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  5. JOHN WATERS, INC.

JOHN WATERS, INC.

Company Details

Name: JOHN WATERS, INC.
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 29 Mar 1985 (40 years ago)
Organization Date: 29 Mar 1985 (40 years ago)
Last Annual Report: 11 Feb 2025 (2 months ago)
Organization Number: 0199819
Industry: Construction Special Trade Contractors
Number of Employees: Medium (20-99)
ZIP code: 40269
City: Louisville, Jeffersontown
Primary County: Jefferson County
Principal Office: P O BOX 99819, LOUISVILLE, KY 40269
Place of Formation: KENTUCKY
Authorized Shares: 2000

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
JOHN WATERS 401(K) PROFIT SHARING PLAN & TRUST 2023 611073507 2024-09-23 JOHN WATERS, INC. 37
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address 2315 WATERSON TRAIL, LOUISVILLE, KY, 40299
JOHN WATERS 401(K) PROFIT SHARING PLAN & TRUST 2022 611073507 2023-10-03 JOHN WATERS, INC. 38
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address 2315 WATERSON TRAIL, LOUISVILLE, KY, 40299
JOHN WATERS 401(K) PROFIT SHARING PLAN & TRUST 2021 611073507 2022-10-14 JOHN WATERS, INC. 36
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address 2315 WATERSON TRAIL, LOUISVILLE, KY, 40299
JOHN WATERS 401(K) PROFIT SHARING PLAN & TRUST 2020 611073507 2021-09-05 JOHN WATERS, INC. 36
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address 2315 WATERSON TRAIL, LOUISVILLE, KY, 40299
JOHN WATERS CBS BENEFIT PLAN 2020 611073507 2021-12-14 JOHN WATERS 20
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2020-01-01
Business code 238210
Sponsor’s telephone number 5028960850
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2021-12-14
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
JOHN WATERS 401(K) PROFIT SHARING PLAN & TRUST 2019 611073507 2020-06-09 JOHN WATERS, INC. 42
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address PO BOX 99819, LOUISVILLE, KY, 40269

Signature of
Role Plan administrator
Date 2020-06-09
Name of individual signing DONNA FAUST
Valid signature Filed with authorized/valid electronic signature
JOHN WATERS CBS BENEFIT PLAN 2019 611073507 2020-12-23 JOHN WATERS 20
Three-digit plan number (PN) 501
Effective date of plan 2020-01-01
Business code 238210
Sponsor’s telephone number 5028960850
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name KELLY WOLF
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2020-12-23
Name of individual signing KELLY WOLF
Valid signature Filed with authorized/valid electronic signature
JOHN WATERS 401(K) PROFIT SHARING PLAN & TRUST 2018 611073507 2019-07-31 JOHN WATERS, INC. 43
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address PO BOX 99819, LOUISVILLE, KY, 40269

Signature of
Role Plan administrator
Date 2019-07-31
Name of individual signing DONNA FAUST
Valid signature Filed with authorized/valid electronic signature
JOHN WATERS 401(K) PROFIT SHARING PLAN & TRUST 2017 611073507 2018-06-19 JOHN WATERS, INC. 36
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address PO BOX 99819, LOUISVILLE, KY, 40269

Signature of
Role Plan administrator
Date 2018-06-19
Name of individual signing DONNA FAUST
Valid signature Filed with authorized/valid electronic signature
JOHN WATERS 401(K) PROFIT SHARING PLAN & TRUST 2016 611073507 2017-07-13 JOHN WATERS, INC. 34
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address PO BOX 99819, LOUISVILLE, KY, 40269

Signature of
Role Plan administrator
Date 2017-07-13
Name of individual signing DONNA FAUST
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2016/06/06/20160606072506P040096137527001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address PO BOX 99819, LOUISVILLE, KY, 40269

Signature of
Role Plan administrator
Date 2016-06-06
Name of individual signing DONNA FAUST
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/06/18/20150618082423P030060966065001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address PO BOX 99819, LOUISVILLE, KY, 40269

Signature of
Role Plan administrator
Date 2015-06-18
Name of individual signing DONNA FAUST
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/23/20140723074343P030054389969001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s address 2315 WATERSON TR, LOUISVILLE, KY, 40299

