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FIRST KENTUCKY SECURITIES CORPORATION

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Company Details

Name: FIRST KENTUCKY SECURITIES CORPORATION
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 30 Sep 1977 (48 years ago)
Organization Date: 30 Sep 1977 (48 years ago)
Last Annual Report: 04 Feb 2025 (4 months ago)
Organization Number: 0083440
Industry: Security & Commodity Brokers, Dealers, Exchanges & Services
Number of Employees: Medium (20-99)
ZIP code: 40207
City: Louisville, Bellewood, Brownsboro Village, Brwnsboro...
Primary County: Jefferson County
Principal Office: 4360 BROWNSBORO ROAD, SUITE 300, LOUISVILLE, KY 40207
Place of Formation: KENTUCKY
Authorized Shares: 2000

President

Name Role
Ryan P. O'Connor President

Secretary

Name Role
Mary J. Jennings Secretary

Vice President

Name Role
Ann M. Nicholson Vice President

Director

Name Role
R. Strand Kramer Director
Tyler D. Current Director
Ryan P. O'Connor Director
Kevin P. O'Connor Director
Mary J. Jennings Director
DONALD E. BRADSHAW Director
RALPH G. NALL Director
SAM G. MCNAMARA Director

Incorporator

Name Role
DONALD E. BRADSHAW Incorporator

Registered Agent

Name Role
S & H LOUISVILLE, LLC Registered Agent

Links between entities

Type:
Headquarter of
Company Number:
3962117
State:
NEW YORK
Type:
Headquarter of
Company Number:
F21000002309
State:
FLORIDA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000225345
Phone:
502-893-7288

Latest Filings

Form type:
X-17A-5
File number:
008-22224
Filing date:
2025-01-23
File:
Form type:
MA/A
File number:
867-01954
Filing date:
2025-01-17
File:
Form type:
MA-A
File number:
867-01954
Filing date:
2024-10-01
File:
Form type:
X-17A-5
File number:
008-22224
Filing date:
2024-03-01
File:
Form type:
MA-A
File number:
867-01954
Filing date:
2023-10-11
File:

Form 5500 Series

Employer Identification Number (EIN):
610924505
Plan Year:
2023
Number Of Participants:
39
Sponsors Telephone Number:
Plan Year:
2023
Number Of Participants:
18
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
22
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
40
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
40
Sponsors Telephone Number:

Licenses

Department License Number License Type / Line of Authority Status Issue Date Effective Date Inactive Date Expiry Date Address
Department of Insurance DOI ID 552689 Agent - Variable Life and Variable Annuities Active 2003-12-01 - - 2026-03-31 -
Department of Insurance DOI ID 552689 Agent - Life Active 2002-11-27 - - 2026-03-31 -
Department of Insurance DOI ID 552689 Agent - Health Active 2002-11-27 - - 2026-03-31 -

Former Company Names

Name Action
KEVIN P. O'CONNOR LLC Merger

Assumed Names

Name Status Expiration Date
FIRST CREDIT ADVISORS Inactive 2023-08-10

Filings

Name File Date
Registered Agent name/address change 2025-02-28
Annual Report 2025-02-04
Annual Report Amendment 2024-10-08
Annual Report 2024-02-28
Annual Report 2023-03-07

USAspending Awards / Financial Assistance

Date:
2020-04-15
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
711727.50
Total Face Value Of Loan:
0.00

Trademarks

Serial Number:
77397048
Mark:
1K
Status:
The registration has been renewed.
Mark Type:
Service Mark
Application Filing Date:
2008-02-14
Mark Drawing Type:
5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM
Mark Literal Elements:
1K

Goods And Services

For:
Brokerage in the field of annuities, stocks, bonds and other securities; Financial planning and investment advisory services; Investment banking services
First Use:
1985-01-19
International Classes:
036 - Primary Class
Class Status:
ACTIVE

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Sources: Kentucky Secretary of State