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RIVER CITY MACHINE & TOOL, INC.

Company Details

Name: RIVER CITY MACHINE & TOOL, INC.
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 03 Apr 1981 (44 years ago)
Organization Date: 03 Apr 1981 (44 years ago)
Last Annual Report: 28 Jun 2024 (10 months ago)
Organization Number: 0155187
Industry: Fabricated Metal Prdcts, except Machinery & Transportation Equipment
Number of Employees: Small (0-19)
ZIP code: 40213
City: Louisville, Audubon Park, Lynnview, Poplar Hills
Primary County: Jefferson County
Principal Office: 4655 ILLINOIS AVE., LOUISVILLE, KY 40213
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RIVER CITY MACHINE & TOOL, INC. 401(K) PLAN 2023 610988176 2024-07-23 RIVER CITY MACHINE & TOOL, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Sponsor’s telephone number 5024521721
Plan sponsor’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213
RIVER CITY MACHINE & TOOL, INC. 401(K) PLAN 2022 610988176 2023-08-02 RIVER CITY MACHINE & TOOL, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Sponsor’s telephone number 5024521721
Plan sponsor’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213
RIVER CITY MACHINE & TOOL, INC. 401(K) PLAN 2021 610988176 2022-07-19 RIVER CITY MACHINE & TOOL, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Sponsor’s telephone number 5024521721
Plan sponsor’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213
RIVER CITY MACHINE & TOOL, INC. 401(K) PLAN 2020 610988176 2021-07-28 RIVER CITY MACHINE & TOOL, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Sponsor’s telephone number 5024521721
Plan sponsor’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213
RIVER CITY MACHINE & TOOL, INC. 401(K) PLAN 2019 610988176 2020-05-27 RIVER CITY MACHINE & TOOL, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Sponsor’s telephone number 5024521721
Plan sponsor’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213
RIVER CITY MACHINE & TOOL, INC. 401(K) PLAN 2018 610988176 2019-06-07 RIVER CITY MACHINE & TOOL, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Sponsor’s telephone number 5024521721
Plan sponsor’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213
RIVER CITY MACHINE & TOOL, INC. 401(K) PLAN 2017 610988176 2018-06-21 RIVER CITY MACHINE & TOOL, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Sponsor’s telephone number 5024521721
Plan sponsor’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213
RIVER CITY MACHINE & TOOL, INC. RETIREMENT SAVING PLAN 2016 610988176 2017-06-21 RIVER CITY MACHINE & TOOL, INC. 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Plan sponsor’s address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213

Signature of

Role Plan administrator
Date 2017-06-21
Name of individual signing RUSSELL E. BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
RIVER CITY MACHINE & TOOL, INC. RETIREMENT SAVING PLAN 2015 610988176 2016-07-22 RIVER CITY MACHINE & TOOL, INC. 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Plan sponsor’s address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213
RIVER CITY MACHINE & TOOL, INC. RETIREMENT SAVING PLAN 2014 610988176 2015-04-27 RIVER CITY MACHINE & TOOL, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Plan sponsor’s address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213

Signature of

Role Plan administrator
Date 2015-04-27
Name of individual signing RUSSELL E. BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/10/20140710104024P040010610847001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Plan sponsor’s address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213

Signature of

Role Plan administrator
Date 2014-07-10
Name of individual signing RUSSELL E. BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/06/21/20130621084409P040268870483001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Plan sponsor’s address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213

Signature of

Role Plan administrator
Date 2013-06-21
Name of individual signing RUSSELL E. BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Plan sponsor’s address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213

Plan administrator’s name and address

Administrator’s EIN 610988176
Plan administrator’s name RIVER CITY MACHINE & TOOL, INC.
Plan administrator’s address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213

Signature of

Role Plan administrator
Date 2012-07-13
Name of individual signing RUSSELL E. BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/07/27/20120727141518P030001425220001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Plan sponsor’s address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213

Plan administrator’s name and address

Administrator’s EIN 610988176
Plan administrator’s name RIVER CITY MACHINE & TOOL, INC.
Plan administrator’s address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213