Signature of
Role Plan administrator
Date 2014-07-23
Name of individual signing DONNA FAUST
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/10/27/20141027155714P040027346637001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s mailing address 2315 WATERSON TR, LOUISVILLE, KY, 40299
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Number of participants as of the end of the plan year
Active participants 20
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 11
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 24
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2014-10-27
Name of individual signing DONNA FAUST
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/06/29/20120629075028P030004485366001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s mailing address 2315 WATERSON TR, LOUISVILLE, KY, 40299
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 611073507
Plan administrator’s name JOHN WATERS INC
Plan administrator’s address 2315 WATERSON TR, LOUISVILLE, KY, 40299
Administrator’s telephone number 5028960850

Number of participants as of the end of the plan year
Active participants 23
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 11
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 26
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-06-28
Name of individual signing TIM DAWSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/07/28/20110728132438P030102317521001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s mailing address 2315 WATERSON TR, LOUISVILLE, KY, 40299
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 611073507
Plan administrator’s name JOHN WATERS INC
Plan administrator’s address 2315 WATERSON TR, LOUISVILLE, KY, 40299
Administrator’s telephone number 5028960850

Number of participants as of the end of the plan year
Active participants 21
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 13
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 27
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-07-28
Name of individual signing TIM DAWSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/06/29/20120629075126P030004485414001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s mailing address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 611073507
Plan administrator’s name JOHN WATERS INC
Plan administrator’s address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Administrator’s telephone number 5028960850

Number of participants as of the end of the plan year
Active participants 26
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 12
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 30
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-06-28
Name of individual signing TIM DAWSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/06/29/20120629075104P030004485398001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s mailing address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 611073507
Plan administrator’s name JOHN WATERS INC
Plan administrator’s address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Administrator’s telephone number 5028960850

Number of participants as of the end of the plan year
Active participants 27
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 17
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-06-28
Name of individual signing TIM DAWSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/07/08/20110708113816P030089805297001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1989-04-01
Plan sponsor’s mailing address P O BOX 99819, 2315 WATTERSON TR, LOUISVILLE, KY, 40269
Plan sponsor’s address P O BOX 99819, 2315 WATTERSON TR, LOUISVILLE, KY, 40269

Plan administrator’s name and address
Administrator’s EIN 611073507
Plan administrator’s name JOHN WATERS INC
Plan administrator’s address P O BOX 99819, 2315 WATTERSON TR, LOUISVILLE, KY, 40269
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s mailing address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 611073507
Plan administrator’s name JOHN WATERS INC
Plan administrator’s address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Administrator’s telephone number 5028960850

Number of participants as of the end of the plan year
Active participants 27
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 17
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2011-02-28
Name of individual signing TIM DAWSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s mailing address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 611073507
Plan administrator’s name JOHN WATERS INC
Plan administrator’s address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Administrator’s telephone number 5028960850

Number of participants as of the end of the plan year
Active participants 26
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 12
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 30
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2011-03-23
Name of individual signing TIM DAWSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s mailing address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 611073507
Plan administrator’s name JOHN WATERS INC
Plan administrator’s address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Administrator’s telephone number 5028960850

Number of participants as of the end of the plan year
Active participants 27
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 17
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Employer/plan sponsor
Date 2011-02-25
Name of individual signing TIM DAWSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 001
Effective date of plan 1990-01-15
Business code 238220
Sponsor’s telephone number 5028960850
Plan sponsor’s mailing address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Plan sponsor’s address 2315 WATTERSON TRAIL, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 611073507
Plan administrator’s name JOHN WATERS INC
Plan administrator’s address 2315 WATTERSON TR, LOUISVILLE, KY, 40299
Administrator’s telephone number 5028960850

Number of participants as of the end of the plan year
Active participants 27
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 2
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 17
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2010-10-14
Name of individual signing TIM DAWSON
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
TIMOTHY E. DAWSON Registered Agent

Director

Name Role
TIMOTHY E. DAWSON Director
PAULINE JOHNSON Director

President

Name Role
Timothy E. Dawson President

Incorporator

Name Role
PAULINE JOHNSON Incorporator

Former Company Names

Name Action
JOHN WATERS ELECTRIC CO., INC. Old Name

Filings

Name File Date
Annual Report 2025-02-11
Annual Report 2024-02-28
Annual Report Amendment 2023-10-03
Annual Report 2023-05-01
Annual Report 2022-06-27
Annual Report 2021-07-16
Annual Report 2020-06-30
Annual Report 2019-06-25
Annual Report 2018-07-11
Annual Report 2017-06-15

