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  5. OCTA, INC.

OCTA, INC.

Company Details

Name: OCTA, INC.
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 23 Mar 1987 (38 years ago)
Organization Date: 23 Mar 1987 (38 years ago)
Last Annual Report: 01 Apr 2025 (18 days ago)
Organization Number: 0227130
Industry: Fabricated Metal Prdcts, except Machinery & Transportation Equipment
Number of Employees: Medium (20-99)
ZIP code: 40010
City: Buckner
Primary County: Oldham County
Principal Office: P.O. BOX 217, 3603 MATTINGLY RD., BUCKNER, KY 40010
Place of Formation: KENTUCKY
Authorized Shares: 2000

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
OCTA, INC. RETIREMENT SAVINGS PLAN 2023 611117819 2024-07-29 OCTA, INC 63
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address PO BOX 217, BUCKNER, KY, 40010
OCTA, INC. RETIREMENT SAVINGS PLAN 2022 611117819 2023-06-02 OCTA, INC 61
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address PO BOX 217, BUCKNER, KY, 40010
OCTA, INC. RETIREMENT SAVINGS PLAN 2022 611117819 2024-07-29 OCTA, INC 61
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address PO BOX 217, BUCKNER, KY, 40010
OCTA, INC. RETIREMENT SAVINGS PLAN 2021 611117819 2022-09-15 OCTA, INC 60
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address PO BOX 217, BUCKNER, KY, 40010
OCTA, INC. RETIREMENT SAVINGS PLAN 2020 611117819 2021-10-04 OCTA, INC 57
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address PO BOX 217, BUCKNER, KY, 40010
OCTA, INC RETIREMENT SAVINGS PLAN 2019 611117819 2020-06-19 OCTA, INC. 54
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address P.O. BOX 217, BUCKNER, KY, 40010

Signature of
Role Plan administrator
Date 2020-06-19
Name of individual signing JEANETTE HINDS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-06-19
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
OCTA, INC RETIREMENT SAVINGS PLAN 2018 611117819 2019-06-28 OCTA, INC. 51
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address P.O. BOX 217, BUCKNER, KY, 40010

Signature of
Role Plan administrator
Date 2019-06-28
Name of individual signing JEANETTE HINDS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-06-28
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
OCTA, INC RETIREMENT SAVINGS PLAN 2017 611117819 2018-07-03 OCTA, INC. 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address P.O. BOX 217, BUCKNER, KY, 40010

Signature of
Role Plan administrator
Date 2018-07-03
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-07-03
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
OCTA, INC RETIREMENT SAVINGS PLAN 2016 611117819 2017-07-11 OCTA, INC 76
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address P.O. BOX 217, BUCKNER, KY, 40010

Signature of
Role Plan administrator
Date 2017-07-11
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-07-11
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
OCTA, INC RETIREMENT SAVINGS PLAN 2015 611117819 2016-07-21 OCTA, INC 61
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 339900
Sponsor’s telephone number 5022228985
Plan sponsor’s address P.O. BOX 217, BUCKNER, KY, 40010

Signature of
Role Plan administrator
Date 2016-07-21
Name of individual signing JEFFREY ADAMS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-07-21
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/07/29/20150729141912P040119278855001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 332900
Sponsor’s telephone number 5022228985
Plan sponsor’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803

Plan administrator’s name and address
Administrator’s EIN 611117819
Plan administrator’s name OCTA, INC.
Plan administrator’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803
Administrator’s telephone number 5022228985

Signature of
Role Plan administrator
Date 2015-07-29
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/03/20140703091556P040021378817001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 332900
Sponsor’s telephone number 5022228985
Plan sponsor’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803

Plan administrator’s name and address
Administrator’s EIN 611117819
Plan administrator’s name OCTA, INC.
Plan administrator’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803
Administrator’s telephone number 5022228985

Signature of
Role Plan administrator
Date 2014-07-03
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/03/20131003160317P040006822853001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 332900
Sponsor’s telephone number 5022228985
Plan sponsor’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803

Plan administrator’s name and address
Administrator’s EIN 611117819
Plan administrator’s name OCTA, INC.
Plan administrator’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803
Administrator’s telephone number 5022228985

Signature of
Role Plan administrator
Date 2013-10-03
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/05/29/20120529143005P030002098854001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 332900
Plan sponsor’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803

Plan administrator’s name and address
Administrator’s EIN 611117819
Plan administrator’s name OCTA, INC.
Plan administrator’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803
Administrator’s telephone number 5022228985

