| Name: | CALDWELL INDUSTRIES, INC. |
| Legal type: | Kentucky Corporation |
| Status: | Inactive |
| Standing: | Bad |
| Profit or Non-Profit: | Profit |
| File Date: | 25 Apr 1985 (40 years ago) |
| Organization Date: | 25 Apr 1985 (40 years ago) |
| Last Annual Report: | 27 Jun 2011 (14 years ago) |
| Organization Number: | 0200883 |
| ZIP code: | 40216 |
| City: | Louisville, Shively |
| Primary County: | Jefferson County |
| Principal Office: | 2351 NEW MILLENIUM DR., LOUISVILLE, KY 40216 |
| Place of Formation: | KENTUCKY |
| Authorized Shares: | 1500000 |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | CALDWELL INDUSTRIES, INC., FLORIDA | F00000001969 | FLORIDA |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CALDWELL INDUSTRIES, INC. 401(K) PLAN | 2012 | 611074400 | 2013-08-23 | CALDWELL INDUSTRIES, INC. | 10 | |||||||||||||||||||||||||||||||
|
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| Role | Plan administrator |
| Date | 2013-08-23 |
| Name of individual signing | EDWARD R. SITZLER JR. |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1994-01-01 |
| Business code | 326100 |
| Sponsor’s telephone number | 5027786989 |
| Plan sponsor’s address | 2351 NEW MILLENNIUM DR., LOUISVILLE, KY, 40216 |
Plan administrator’s name and address
| Administrator’s EIN | 611074400 |
| Plan administrator’s name | CALDWELL INDUSTRIES, INC. |
| Plan administrator’s address | 2351 NEW MILLENNIUM DR., LOUISVILLE, KY, 40216 |
| Administrator’s telephone number | 5027786989 |
Signature of
| Role | Plan administrator |
| Date | 2012-10-05 |
| Name of individual signing | EDWARD R. SITZLER JR. |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1994-01-01 |
| Business code | 326100 |
| Sponsor’s telephone number | 5027786989 |
| Plan sponsor’s address | 2351 NEW MILLENNIUM DR., LOUISVILLE, KY, 40216 |
Plan administrator’s name and address
| Administrator’s EIN | 611074400 |
| Plan administrator’s name | CALDWELL INDUSTRIES, INC. |
| Plan administrator’s address | 2351 NEW MILLENNIUM DR., LOUISVILLE, KY, 40216 |
| Administrator’s telephone number | 5027786989 |
Signature of
| Role | Plan administrator |
| Date | 2011-10-14 |
| Name of individual signing | JAMES R. WINCHELL |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1994-01-01 |
| Business code | 326100 |
| Sponsor’s telephone number | 5027786989 |
| Plan sponsor’s address | 2351 NEW MILLENNIUM DR., LOUISVILLE, KY, 40216 |
Plan administrator’s name and address
| Administrator’s EIN | 611074400 |
| Plan administrator’s name | CALDWELL INDUSTRIES, INC. |
| Plan administrator’s address | 2351 NEW MILLENNIUM DR., LOUISVILLE, KY, 40216 |
| Administrator’s telephone number | 5027786989 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-06 |
| Name of individual signing | JAMES R. WINCHELL |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| Edward R Sitzler, Jr. | President |
| Name | Role |
|---|---|
| James R Winchell | Secretary |
| Name | Role |
|---|---|
| James R Winchell | Treasurer |
| Name | Role |
|---|---|
| James R Winchell | Vice President |
| Name | Role |
|---|---|
| Edward R Sitzler, Jr. | Director |
| James R Winchell | Director |
| Joe Sitzler | Director |
| Jody Fledderman | Director |
| David Maley | Director |
| EDWARD R. SITZLER, SR. | Director |
| THOMAS HAYES | Director |
| WILLIAM GAINES | Director |
| Name | Role |
|---|---|
| EDWARD R. SITZLER, SR. | Incorporator |
| Name | Role |
|---|---|
| JAMES R. WINCHELL | Registered Agent |
| Name | Action |
|---|---|
| EDWARD R. SITZLER COMPANY | Merger |
| ENGINEERING CONCEPTS, INC. | Merger |
| CALDWELL, INC. | Old Name |
| CALDWELL GASKET, INC. | Old Name |
| Name | Status | Expiration Date |
|---|---|---|
| VISION PLASTICS | Inactive | - |
| EDWARD R. SITZLER COMPANY | Inactive | 2015-01-13 |
| CALDWELL GASKET | Inactive | 2013-07-15 |
| ENGINEERING CONCEPTS | Inactive | 2008-07-15 |
| Name | File Date |
|---|---|
| Administrative Dissolution Return | 2012-09-18 |
| Administrative Dissolution | 2012-09-11 |
| Sixty Day Notice Return | 2012-07-25 |
| Annual Report Amendment | 2011-07-01 |
| Annual Report | 2011-06-27 |
| Annual Report | 2010-06-28 |
| Certificate of Assumed Name | 2010-01-13 |
| Certificate of Withdrawal of Assumed Name | 2009-07-07 |
| Annual Report | 2009-06-23 |
| Certificate of Authority (LLC) | 2008-05-01 |
| Inspection Nr | Report ID | Date Opened | Site Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 311295596 | 0452110 | 2008-02-15 | 2351 NEW MILLENNIUM DR, LOUISVILLE, KY, 40216 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Citation ID | 01001 |
| Citaton Type | Other |
| Standard Cited | 19100022 D02 |
| Issuance Date | 2008-03-28 |
| Abatement Due Date | 2008-04-09 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Citation ID | 01002 |