Signature of

Role Plan administrator
Date 2012-07-27
Name of individual signing RUSSELL E. BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/14/20111014191650P030149430273001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Sponsor’s telephone number 5024521721
Plan sponsor’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213

Plan administrator’s name and address

Administrator’s EIN 610988176
Plan administrator’s name RIVER CITY MACHINE & TOOL INC.
Plan administrator’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213
Administrator’s telephone number 5024521721

Signature of

Role Plan administrator
Date 2011-10-14
Name of individual signing RUSSELL BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-10-14
Name of individual signing RUSSELL BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/11/20101011153537P030001653334001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 332700
Sponsor’s telephone number 5024521721
Plan sponsor’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213

Plan administrator’s name and address

Administrator’s EIN 610988176
Plan administrator’s name RIVER CITY MACHINE & TOOL INC.
Plan administrator’s address 4655 ILLINOIS AVENUE, LOUISVILLE, KY, 40213
Administrator’s telephone number 5024521721

Signature of

Role Plan administrator
Date 2010-10-11
Name of individual signing RUSSELL BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-10-11
Name of individual signing RUSSELL BAUMGARDNER
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
RUSSELL E. BAUMGARDNER Registered Agent

President

Name Role
Russell E Baumgardner President

Director

Name Role
RAYMOND BAUMGARDNER Director
RUSSELL BAUMGARDNER Director
LARRY BAUMGARDNER Director

Incorporator

Name Role
RAYMOND BAUMGARDNER Incorporator

Assumed Names

Name Status Expiration Date
MOUNTAINEER STOVE COMPANY Inactive -

Filings

Name File Date
Annual Report 2024-06-28
Annual Report 2023-06-30
Annual Report 2022-06-28
Annual Report 2021-06-29
Annual Report 2020-06-17
Annual Report 2019-06-20
Annual Report 2018-06-29
Annual Report 2017-06-12
Annual Report 2016-03-08
Annual Report 2015-04-20

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
309215630 0452110 2006-05-26 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2006-08-18
Case Closed 2006-10-17

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100147 C01
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Current Penalty 750.0
Initial Penalty 750.0
Nr Instances 1
Nr Exposed 2
Citation ID 01002
Citaton Type Serious
Standard Cited 19100304 A02
Issuance Date 2006-09-08
Abatement Due Date 2006-08-18
Current Penalty 750.0
Initial Penalty 750.0
Nr Instances 1
Nr Exposed 8
Citation ID 01003A
Citaton Type Serious
Standard Cited 19101030 C01 I
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Current Penalty 750.0
Initial Penalty 750.0
Nr Instances 1
Nr Exposed 1
Citation ID 01003B
Citaton Type Serious
Standard Cited 19101030 D03 I
Issuance Date 2006-09-08
Abatement Due Date 2006-08-18
Nr Instances 1
Nr Exposed 1
Citation ID 01003C
Citaton Type Serious
Standard Cited 19101030 G02 IIC
Issuance Date 2006-09-08
Abatement Due Date 2006-08-18
Nr Instances 1
Nr Exposed 1
Citation ID 02001
Citaton Type Other
Standard Cited 19100038 B
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 12
Citation ID 02002
Citaton Type Other
Standard Cited 19100107 G07
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 12
Citation ID 02003
Citaton Type Other
Standard Cited 19100134 C01
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 1
Citation ID 02004
Citaton Type Other
Standard Cited 19100134 F02
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 1
Citation ID 02005
Citaton Type Other
Standard Cited 19100134 K05
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 1
Citation ID 02006
Citaton Type Other
Standard Cited 19100134 M01
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 1
Citation ID 02007
Citaton Type Other
Standard Cited 19100157 G02
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 1
Citation ID 02008
Citaton Type Other
Standard Cited 19100178 L04 III
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 8
Citation ID 02009
Citaton Type Other
Standard Cited 19100178 P01
Issuance Date 2006-09-08
Abatement Due Date 2006-08-18
Nr Instances 1
Nr Exposed 8
Citation ID 02010
Citaton Type Other
Standard Cited 19100215 B09
Issuance Date 2006-09-08
Abatement Due Date 2006-08-18
Nr Instances 1
Nr Exposed 2
Citation ID 02011
Citaton Type Other
Standard Cited 19101200 E01
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 8
Citation ID 02012
Citaton Type Other
Standard Cited 19101200 E01 I
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 8
Citation ID 02013
Citaton Type Other
Standard Cited 19101200 G08
Issuance Date 2006-09-08
Abatement Due Date 2006-05-31
Nr Instances 1
Nr Exposed 8
Citation ID 02014
Citaton Type Other
Standard Cited 19101200 H01
Issuance Date 2006-09-08
Abatement Due Date 2006-10-04
Nr Instances 1
Nr Exposed 8
305913683 0452110 2003-01-22 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2003-01-22
Case Closed 2003-04-15

