| Name: | ROE ENTERPRISES, INC. |
| Legal type: | Kentucky Corporation |
| Status: | Active |
| Standing: | Good |
| Profit or Non-Profit: | Profit |
| File Date: | 04 Oct 1996 (29 years ago) |
| Organization Date: | 04 Oct 1996 (29 years ago) |
| Last Annual Report: | 20 Jun 2024 (10 months ago) |
| Organization Number: | 0422320 |
| Industry: | Electric, Gas and Sanitary Services |
| Number of Employees: | Small (0-19) |
| ZIP code: | 40358 |
| City: | Olympia |
| Primary County: | Bath County |
| Principal Office: | 87 ELK LICK RD., P.O. BOX 44, OLYMPIA, KY 40358 |
| Place of Formation: | KENTUCKY |
| Authorized Shares: | 100 |
| CAGE number | Status | Type | Established | CAGE Update Date | CAGE Expiration | SAM Expiration | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 5UB21 | Active | Non-Manufacturer | 2009-12-28 | 2024-05-31 | 2026-06-10 | 2022-07-09 | |||||||||||||||
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| POC | NEAL SWARTZ |
| Phone | +1 606-674-3125 |
| Fax | +1 606-674-9972 |
| Address | 87 ELK LICK RD, OLYMPIA, KY, 40358 8525, UNITED STATES |
Ownership of Offeror Information
| Highest Level Owner | Information not Available |
|---|
| Immediate Level Owner | Information not Available |
|---|
| List of Offerors (0) | Information not Available |
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| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SWARTZ PIPELINE CONTRACTING 401(K) PLAN | 2019 | 611313061 | 2020-10-08 | ROE ENTERPRISES, INC. | 5 | |||||||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2020-10-08 |
| Name of individual signing | KIMBERLY KARRICK |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| BARBARA J. SWARTZ | Incorporator |
| KYLE R. SWARTZ | Incorporator |
| ROOSEVELT SWARTZ, JR. | Incorporator |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Registered Agent |
| Name | Role |
|---|---|
| Neal V Swartz | Vice President |
| Name | Role |
|---|---|
| Kyle R Swartz | Secretary |
| Name | Role |
|---|---|
| Barbara J Swartz | President |
| Name | Status | Expiration Date |
|---|---|---|
| SWARTZ PIPELINE CONTRACTING | Inactive | 2022-01-31 |
| Name | File Date |
|---|---|
| Registered Agent name/address change | 2025-01-28 |
| Annual Report | 2024-06-20 |
| Annual Report | 2023-05-26 |
| Certificate of Assumed Name | 2023-01-18 |
| Annual Report | 2022-03-01 |
| Annual Report | 2021-03-29 |
| Annual Report | 2020-02-26 |
| Annual Report | 2019-05-16 |
| Principal Office Address Change | 2019-03-26 |
| Annual Report Amendment | 2018-06-21 |
| Loan Number | Loan Funded Date | SBA Origination Office Code | Loan Delivery Method | Borrower Street Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 7187287009 | 2020-04-07 | 0457 | PPP | 87 ELK LICK RD, OLYMPIA, KY, 40358-8525 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| USDOT Number | Carrier Operation | MCS-150 Form Date | MCS-150 Mileage | MCS-150 Year | Power Units | Drivers | Operation Classification | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 806634 | Interstate | 2023-02-27 | 12738 | 2022 | 21 | 21 | Private(Property) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Total Number of Inspections for the measurement period (24 months) | 1 |
| Driver Fitness BASIC Serious Violation Indicator | No |
| Vehicle Maintenance BASIC Acute/Critical Indicator | No |
| Unsafe Driving BASIC Acute/Critical Indicator | No |
| Driver Fitness BASIC Roadside Performance measure value | 0 |
| Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value | 0 |
| Total Number of Driver Inspections for the measurment period | 1 |
| Vehicle Maintenance BASIC Roadside Performance measure value | 0 |
| Total Number of Vehicle Inspections for the measurement period | 1 |
| Controlled Substances and Alcohol BASIC Roadside Performance measure value | 0 |
| Unsafe Driving BASIC Roadside Performance Measure Value | 0 |
| Number of inspections with at least one Driver Fitness BASIC violation | 0 |
| Number of inspections with at least one Hours-of-Service BASIC violation | 0 |
| Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation | 0 |
| Number of inspections with at least one Vehicle Maintenance BASIC violation | 0 |
| Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation | 0 |
| Number of inspections with at least one Controlled Substances and Alcohol BASIC violation | 0 |