| Citaton Type | Other |
| Standard Cited | 19100303 B02 |
| Issuance Date | 2008-03-28 |
| Abatement Due Date | 2008-04-09 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Citation ID | 01003 |
| Citaton Type | Other |
| Standard Cited | 19100305 B02 I |
| Issuance Date | 2008-03-28 |
| Abatement Due Date | 2008-04-09 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Inspection Type | Complaint |
| Scope | Partial |
| Safety/Health | Safety |
| Close Conference | 2005-11-22 |
| Case Closed | 2005-11-22 |
Related Activity
| Type | Complaint |
| Activity Nr | 205277825 |
| Safety | Yes |
| Inspection Type | Planned |
| Scope | Complete |
| Safety/Health | Safety |
| Close Conference | 2000-08-10 |
| Case Closed | 2001-02-12 |
Violation Items
| Citation ID | 01001 |
| Citaton Type | Other |
| Standard Cited | 19100252 B02 III |
| Issuance Date | 2001-02-01 |
| Abatement Due Date | 2001-02-13 |
| Nr Instances | 1 |
| Nr Exposed | 3 |
| Inspection Type | Planned |
| Scope | Complete |
| Safety/Health | Safety |
| Close Conference | 1998-01-07 |
| Case Closed | 1998-01-07 |
| Inspection Type | Planned |
| Scope | Complete |
| Safety/Health | Safety |
| Close Conference | 1997-05-08 |
| Case Closed | 1997-06-20 |
Violation Items
| Citation ID | 01001 |
| Citaton Type | Serious |
| Standard Cited | 19100219 F03 |
| Issuance Date | 1997-06-06 |
| Abatement Due Date | 1997-06-24 |
| Current Penalty | 500.0 |
| Initial Penalty | 500.0 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Gravity | 02 |
| Inspection Type | Planned |
| Scope | Complete |
| Safety/Health | Safety |
| Close Conference | 1997-04-21 |
| Case Closed | 1997-04-21 |
| Inspection Type | Planned |
| Scope | Complete |
| Safety/Health | Safety |
| Close Conference | 1997-01-09 |
| Case Closed | 1997-01-09 |
| Inspection Type | Planned |
| Scope | Complete |
| Safety/Health | Safety |
| Close Conference | 1993-05-06 |
| Case Closed | 1993-07-13 |
Violation Items
| Citation ID | 01001 |
| Citaton Type | Serious |
| Standard Cited | 19100023 C01 |
| Issuance Date | 1993-06-14 |
| Abatement Due Date | 1993-07-09 |
| Current Penalty | 375.0 |
| Initial Penalty | 375.0 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Gravity | 01 |
| Citation ID | 01002 |
| Citaton Type | Serious |
| Standard Cited | 19100305 G02 II |
| Issuance Date | 1993-06-14 |
| Abatement Due Date | 1993-07-09 |
| Current Penalty | 375.0 |
| Initial Penalty | 375.0 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Gravity | 01 |
| Citation ID | 01003 |
| Citaton Type | Serious |
| Standard Cited | 19100305 G02 III |
| Issuance Date | 1993-06-14 |
| Abatement Due Date | 1993-07-09 |
| Current Penalty | 375.0 |
| Initial Penalty | 375.0 |
| Nr Instances | 1 |
| Nr Exposed | 1 |
| Gravity | 01 |
| USDOT Number | Carrier Operation | MCS-150 Form Date | MCS-150 Mileage | MCS-150 Year | Power Units | Drivers | Operation Classification | |||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1261314 | Intrastate Non-Hazmat | 2004-06-24 | - | - | 1 | 1 | Private(Property) | |||||||||||||||||||||||||||||||||||||||||||||||||||
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| Total Number of Inspections for the measurement period (24 months) | 0 |
| Driver Fitness BASIC Serious Violation Indicator | No |
| Vehicle Maintenance BASIC Acute/Critical Indicator | No |
| Unsafe Driving BASIC Acute/Critical Indicator | No |
| Driver Fitness BASIC Roadside Performance measure value | 0 |
| Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value | 0 |
| Total Number of Driver Inspections for the measurment period | 0 |
| Vehicle Maintenance BASIC Roadside Performance measure value | 0 |
| Total Number of Vehicle Inspections for the measurement period | 0 |
| Controlled Substances and Alcohol BASIC Roadside Performance measure value | 0 |
| Unsafe Driving BASIC Roadside Performance Measure Value | 0 |
| Number of inspections with at least one Driver Fitness BASIC violation | 0 |
| Number of inspections with at least one Hours-of-Service BASIC violation | 0 |
| Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation | 0 |
| Number of inspections with at least one Vehicle Maintenance BASIC violation | 0 |
| Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation | 0 |
| Number of inspections with at least one Controlled Substances and Alcohol BASIC violation | 0 |
| Number of inspections with at least one Unsafe Driving BASIC violation | 0 |
| Program | Program Status | Average Hourly Wage | Project Cost | Incentive Amount | Initial Jobs | New Jobs | Date of Action | Approval Type |
|---|---|---|---|---|---|---|---|---|
| KEIA - Kentucky Enterprise Initiative Act | Inactive | 11.03 | $0 | $62,700 | 106 | 75 | 2007-12-13 | Final |
Sources: Kentucky Secretary of State