Violation Items

Citation ID 01001
Citaton Type Other
Standard Cited 19100178 P01
Issuance Date 2003-03-28
Abatement Due Date 2003-04-03
Nr Instances 1
Nr Exposed 1
Citation ID 01002
Citaton Type Other
Standard Cited 19100178 Q07
Issuance Date 2003-03-28
Abatement Due Date 2003-04-03
Nr Instances 1
Nr Exposed 14
Citation ID 01003
Citaton Type Other
Standard Cited 19100242 B
Issuance Date 2003-03-28
Abatement Due Date 2003-04-03
Nr Instances 1
Nr Exposed 1
Citation ID 01004
Citaton Type Other
Standard Cited 19100305 B01
Issuance Date 2003-03-28
Abatement Due Date 2003-04-03
Nr Instances 1
Nr Exposed 1
303746457 0452110 2000-11-13 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2000-11-13
Case Closed 2001-02-14

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100219 E05 I
Issuance Date 2001-01-23
Abatement Due Date 2001-01-29
Current Penalty 100.0
Initial Penalty 100.0
Nr Instances 2
Nr Exposed 6
Citation ID 01002
Citaton Type Serious
Standard Cited 19100334 A03 I
Issuance Date 2001-01-23
Abatement Due Date 2001-01-29
Current Penalty 125.0
Initial Penalty 125.0
Nr Instances 1
Nr Exposed 6
Citation ID 01004
Citaton Type Other
Standard Cited 19100253 B04 III
Issuance Date 2001-01-23
Abatement Due Date 2001-01-29
Nr Instances 1
Nr Exposed 1
Citation ID 02001
Citaton Type Other
Standard Cited 19100178 L06
Issuance Date 2001-01-23
Abatement Due Date 2001-02-16
Nr Instances 1
Nr Exposed 12
Citation ID 02002
Citaton Type Other
Standard Cited 19100212 B
Issuance Date 2001-01-23
Abatement Due Date 2001-01-29
Nr Instances 1
Nr Exposed 1
Citation ID 02003
Citaton Type Other
Standard Cited 19100242 B
Issuance Date 2001-01-23
Abatement Due Date 2001-01-29
Nr Instances 1
Nr Exposed 1
301353553 0452110 1996-07-15 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 1996-07-15
Case Closed 1996-10-15

Violation Items

Citation ID 01001
Citaton Type Serious
Standard Cited 19100212 A03 II
Issuance Date 1996-08-30
Abatement Due Date 1996-10-12
Current Penalty 125.0
Initial Penalty 125.0
Nr Instances 1
Nr Exposed 2
Gravity 03
Citation ID 01002
Citaton Type Serious
Standard Cited 19100219 F01
Issuance Date 1996-08-30
Abatement Due Date 1996-09-12
Current Penalty 125.0
Initial Penalty 125.0
Nr Instances 1
Nr Exposed 2
Gravity 03
Citation ID 01003
Citaton Type Serious
Standard Cited 19100303 G02 I
Issuance Date 1996-08-30
Abatement Due Date 1996-09-12
Current Penalty 125.0
Initial Penalty 125.0
Nr Instances 1
Nr Exposed 18
Gravity 03
104343215 0452110 1990-05-18 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 1990-05-18
Case Closed 1990-06-22