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
317637247 0452110 2014-07-01 500 S. HURSTBOURNE PKWY, LOUISVILLE, KY, 40222
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 2014-07-01
Case Closed 2014-07-01
307557645 0452110 2004-08-27 801 S 28TH ST, LOUISVILLE, KY, 40228
Inspection Type Unprog Rel
Scope Partial
Safety/Health Health
Close Conference 2004-09-23
Case Closed 2004-12-20

Related Activity
Type Inspection
Activity Nr 307557629

Violation Items
Citation ID 01001
Citaton Type Other
Standard Cited 19101200 H01
Issuance Date 2004-12-01
Abatement Due Date 2004-12-20
Nr Instances 1
Nr Exposed 2
305365561 0452110 2002-09-04 3105 LEXINGTON RD, LOUISVILLE, KY, 40206
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 2002-09-04
Case Closed 2002-09-04
304291669 0452110 2001-07-11 3001 N. HURSTBOURNE PARKWAY, LOUISVILLE, KY, 40222
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 2001-07-11
Case Closed 2001-07-11
302403951 0452110 1999-02-15 1211 W BROADWAY, LOUISVILLE, KY, 40203
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 1999-02-15
Case Closed 1999-04-09

Violation Items
Citation ID 01001
Citaton Type Serious
Standard Cited 19260405 A02 IIE
Issuance Date 1999-03-19
Abatement Due Date 1999-03-23
Current Penalty 125.0
Initial Penalty 125.0
Nr Instances 1
Nr Exposed 1
Gravity 03
Citation ID 01002
Citaton Type Serious
Standard Cited 19260405 B02
Issuance Date 1999-03-19
Abatement Due Date 1999-03-23
Current Penalty 125.0
Initial Penalty 125.0
Nr Instances 1
Nr Exposed 1
Gravity 03
Citation ID 01003
Citaton Type Serious
Standard Cited 19261052 C01
Issuance Date 1999-03-19
Abatement Due Date 1999-03-23
Current Penalty 100.0
Initial Penalty 100.0
Nr Instances 1
Nr Exposed 1
Gravity 01
124609330 0452110 1995-08-30 1721 S 7TH ST., LOUISVILLE, KY, 40208
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 1995-08-30
Case Closed 1995-10-13

Violation Items
Citation ID 01001
Citaton Type Other
Standard Cited 19101030 C01 I
Issuance Date 1995-10-06
Abatement Due Date 1995-10-13
Nr Instances 1
Nr Exposed 1
124609264 0452110 1995-08-22 9400 MILL BROOK RD., LOUISVILLE, KY, 40222
Inspection Type Prog Related
Scope Complete
Safety/Health Safety
Close Conference 1995-08-22
Case Closed 1995-10-19

Violation Items
Citation ID 01001
Citaton Type Other
Standard Cited 19260405 A02 IIE
Issuance Date 1995-10-13
Abatement Due Date 1995-10-19
Nr Instances 1
Nr Exposed 1
Gravity 01
Citation ID 01002
Citaton Type Other
Standard Cited 19101030 C01 I
Issuance Date 1995-10-13
Abatement Due Date 1995-10-19
Nr Instances 1
Nr Exposed 1
Gravity 01
2797470 0452110 1986-12-11 12322 SHELBYVILLE ROAD, MIDDLETOWN, KY, 40243
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 1986-12-11
Case Closed 1987-01-19

Violation Items
Citation ID 01001A
Citaton Type Serious
Standard Cited 19260401 A01
Issuance Date 1987-01-07
Abatement Due Date 1987-01-16
Current Penalty 200.0
Initial Penalty 200.0
Nr Instances 1
Nr Exposed 1
Citation ID 01001B
Citaton Type Serious
Standard Cited 19260401 C
Issuance Date 1987-01-07
Abatement Due Date 1987-01-16
Nr Instances 1
Nr Exposed 1

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
4436958809 2021-04-16 0457 PPS 2315 Watterson Trl, Louisville, KY, 40299-2533
Loan Status Date 2021-10-15
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 407143.29
Loan Approval Amount (current) 407143.29
Undisbursed Amount 0
Franchise Name -
Lender Location ID 27287
Servicing Lender Name River City Bank, Inc
Servicing Lender Address 500 S 6th St, LOUISVILLE, KY, 40202-2312
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Louisville, JEFFERSON, KY, 40299-2533
Project Congressional District KY-03
Number of Employees 35
NAICS code 236210
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 27287
Originating Lender Name River City Bank, Inc
Originating Lender Address LOUISVILLE, KY
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 408771.86
Forgiveness Paid Date 2021-09-20
5419307003 2020-04-05 0457 PPP 2315 WATTERSON TRL, LOUISVILLE, KY, 40299-2533
Loan Status Date 2021-05-14
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 407143.29
Loan Approval Amount (current) 407143.29
Undisbursed Amount 0
Franchise Name -
Lender Location ID 27147
Servicing Lender Name First State Bank
Servicing Lender Address 240 N First St, IRVINGTON, KY, 40146-9102
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address LOUISVILLE, JEFFERSON, KY, 40299-2533
Project Congressional District KY-03
Number of Employees 33
NAICS code 238210
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Corporation
Originating Lender ID 27147
Originating Lender Name First State Bank
Originating Lender Address IRVINGTON, KY
Gender Male Owned
Veteran Non-Veteran
Forgiveness Amount 410988.53
Forgiveness Paid Date 2021-03-25

