00
Awarding Agency Name:
Department of Health and Human Services
Performance Start Date:
2020-09-01
Description:
UNIVERSITY OF KENTUCKY 2020 BAA
Naics Code:
541330: ENGINEERING SERVICES
Product Or Service Code:
AV93: R&D- MINING: OTHER MINING ACTIVITIES (ADVANCED DEVELOPMENT)
Procurement Instrument Identifier:
75N91020F00001
Link:
View Award on USAspending website
Award Or Idv Flag:
AWARD
Award Type:
DELIVERY ORDER
Action Obligation:
0.00
Base And Exercised Options Value:
0.00
Base And All Options Value:
0.00
Awarding Agency Name:
Department of Health and Human Services
Performance Start Date:
2020-08-13
Description:
NCI SEER-LINKED PEDIATRIC WHOLE SLIDE IMAGING (POP: 8/17/2020 - 8/16/2021)
Naics Code:
541715: RESEARCH AND DEVELOPMENT IN THE PHYSICAL, ENGINEERING, AND LIFE SCIENCES (EXCEPT NANOTECHNOLOGY AND BIOTECHNOLOGY)
Product Or Service Code:
AN12: R&D- MEDICAL: BIOMEDICAL (APPLIED RESEARCH/EXPLORATORY DEVELOPMENT)

USAspending Awards / Financial Assistance

Date:
2020-09-25
Link:
View on USAspending
Awarding Agency Name:
Department of Education
Transaction Description:
TRAINING INTERDISCIPLINARY EDUCATORS TO SUPPORT HIGH-NEEDS POPULATIONS (TRIPLETS)
Obligated Amount:
1249924.83
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00
Date:
2020-09-25
Link:
View on USAspending
Awarding Agency Name:
Department of Education
Transaction Description:
SPECIAL EDUCATION AND COMMUNICATION DISORDERS-INTERDISCIPLINARY TRAINING(SPEAC-IT)
Obligated Amount:
1153015.84
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00
Date:
2020-09-25
Link:
View on USAspending
Awarding Agency Name:
Department of Education
Transaction Description:
RELATED SERVICE PROVIDERS EDUCATION, CONSULTATION, TRAINING FOR CHILDREN WITH DISABILITIES WITH ACADEMIC, BEHAVIORAL, AND/OR SOCIAL COMMUNICATION CHALLENGES (RESPECT)
Obligated Amount:
1232637.99
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00
Date:
2020-09-29
Link:
View on USAspending
Awarding Agency Name:
Department of Energy
Transaction Description:
DE-FE0031962 TITLED ENHANCED DEPOLARIZED ELECTRO-MEMBRANE SYSTEM FOR DIRECT CAPTURE OF CARBON DIOXIDE FROM AMBIENT AIR UNIVERSITY OF KENTUCKY NEW AWARD
Obligated Amount:
599027.33
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00
Date:
2020-09-27
Link:
View on USAspending
Awarding Agency Name:
Department of Education
Transaction Description:
KENTUCKY DEAF-BLIND PROJECT
Obligated Amount:
750151.46
Face Value Of Loan:
0.00
Total Face Value Of Loan:
0.00

Tax Exempt

Employer Identification Number (EIN) :
61-6033693
In Care Of Name:
% PENNY COX
Classification:
Government Instrumentality, Title-Holding Corporation, Charitable Organization, Educational Organization, Local Association of Employees, Agricultural Organization, Horticultural Organization, Board of Trade, Business League, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Voluntary Employees' Beneficiary Association (Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Mutual Ditch or Irrigation Co., Burial Association, Cemetery Company, Credit Union, Other Mutual Corp. or Assoc., Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Ruling Date:
1947-07
Deductibility:
Type of organization and use of contribution: A supporting organization, unspecified type. Deductibility Limitation: 50% (60% for cash contributions)

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Contracts

Branch Contract Id Procurement Type Begin Date End Date Amount
Executive 2500001814 MOA/PSC Exception 2025-02-15 2026-06-30 161013
Department Attorney General
Category (209) COMPUTER SOFTWARE FOR MINI AND MAINFRAME COMPUTERS (PREPROGR
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document
Executive 2400001332 MOA/PSC Exception 2024-07-01 2026-06-30 189244
Department CHFS - Department for Aging and Independent Living
Category (948) HEALTH RELATED SERVICES (FOR HUMAN SERVICES SEE CLASS 952)
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document
Executive 2400002015 MOA/PSC Exception 2024-07-01 2026-06-30 489212
Department CHFS - Department for Aging and Independent Living
Category (918) CONSULTING SERVICES
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document
Executive 2400002642 MOA/PSC Exception 2024-07-01 2026-06-30 3599611
Department Behavioral Health, Developmental & Intellectual Disabilities
Category (920) DATA PROCESSING SERVICES AND SOFTWARE
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document
Executive 2400004054 MOA/PSC Exception 2024-07-01 2026-06-30 10511500
Department CHFS - Office Of The Secretary
Category (958) MANAGEMENT SERVICES
Authorization Memorandum of Agreement - Non Profit 501 (c) 3
Document View Document

Government Spending

Branch Date of Service Fiscal Year Cabinet Department Classification Item Name Amount
Executive 2025-02-28 2025 Education and Labor Cabinet Department Of Education Fin Assist/Non-State Agencies Grants-In-Aid Federal 5412.03
Executive 2025-02-28 2025 Health & Family Services Cabinet CHFS - Department for Aging and Independent Living Pro Contract (Inc Per Serv) Other Professional Services-1099 Rept 2049.5
Executive 2025-02-27 2025 Energy and Environment Cabinet Department for Natural Resources Grants Prog Adm Cst-Outside Vend-1099 37566.55
Executive 2025-02-27 2025 Health & Family Services Cabinet Department For Public Health Pro Contract (Inc Per Serv) Other Professional Services-1099 Rept 24322.87
Executive 2025-02-26 2025 Tourism, Arts and Heritage Cabinet Kentucky Fish And Wildlife Resources Grants Prog Adm Cst-Outside Vend-1099 11156

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