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THE NORTON FOUNDATION, INC.

Company Details

Name: THE NORTON FOUNDATION, INC.
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Non-profit
File Date: 14 Jul 1958 (67 years ago)
Organization Date: 14 Jul 1958 (67 years ago)
Last Annual Report: 20 May 2024 (a year ago)
Organization Number: 0161018
ZIP code: 40206
City: Louisville
Primary County: Jefferson County
Principal Office: P.O. BOX 6262, LOUISVILLE, KY 40206
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
THE NORTON FOUNDATION INC. 401(K) PLAN 2023 616024040 2024-08-23 THE NORTON FOUNDATION INC. 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-04-01
Business code 813000
Sponsor’s telephone number 5028939549
Plan sponsor’s address P.O. BOX 6262, LOUISVILLE, KY, 40206
THE NORTON FOUNDATION INC. 401(K) PLAN 2022 616024040 2023-04-27 THE NORTON FOUNDATION INC. 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-04-01
Business code 813000
Sponsor’s telephone number 5028939549
Plan sponsor’s address P.O. BOX 6262, LOUISVILLE, KY, 40206
THE NORTON FOUNDATION INC. 401(K) PLAN 2021 616024040 2022-07-22 THE NORTON FOUNDATION INC. 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-04-01
Business code 813000
Sponsor’s telephone number 5028939549
Plan sponsor’s address P.O. BOX 6262, LOUISVILLE, KY, 40206
THE NORTON FOUNDATION INC. 401(K) PLAN 2020 616024040 2021-07-19 THE NORTON FOUNDATION INC. 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-04-01
Business code 813000
Sponsor’s telephone number 5028939549
Plan sponsor’s address P.O. BOX 6262, LOUISVILLE, KY, 40206
THE NORTON FOUNDATION INC. 401(K) PLAN 2019 616024040 2020-07-09 THE NORTON FOUNDATION INC. 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-04-01
Business code 813000
Sponsor’s telephone number 5028939549
Plan sponsor’s address P.O. BOX 6262, LOUISVILLE, KY, 40206

Signature of

Role Plan administrator
Date 2020-07-09
Name of individual signing MEREDITH ERICKSON
Valid signature Filed with authorized/valid electronic signature
THE NORTON FOUNDATION INC. 401(K) PLAN 2018 616024040 2019-08-19 THE NORTON FOUNDATION INC. 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-04-01
Business code 813000
Sponsor’s telephone number 5028939549
Plan sponsor’s address 333 E. MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2019-08-19
Name of individual signing MEREDITH ERICKSON
Valid signature Filed with authorized/valid electronic signature
THE NORTON FOUNDATION INC. 401(K) PLAN 2017 616024040 2018-07-23 THE NORTON FOUNDATION INC. 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-04-01
Business code 813000
Sponsor’s telephone number 5028939549
Plan sponsor’s address 333 E. MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2018-07-23
Name of individual signing MEREDITH ERICKSON
Valid signature Filed with authorized/valid electronic signature
THE NORTON FOUNDATION INC. 401(K) PLAN 2016 616024040 2017-07-26 THE NORTON FOUNDATION INC. 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2016-04-01
Business code 813000
Sponsor’s telephone number 5028939549
Plan sponsor’s address 333 E. MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2017-07-26
Name of individual signing MEREDITH ERICKSON
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
WAYNE WILSON Registered Agent

Director

Name Role
WOODFORD H. DULANEY, JR. Director
GEO. W. NORTON, IV Director
GEO. W. NORTON, JR. Director
CHAS. C. LEONARD Director
Jane Norton Newton Director
Margaret Barrett Keith Director
S Brandon Coan Director
NATHAN LORD Director

Incorporator

Name Role
GEO. W. NORTON, JR. Incorporator
NATHAN LORD Incorporator
CHAS. C. LEONARD Incorporator

Secretary

Name Role
Meredith G Erickson Secretary

Vice President

Name Role
Margaret B Keith Vice President

President

Name Role
Jane Norton Newton President

Former Company Names

Name Action
THE GEORGE W. NORTON FOUNDATION, INC. Old Name
THE WAVE FOUNDATION, INC. Old Name

Filings

Name File Date
Annual Report 2024-05-20
Annual Report 2023-04-27
Annual Report 2022-03-08
Annual Report 2021-06-18
Principal Office Address Change 2020-04-23
Annual Report 2020-04-23
Registered Agent name/address change 2019-06-13
Annual Report 2019-06-13
Annual Report 2018-05-14
Annual Report 2017-04-19

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
61-6024040 Corporation Unconditional Exemption PO BOX 6262, LOUISVILLE, KY, 40206-0262 1959-11
In Care of Name -
Group Exemption Number 0000
Subsection Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Government Instrumentality, Title-Holding Corporation, Charitable Organization, Educational Organization, Literary Organization, Local Association of Employees, Social Welfare Organization, Agricultural Organization, Horticultural Organization, Labor Organization, Board of Trade, Business League, Chamber of Commerce, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Voluntary Employees' Beneficiary Association (Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Mutual Ditch or Irrigation Co., Mutual Cooperative Telephone Co., Burial Association, Cemetery Company, Credit Union, Other Mutual Corp. or Assoc., Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Deductibility Contributions are deductible.
Foundation Private non-operating foundation
Tax Period 2023-12
Asset 10,000,000 to 49,999,999
Income 5,000,000 to 9,999,999
Filing Requirement 990 - Not required to file (all other)
PF Filing Requirement 990-PF return
Accounting Period Dec
Asset Amount 10375004
Income Amount 5209723
Form 990 Revenue Amount -
National Taxonomy of Exempt Entities -
Sort Name -

Publication 78 Data

Description Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List Yes
Deductibility Type of organization and use of contribution: A private foundation. Deductibility Limitation: 30% (generally)

Copies of Returns (990, 990-EZ, 990-PF, 990-T)

Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 202212
Filing Type E
Return Type 990PF
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 202212
Filing Type E
Return Type 990T
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 202112
Filing Type E
Return Type 990PF
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 202112
Filing Type E
Return Type 990T
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 202012
Filing Type E
Return Type 990PF
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 202012
Filing Type E
Return Type 990T
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201912
Filing Type P
Return Type 990T
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201912
Filing Type E
Return Type 990PF
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201812
Filing Type P
Return Type 990T
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201812
Filing Type E
Return Type 990PF
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201712
Filing Type E
Return Type 990PF
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201712
Filing Type P
Return Type 990T
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201612
Filing Type P
Return Type 990PF
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201612
Filing Type P
Return Type 990T
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201412
Filing Type P
Return Type 990PF
File View File
Organization Name NORTON FOUNDATION INC
EIN 61-6024040
Tax Period 201412
Filing Type P
Return Type 990PR
File View File

Sources: Kentucky Secretary of State