| Number of inspections with at least one Unsafe Driving BASIC violation | 0 |
Inspections
| Unique report number of the inspection | CV43887827 |
| State abbreviation that indicates the state the inspector is from | KY |
| The date of the inspection | 2024-09-09 |
| ID that indicates the level of inspection | Walk-around |
| State abbreviation that indicates where the inspection occurred | KY |
| Time weight of the inspection | 3 |
| Number of Out-Of-Service violations related to Driver | 0 |
| Number of Out-Of-Service violations related to vehicle | 0 |
| Number of violations related to Hazardous Materials | 0 |
| Total number of Out-Of-Service violations | 0 |
| Total number of Out-Of-Service violations related to Hazardous Materials | 0 |
| Description of the type of the main unit | STRAIGHT TRUCK |
| Description of the make of the main unit | CHEV |
| License plate of the main unit | 598182 |
| License state of the main unit | KY |
| Vehicle Identification Number of the main unit | 1GB4KYCY7HF180814 |
| Unsafe Driving BASIC inspection | Y |
| Hours-of-Service Compliance BASIC inspection | Y |
| Driver Fitness BASIC inspection | Y |
| Controlled Substances/Alcohol BASIC inspection | Y |
| Vehicle Maintenance BASIC inspection | Y |
| Total number of BASIC violations | 0 |
| Number of Unsafe Driving BASIC violations | 0 |
| Number of Hours-of-Service Compliance BASIC violations | 0 |
| Number of Driver Fitness BASIC violations | 0 |
| Number of Controlled Substances/Alcohol BASIC violations | 0 |
| Number of Vehicle Maintenance BASIC violations | 0 |
| Number of Hazardous Materials Compliance BASIC violations | 0 |
| Unique report number of the inspection | CV43702908 |
| State abbreviation that indicates the state the inspector is from | KY |
| The date of the inspection | 2023-03-07 |
| ID that indicates the level of inspection | Full |
| State abbreviation that indicates where the inspection occurred | KY |
| Time weight of the inspection | 1 |
| Number of Out-Of-Service violations related to Driver | 1 |
| Number of Out-Of-Service violations related to vehicle | 5 |
| Number of violations related to Hazardous Materials | 0 |
| Total number of Out-Of-Service violations | 6 |
| Total number of Out-Of-Service violations related to Hazardous Materials | 0 |
| Description of the type of the main unit | STRAIGHT TRUCK |
| Description of the make of the main unit | CHEV |
| License plate of the main unit | 598182 |
| License state of the main unit | KY |
| Vehicle Identification Number of the main unit | 1GB4KYCY7HF180814 |
| Description of the type of the secondary unit | SEMI-TRAILER |
| Description of the make of the secondary unit | QUAL |
| License plate of the secondary unit | 902337 |
| License state of the secondary unit | KY |
| Vehicle Identification Number of the secondary unit | 5LEB1DE26K1197443 |
| Unsafe Driving BASIC inspection | Y |
| Hours-of-Service Compliance BASIC inspection | Y |
| Driver Fitness BASIC inspection | Y |
| Controlled Substances/Alcohol BASIC inspection | Y |
| Vehicle Maintenance BASIC inspection | Y |
| Total number of BASIC violations | 10 |
| Number of Unsafe Driving BASIC violations | 0 |
| Number of Hours-of-Service Compliance BASIC violations | 0 |
| Number of Driver Fitness BASIC violations | 2 |
| Number of Controlled Substances/Alcohol BASIC violations | 0 |
| Number of Vehicle Maintenance BASIC violations | 8 |
| Number of Hazardous Materials Compliance BASIC violations | 0 |
| Unique report number of the inspection | CV43702817 |
| State abbreviation that indicates the state the inspector is from | KY |
| The date of the inspection | 2023-02-10 |
| ID that indicates the level of inspection | Full |
| State abbreviation that indicates where the inspection occurred | KY |
| Time weight of the inspection | 1 |
| Number of Out-Of-Service violations related to Driver | 0 |
| Number of Out-Of-Service violations related to vehicle | 0 |
| Number of violations related to Hazardous Materials | 0 |
| Total number of Out-Of-Service violations | 0 |
| Total number of Out-Of-Service violations related to Hazardous Materials | 0 |
| Description of the type of the main unit | STRAIGHT TRUCK |
| Description of the make of the main unit | CHEV |
| License plate of the main unit | 598182 |
| License state of the main unit | KY |
| Vehicle Identification Number of the main unit | 1GB4KYCY7HF180814 |
