| Name: | LPL FINANCIAL CORPORATION |
| Jurisdiction: | Kentucky |
| Profit or Non-Profit: | Profit |
| Legal type: | Foreign Corporation |
| Status: | Inactive |
| Standing: | Good |
| File Date: | 15 Apr 1982 (43 years ago) |
| Authority Date: | 15 Apr 1982 (43 years ago) |
| Last Annual Report: | 24 Feb 2010 (15 years ago) |
| Organization Number: | 0166012 |
| Principal Office: | 9785 TOWNE CENTRE DR, SAN DIEGO, CA 92121 |
| Place of Formation: | CALIFORNIA |
| Name | Role |
|---|---|
| A. E. MONAHAN | Director |
| Esther M. Stearns | Director |
| Robert J. Moore | Director |
| Mark S. Casady | Director |
| R. H. CAMPBELL | Director |
| S. C. BROOKS | Director |
| J. E. BIDDLE | Director |
| W. R. DAVIS | Director |
| Name | Role |
|---|---|
| Robert J. Moore | CFO |
| Name | Role |
|---|---|
| Robert J. Moore | Treasurer |
| Name | Role |
|---|---|
| Stephanie L. Brown | Secretary |
| Name | Role |
|---|---|
| Mark S. Casady | CEO |
| Name | Role |
|---|---|
| Esther M. Stearns | President |
| Name | Role |
|---|---|
| ROBERT R. RITZMAN | Incorporator |
| ALFRED E. MONAHAN | Incorporator |
| DAVID L. MUNNS | Incorporator |
| Name | Role |
|---|---|
| ESTHER M. STEARNS | Organizer |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Registered Agent |
| Name | Action |
|---|---|
| LINSCO/PRIVATE LEDGER CORP. | Old Name |
| PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED | Old Name |
| Name | File Date |
|---|---|
| Revocation of Certificate of Authority | 2021-10-19 |
| Annual Report | 2020-08-07 |
| Annual Report | 2019-05-15 |
| Annual Report | 2018-05-24 |
| Annual Report | 2017-05-12 |
| Annual Report | 2016-03-02 |
| Annual Report | 2015-05-08 |
| Principal Office Address Change | 2014-04-01 |
| Annual Report | 2014-04-01 |
| Annual Report | 2013-01-09 |
Date of last update: 29 Jan 2025
Sources: Kentucky Secretary of State