Violation Items

Citation ID 01001
Citaton Type Other
Standard Cited 200600201
Issuance Date 1990-06-08
Abatement Due Date 1990-06-14
Nr Instances 1
Nr Exposed 10
Citation ID 01002
Citaton Type Other
Standard Cited 201800101
Issuance Date 1990-06-08
Abatement Due Date 1990-06-14
Nr Instances 1
Nr Exposed 10
Citation ID 01003
Citaton Type Other
Standard Cited 19100107 F03
Issuance Date 1990-06-08
Abatement Due Date 1990-06-14
Nr Instances 1
Nr Exposed 1
Citation ID 01004
Citaton Type Other
Standard Cited 19100107 G01
Issuance Date 1990-06-08
Abatement Due Date 1990-06-14
Nr Instances 1
Nr Exposed 1
Citation ID 01005
Citaton Type Other
Standard Cited 19100107 G02
Issuance Date 1990-06-08
Abatement Due Date 1990-06-14
Nr Instances 1
Nr Exposed 1
Citation ID 01006
Citaton Type Other
Standard Cited 19100242 B
Issuance Date 1990-06-08
Abatement Due Date 1990-06-14
Nr Instances 1
Nr Exposed 1
Citation ID 01007
Citaton Type Other
Standard Cited 19101200 E01
Issuance Date 1990-06-08
Abatement Due Date 1990-06-20
Nr Instances 1
Nr Exposed 10
Citation ID 01008
Citaton Type Other
Standard Cited 19101200 F05 I
Issuance Date 1990-06-08
Abatement Due Date 1990-06-20
Nr Instances 1
Nr Exposed 10
Citation ID 01009
Citaton Type Other
Standard Cited 19101200 G01
Issuance Date 1990-06-08
Abatement Due Date 1990-06-20
Nr Instances 1
Nr Exposed 10
Citation ID 01010
Citaton Type Other
Standard Cited 19101200 H
Issuance Date 1990-06-08
Abatement Due Date 1990-06-20
Nr Instances 1
Nr Exposed 10

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
3144707300 2020-04-29 0457 PPP 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213
Loan Status Date 2021-06-10
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 65100
Loan Approval Amount (current) 65100
Undisbursed Amount 0
Franchise Name -
Lender Location ID 27783
Servicing Lender Name Community Trust Bank, Inc.
Servicing Lender Address 346 N Mayo Trl, PIKEVILLE, KY, 41501-1847
Rural or Urban Indicator U
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address LOUISVILLE, JEFFERSON, KY, 40213-1000
Project Congressional District KY-03
Number of Employees 8
NAICS code 331210
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 27783
Originating Lender Name Community Trust Bank, Inc.
Originating Lender Address PIKEVILLE, KY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 65765.27
Forgiveness Paid Date 2021-05-13
8966858308 2021-01-30 0457 PPS 4655 Illinois Ave, Louisville, KY, 40213-1922
Loan Status Date 2021-08-20
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 65100
Loan Approval Amount (current) 65100
Undisbursed Amount 0
Franchise Name -
Lender Location ID 27783
Servicing Lender Name Community Trust Bank, Inc.
Servicing Lender Address 346 N Mayo Trl, PIKEVILLE, KY, 41501-1847
Rural or Urban Indicator U
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address Louisville, JEFFERSON, KY, 40213-1922
Project Congressional District KY-03
Number of Employees 6
NAICS code 331210
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 27783
Originating Lender Name Community Trust Bank, Inc.
Originating Lender Address PIKEVILLE, KY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 65399.64
Forgiveness Paid Date 2021-07-20

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
698040 Interstate 2024-10-24 7000 2024 1 2 Private(Property)
Legal Name RIVER CITY MACHINE & TOOL INC
DBA Name -
Physical Address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213, US
Mailing Address 4655 ILLINOIS AVE, LOUISVILLE, KY, 40213, US
Phone (502) 452-1721
Fax (502) 452-1062
E-mail RCMACHINE@BLUEGRASS.NET

Safety Measurement System - All Transportation

Total Number of Inspections for the measurement period (24 months) 0
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 0
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 0
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Sources: Kentucky Secretary of State