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
1926046 Interstate 2024-07-29 30000 2021 1 1 Private(Property)
Legal Name JOHN WATERS INC
DBA Name -
Physical Address 2315 WATTERSON TR, LOUISVILLE, KY, 40299, US
Mailing Address PO BOX 99819, LOUISVILLE, KY, 40269, US
Phone (502) 896-0850
Fax (502) 896-8662
E-mail TDAWSON@JWATERS.COM

Safety Measurement System - All Transportation
Total Number of Inspections for the measurement period (24 months) 1
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 1
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 1
Vehicle Maintenance BASIC Roadside Performance measure value 4
Total Number of Vehicle Inspections for the measurement period 1
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value 0
Number of inspections with at least one Driver Fitness BASIC violation 1
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 1
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 0

Inspections
Unique report number of the inspection 7406000555
State abbreviation that indicates the state the inspector is from IN
The date of the inspection 2024-01-08
ID that indicates the level of inspection Full
State abbreviation that indicates where the inspection occurred IN
Time weight of the inspection 2
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit FORD
License plate of the main unit 962500
License state of the main unit KY
Vehicle Identification Number of the main unit 1FD0W5HT8FEB95511
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 2
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 1
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 1
Number of Hazardous Materials Compliance BASIC violations 0

Violations
The date of the inspection 2024-01-08
Code of the violation 39617CPI
Name of the BASIC Vehicle Maintenance
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 4
The time weight that is assigned to a violation 2
The description of a violation Operating a CMV without documentation of a periodic inspection
The description of the violation group Inspection Reports
The unit a violation is cited against Vehicle main unit
The date of the inspection 2024-01-08
Code of the violation 39141AMCPC
Name of the BASIC Driver Fitness
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 1
The time weight that is assigned to a violation 2
The description of a violation Medical (Certificate) - Operating a property-carrying vehicle without possessing a valid medical certificate
The description of the violation group Medical Certificate
The unit a violation is cited against Driver

Government Spending

Branch Date of Service Fiscal Year Cabinet Department Classification Item Name Amount
Executive 2024-10-18 2025 Cabinet of the General Government Human Rights Commission Maintenance And Repairs Maint Of Blds & Grnds-1099 Rep 997

Court Cases

Docket Number Nature of Suit Filing Date Disposition
9400601 Other Contract Actions 1994-10-07 statistical closing
Circuit Sixth Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress order entered
Nature Of Judgment no monetary award
Judgement missing
Arbitration On Termination Missing
Office 3
Filing Date 1994-10-07
Termination Date 1994-12-15
Date Issue Joined 1994-11-02
Section 0270

Parties
Name JOHN WATERS, INC.
Role Plaintiff
Name MITCHCO, INC.
Role Defendant
1800695 Other Contract Actions 2018-10-23 default
Circuit Sixth Circuit
Origin original proceeding
Jurisdiction diversity of citizenship
Jury Demand Neither plaintiff nor defendant demands jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress order entered
Nature Of Judgment forfeiture/foreclosure/condemnation, etc.
Judgement plaintiff
Arbitration On Termination Missing
Office 3
Filing Date 2018-10-23
Termination Date 2019-02-11
Section 1332
Status Terminated

Parties
Name JOHN WATERS, INC.
Role Plaintiff
Name BDGRJOHN LLC
Role Defendant

Related by officers

PAULINE JOHNSON

DAWSON/JOHNSON, LLC DJ REAL ESTATE, LLC SATELLITE TECHNICIANS, INC. FIRST MISSIONARY BAPTIST CHURCH CHILD CARE CENTER, INC. TAN, TANGLES AND TIPS, INC. HEALING HELPFULS INC

Related by address

No related companies by address

Sources: Kentucky Secretary of State

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