Signature of
Role Plan administrator
Date 2012-05-29
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/12/20111012133927P030021730994001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 332900
Sponsor’s telephone number 5022228985
Plan sponsor’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803

Plan administrator’s name and address
Administrator’s EIN 611117819
Plan administrator’s name OCTA, INC.
Plan administrator’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803
Administrator’s telephone number 5022228985

Signature of
Role Plan administrator
Date 2011-10-12
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/07/29/20100729153200P030404753393001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1995-09-01
Business code 332900
Sponsor’s telephone number 5022228985
Plan sponsor’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803

Plan administrator’s name and address
Administrator’s EIN 611117819
Plan administrator’s name OCTA, INC.
Plan administrator’s address 3603 MATTINGLY RD, BUCKNER, KY, 400108803
Administrator’s telephone number 5022228985

Signature of
Role Plan administrator
Date 2010-07-29
Name of individual signing JOANN ADAMS
Valid signature Filed with authorized/valid electronic signature

Director

Name Role
JOANN ADAMS Director
JOSEPH E. ADAMS Director
Christopher Bethards Director

Incorporator

Name Role
JOANN ADAMS Incorporator
JOSEPH E. ADAMS Incorporator

Registered Agent

Name Role
JOANN ADAMS Registered Agent

President

Name Role
Joann Adams President

Secretary

Name Role
Jeffrey Adams Secretary

Treasurer

Name Role
Jeffrey Adams Treasurer

Vice President

Name Role
Joseph Adams Vice President

Filings

Name File Date
Annual Report Amendment 2025-04-01
Annual Report 2025-03-14
Annual Report 2024-07-15
Annual Report 2023-06-14
Annual Report 2022-06-28
Annual Report 2021-08-10
Annual Report 2020-06-04
Registered Agent name/address change 2020-06-04
Annual Report 2019-05-09
Annual Report 2018-06-19

OSHA's Inspections within Industry

Inspection Nr Report ID Date Opened Site Address
305909186 0452110 2003-02-04 3603 MATTINGLY RD, BUCKNER, KY, 40010
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 2003-02-04
Case Closed 2003-03-14

Violation Items
Citation ID 01001
Citaton Type Serious
Standard Cited 19100179 J03
Issuance Date 2003-02-27
Abatement Due Date 2003-03-18
Current Penalty 100.0
Initial Penalty 100.0
Nr Instances 1
Nr Exposed 10
Citation ID 01002
Citaton Type Serious
Standard Cited 19100212 A01
Issuance Date 2003-02-27
Abatement Due Date 2003-03-18
Current Penalty 100.0
Initial Penalty 100.0
Nr Instances 1
Nr Exposed 2
123779050 0452110 1995-02-02 2428 BOWMAN AVE., LOUISVILLE, KY, 40217
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 1995-02-02
Case Closed 2012-12-15

Violation Items
Citation ID 01001A
Citaton Type Serious
Standard Cited 19100212 A01
Issuance Date 1995-04-13
Abatement Due Date 1995-05-09
Current Penalty 100.0
Initial Penalty 100.0
Nr Instances 1
Nr Exposed 3
Gravity 02
Citation ID 01001B
Citaton Type Serious
Standard Cited 19100217 E01 I
Issuance Date 1995-04-13
Abatement Due Date 1995-05-09
Nr Instances 1
Nr Exposed 3
Citation ID 02001
Citaton Type Other
Standard Cited 19100147 C04 I
Issuance Date 1995-04-13
Abatement Due Date 1995-05-09
Nr Instances 1
Nr Exposed 1
Citation ID 02002
Citaton Type Other
Standard Cited 19100157 C01
Issuance Date 1995-04-13
Abatement Due Date 1995-05-09
Nr Instances 1
Nr Exposed 3
Citation ID 02003
Citaton Type Other
Standard Cited 19100157 C04
Issuance Date 1995-04-13
Abatement Due Date 1995-05-09
Nr Instances 1
Nr Exposed 3
Citation ID 02004
Citaton Type Other
Standard Cited 19100305 B01
Issuance Date 1995-04-13
Abatement Due Date 1995-05-09
Nr Instances 2
Nr Exposed 3
Citation ID 02005
Citaton Type Other
Standard Cited 19101030 C01 I
Issuance Date 1995-04-13
Abatement Due Date 1995-05-09
Nr Instances 1
Nr Exposed 1
115948382 0452110 1991-05-31 2428 BOWMAN AVE., LOUISVILLE, KY, 40217
Inspection Type Planned
Scope Complete
Safety/Health Safety
Close Conference 1991-05-31
Case Closed 1991-08-30

