Search icon

A. L. BAUMGARTNER CONSTRUCTION, INC.

Company Details

Name: A. L. BAUMGARTNER CONSTRUCTION, INC.
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 12 Jul 1978 (47 years ago)
Organization Date: 12 Jul 1978 (47 years ago)
Last Annual Report: 04 Feb 2025 (2 months ago)
Organization Number: 0110606
Industry: Construction Special Trade Contractors
Number of Employees: Small (0-19)
ZIP code: 41094
City: Walton
Primary County: Boone County
Principal Office: P O BOX 54, WALTON, KY 41094
Place of Formation: KENTUCKY
Common No Par Shares: 500

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
A. L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2022 610938339 2024-03-12 A. L. BAUMGARTNER CONSTRUCTION, INC. 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD, P.O. BOX 54, WALTON, KY, 41094

Signature of

Role Plan administrator
Date 2024-03-12
Name of individual signing RUTH ANDREWS
Valid signature Filed with authorized/valid electronic signature
A. L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2021 610938339 2023-03-16 A. L. BAUMGARTNER CONSTRUCTION, INC. 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD, P.O. BOX 54, WALTON, KY, 41094

Signature of

Role Plan administrator
Date 2023-03-16
Name of individual signing RUTH ANDREWS
Valid signature Filed with authorized/valid electronic signature
A.L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2020 610938339 2021-12-07 A.L. BAUMGARTNER CONSTRUCTION, INC. 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD, PO BOX 54, WALTON, KY, 41094

Signature of

Role Plan administrator
Date 2021-12-07
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
A.L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2019 610938339 2020-12-29 A.L. BAUMGARTNER CONSTRUCTION, INC. 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD PO BOX 54, WALTON, KY, 41094

Signature of

Role Plan administrator
Date 2020-12-29
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
A.L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2018 610938339 2019-11-15 A.L. BAUMGARTNER CONSTRUCTION, INC. 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD PO BOX 54, WALTON, KY, 41094

Signature of

Role Plan administrator
Date 2019-11-15
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
A.L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2017 610938339 2018-11-07 A.L. BAUMGARTNER CONSTRUCTION, INC. 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD PO BOX 54, WALTON, KY, 41094

Signature of

Role Plan administrator
Date 2018-11-07
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
A.L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2016 610938339 2018-01-03 A.L. BAUMGARTNER CONSTRUCTION, INC. 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD PO BOX 54, WALTON, KY, 41094
A.L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2015 610938339 2016-11-30 A.L. BAUMGARTNER CONSTRUCTION, INC. 28
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD PO BOX 54, WALTON, KY, 41094
A.L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2014 610938339 2016-03-01 A.L. BAUMGARTNER CONSTRUCTION, INC. 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD PO BOX 54, WALTON, KY, 41094

Signature of

Role Plan administrator
Date 2016-03-01
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
A.L. BAUMGARTNER CONSTRUCTION, INC. PROFIT SHARING & 401(K) PLAN 2013 610938339 2014-12-29 A.L. BAUMGARTNER CONSTRUCTION, INC. 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD PO BOX 54, WALTON, KY, 41094

Signature of

Role Plan administrator
Date 2014-12-29
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/03/18/20140318091356P030087374197001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s address 13779 WALTON VERONA ROAD PO BOX 54, WALTON, KY, 41094

Signature of

Role Plan administrator
Date 2014-03-18
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/04/12/20130412100529P030167917779001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s mailing address P.O. BOX 54, WALTON, KY, 41094
Plan sponsor’s address 13779 WALTON VERONA ROAD, WALTON, KY, 41094

Plan administrator’s name and address

Administrator’s EIN 610938339
Plan administrator’s name A L BAUMGARTNER CONSTRUCTION, INC.
Plan administrator’s address P.O. BOX 54, WALTON, KY, 41094
Administrator’s telephone number 8594854745

Number of participants as of the end of the plan year

Active participants 19
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 1
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2013-04-12
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-04-12
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/03/14/20120314095432P030007363346001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s mailing address P.O. BOX 54, WALTON, KY, 41094
Plan sponsor’s address 13779 WALTON VERONA ROAD, WALTON, KY, 41094

Plan administrator’s name and address

Administrator’s EIN 610938339
Plan administrator’s name A L BAUMGARTNER CONSTRUCTION, INC.
Plan administrator’s address P.O. BOX 54, WALTON, KY, 41094
Administrator’s telephone number 8594854745

Number of participants as of the end of the plan year

Active participants 18
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 17
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-03-14
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/06/07/20110607123113P030071966257001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-10-01
Business code 236200
Sponsor’s telephone number 8594854745
Plan sponsor’s mailing address P.O. BOX 54, WALTON, KY, 41094
Plan sponsor’s address 13779 WALTON VERONA ROAD, WALTON, KY, 41094

Plan administrator’s name and address

Administrator’s EIN 610938339
Plan administrator’s name A L BAUMGARTNER CONSTRUCTION, INC.
Plan administrator’s address P.O. BOX 54, WALTON, KY, 41094
Administrator’s telephone number 8594854745

Number of participants as of the end of the plan year

Active participants 18
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2
Number of participants with account balances as of the end of the plan year 18
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2011-06-07
Name of individual signing RUTH ANDREW
Valid signature Filed with authorized/valid electronic signature

President

Name Role
Joseph William Baumgartner President

Secretary

Name Role
Michael Albert Baumgartner Secretary

Treasurer

Name Role
Ruth Ann Andrew Treasurer

Director

Name Role
Joseph William Baumgartner Director
Michael Albert Baumgartner Director
Ruth Ann Andrew Director
ALBERT BAUMGARTNER Director
CATHERINE ANN BAUMGARTNE Director

Incorporator

Name Role
ALBERT BAUMGARTNER Incorporator

Registered Agent

Name Role
JOSEPH BAUMGARTNER Registered Agent

Filings

Name File Date
Annual Report 2025-02-04
Annual Report 2024-02-29
Annual Report 2023-03-16
Annual Report 2022-03-21
Annual Report 2021-04-16
Annual Report 2020-02-12
Annual Report 2019-05-29
Annual Report 2018-04-24
Annual Report 2017-05-12
Annual Report 2016-03-08

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
6958317108 2020-04-14 0457 PPP 13779 WALTON VERONA RD, VERONA, KY, 41092-9295
Loan Status Date 2021-05-12
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 288400
Loan Approval Amount (current) 288400
Undisbursed Amount 0
Franchise Name -
Lender Location ID 116820
Servicing Lender Name Heritage Bank, Inc.
Servicing Lender Address 1818 Florence, Burlington, KY, 41005
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address VERONA, BOONE, KY, 41092-9295
Project Congressional District KY-04
Number of Employees 20
NAICS code 332311
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 116820
Originating Lender Name Heritage Bank, Inc.
Originating Lender Address Burlington, KY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 291268.2
Forgiveness Paid Date 2021-04-22
6004238909 2021-05-01 0457 PPS 13779 Walton Verona Rd, Verona, KY, 41092-9295
Loan Status Date 2022-05-06
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 247170
Loan Approval Amount (current) 247170
Undisbursed Amount 0
Franchise Name -
Lender Location ID 116820
Servicing Lender Name Heritage Bank, Inc.
Servicing Lender Address 1818 Florence, Burlington, KY, 41005
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Verona, BOONE, KY, 41092-9295
Project Congressional District KY-04
Number of Employees 18
NAICS code 236220
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 116820
Originating Lender Name Heritage Bank, Inc.
Originating Lender Address Burlington, KY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 249404.69
Forgiveness Paid Date 2022-03-31

Sources: Kentucky Secretary of State