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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Company Details

Name: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Legal type: Foreign Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 02 Jan 1959 (66 years ago)
Authority Date: 02 Jan 1959 (66 years ago)
Last Annual Report: 06 Jun 2024 (10 months ago)
Organization Number: 0110670
Industry: Security & Commodity Brokers, Dealers, Exchanges & Services
Number of Employees: Large (100+)
Principal Office: ONE BRYANT PARK, NEW YORK, NY 10036
Place of Formation: DELAWARE

Registered Agent

Name Role
C T CORPORATION SYSTEM Registered Agent

President

Name Role
Eric Schimpf President

Officer

Name Role
Faruqe Alam Officer
Christine M. Costamagna Officer
Joseph A. Guardino Officer
David C. Heaton Officer
Manami Ishii Officer
Samantha J. Leventhal Officer
Andrew S. Margolin Officer
Frank Racaniello Officer
Colleen O. Johnson Officer
Michael Karam Officer

Secretary

Name Role
Elizabeth A. Pryor Secretary

Treasurer

Name Role
Manami Ishii Treasurer

Vice President

Name Role
Nathan A. Barth Vice President

Director

Name Role
Eric Schimpf Director
Aron D. Levine Director
Nancy Fahmy Director
Lorna R. Sabbia Director
Lindsay DeNardo Hans Director
DONALD T. REGAN Director
ROGER E. BIRK Director
THOMAS J. CASSIDY Director
DAKIN B. FERRIS Director
ROSS B. KENZIE Director

Incorporator

Name Role
M. W. MCCARTHY Incorporator
J. E. THOMSON Incorporator
W. A. FORRESTER, JR. Incorporator

Former Company Names

Name Action
WHITE, WELD & CO. INCORPORATED Merger
Out-of-state Merger
G. H. WALKER, LAIRD INCORPORATED Merger
G. H. WALKER & CO. INCORPORATED Old Name

Assumed Names

Name Status Expiration Date
MERRILL LYNCH CONSUMER MARKETS Inactive -
MERRILL LYNCH CAPITAL MARKETS Inactive -
MERRILL LYNCH & CO. Inactive 2013-07-15
MERRILL LYNCH PETRIE PARKMAN & CO. Inactive 2012-01-02
MERRILL LYNCH PETRIE DIVESTITURE ADVISORS Inactive 2012-01-02

Filings

Name File Date
Annual Report 2024-06-06
Annual Report 2023-05-25
Annual Report Amendment 2023-05-25
Annual Report Amendment 2023-05-25
Annual Report Amendment 2023-05-25
Annual Report Amendment 2023-05-25
Annual Report 2022-06-07
Annual Report 2021-05-12
Annual Report 2020-06-26
Annual Report 2019-04-29

Sources: Kentucky Secretary of State