Violation Items
Citation ID 01001
Citaton Type Serious
Standard Cited 19100178 M02
Issuance Date 1991-07-22
Abatement Due Date 1991-08-01
Current Penalty 100.0
Initial Penalty 100.0
Nr Instances 1
Nr Exposed 4
Gravity 03
Citation ID 01002
Citaton Type Serious
Standard Cited 19100178 M03
Issuance Date 1991-07-22
Abatement Due Date 1991-08-08
Current Penalty 120.0
Initial Penalty 120.0
Nr Instances 1
Nr Exposed 2
Gravity 04
Citation ID 01003
Citaton Type Serious
Standard Cited 19100212 A03 II
Issuance Date 1991-07-22
Abatement Due Date 1991-08-08
Current Penalty 120.0
Initial Penalty 120.0
Nr Instances 1
Nr Exposed 1
Gravity 04
Citation ID 01004A
Citaton Type Serious
Standard Cited 19100219 D01
Issuance Date 1991-07-22
Abatement Due Date 1991-08-01
Current Penalty 120.0
Initial Penalty 120.0
Nr Instances 1
Nr Exposed 2
Gravity 04
Citation ID 01004B
Citaton Type Serious
Standard Cited 19100219 E03 I
Issuance Date 1991-07-22
Abatement Due Date 1991-08-01
Nr Instances 1
Nr Exposed 2
Citation ID 01005
Citaton Type Serious
Standard Cited 19100304 F05 IVA
Issuance Date 1991-07-22
Abatement Due Date 1991-08-01
Current Penalty 120.0
Initial Penalty 120.0
Nr Instances 1
Nr Exposed 2
Gravity 04
Citation ID 01006A
Citaton Type Serious
Standard Cited 19101200 E01
Issuance Date 1991-07-22
Abatement Due Date 1991-08-29
Current Penalty 80.0
Initial Penalty 80.0
Nr Instances 1
Nr Exposed 7
Gravity 02
Citation ID 01006B
Citaton Type Serious
Standard Cited 19101200 F05 II
Issuance Date 1991-07-22
Abatement Due Date 1991-08-29
Nr Instances 1
Nr Exposed 7
Citation ID 01006C
Citaton Type Serious
Standard Cited 19101200 G01
Issuance Date 1991-07-22
Abatement Due Date 1991-08-29
Nr Instances 1
Nr Exposed 7
Citation ID 01006D
Citaton Type Serious
Standard Cited 19101200 H
Issuance Date 1991-07-22
Abatement Due Date 1991-08-29
Nr Instances 1
Nr Exposed 7
Citation ID 02001
Citaton Type Other
Standard Cited 19100022 B01
Issuance Date 1991-07-22
Abatement Due Date 1991-08-01
Nr Instances 1
Nr Exposed 7
Citation ID 02002
Citaton Type Other
Standard Cited 19100147 C01
Issuance Date 1991-07-22
Abatement Due Date 1991-08-29
Nr Instances 1
Nr Exposed 3
Citation ID 02003
Citaton Type Other
Standard Cited 19100213 H04
Issuance Date 1991-07-22
Abatement Due Date 1991-08-01
Nr Instances 1
Nr Exposed 2
Citation ID 02004
Citaton Type Other
Standard Cited 19100252 E02 III
Issuance Date 1991-07-22
Abatement Due Date 1991-08-01
Nr Instances 1
Nr Exposed 6
Citation ID 02005
Citaton Type Other
Standard Cited 19100303 F
Issuance Date 1991-07-22
Abatement Due Date 1991-08-01
Nr Instances 1
Nr Exposed 7
Citation ID 02006
Citaton Type Other
Standard Cited 19100303 G01 II
Issuance Date 1991-07-22
Abatement Due Date 1991-08-01
Nr Instances 1
Nr Exposed 7

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
9721627102 2020-04-15 0457 PPP 3603 MATTINGLY RD, Buckner, KY, 40010-8803
Loan Status Date 2021-02-12
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 399700
Loan Approval Amount (current) 399700
Undisbursed Amount 0
Franchise Name -
Lender Location ID 44449
Servicing Lender Name PNC Bank, National Association
Servicing Lender Address 222 Delaware Ave, WILMINGTON, DE, 19801-1621
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Unanswered
Project Address Buckner, OLDHAM, KY, 40010-8803
Project Congressional District KY-04
Number of Employees 80
NAICS code 331420
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 44449
Originating Lender Name PNC Bank, National Association
Originating Lender Address WILMINGTON, DE
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 402675.54
Forgiveness Paid Date 2021-01-14

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Sources: Kentucky Secretary of State

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