| Unsafe Driving BASIC inspection | Y |
| Hours-of-Service Compliance BASIC inspection | Y |
| Driver Fitness BASIC inspection | Y |
| Controlled Substances/Alcohol BASIC inspection | Y |
| Vehicle Maintenance BASIC inspection | Y |
| Total number of BASIC violations | 2 |
| Number of Unsafe Driving BASIC violations | 1 |
| Number of Hours-of-Service Compliance BASIC violations | 0 |
| Number of Driver Fitness BASIC violations | 0 |
| Number of Controlled Substances/Alcohol BASIC violations | 0 |
| Number of Vehicle Maintenance BASIC violations | 1 |
| Number of Hazardous Materials Compliance BASIC violations | 0 |
Violations
| The date of the inspection | 2023-03-07 |
| Code of the violation | 3963A1BOS |
| Name of the BASIC | Vehicle Maintenance |
| The violation is identified as Out-Of-Service violation | Y |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 2 |
| The severity weight that is assigned to a violation | 0 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | BRAKES OUT OF SERVICE: The number of defective brakes is equal to or greater than 20 percent of the service brakes on the vehicle or combination |
| The description of the violation group | Brake Out Of Service |
| The unit a violation is cited against | Vehicle secondary unit |
| The date of the inspection | 2023-03-07 |
| Code of the violation | 39617C |
| Name of the BASIC | Vehicle Maintenance |
| The violation is identified as Out-Of-Service violation | N |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 0 |
| The severity weight that is assigned to a violation | 4 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | Operating a CMV without proof of a periodic inspection |
| The description of the violation group | Inspection Reports |
| The unit a violation is cited against | Vehicle secondary unit |
| The date of the inspection | 2023-03-07 |
| Code of the violation | 3939TS |
| Name of the BASIC | Vehicle Maintenance |
| The violation is identified as Out-Of-Service violation | Y |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 2 |
| The severity weight that is assigned to a violation | 6 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | Inoperative turn signal |
| The description of the violation group | Lighting |
| The unit a violation is cited against | Vehicle secondary unit |
| The date of the inspection | 2023-02-10 |
| Code of the violation | 39360D |
| Name of the BASIC | Vehicle Maintenance |
| The violation is identified as Out-Of-Service violation | N |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 0 |
| The severity weight that is assigned to a violation | 1 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | Windshield / Windows - Tinting permits less than 70% of light transmittance |
| The description of the violation group | Windshield/ Glass/ Markings |
| The unit a violation is cited against | Vehicle main unit |
| The date of the inspection | 2023-03-07 |
| Code of the violation | 39343 |
| Name of the BASIC | Vehicle Maintenance |
| The violation is identified as Out-Of-Service violation | Y |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 2 |
| The severity weight that is assigned to a violation | 4 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | No/improper breakaway or emergency braking |
| The description of the violation group | Brakes All Others |
| The unit a violation is cited against | Vehicle secondary unit |
| The date of the inspection | 2023-03-07 |
| Code of the violation | 39342 |
| Name of the BASIC | Vehicle Maintenance |
| The violation is identified as Out-Of-Service violation | Y |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 2 |
| The severity weight that is assigned to a violation | 4 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | No brakes as required - Explain: |
| The description of the violation group | Brakes All Others |
| The unit a violation is cited against | Vehicle secondary unit |
| The date of the inspection | 2023-03-07 |
| Code of the violation | 39341 |
| Name of the BASIC | Vehicle Maintenance |
| The violation is identified as Out-Of-Service violation | Y |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 2 |
| The severity weight that is assigned to a violation | 4 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | No or defective parking brake system on CMV |
| The description of the violation group | Brakes All Others |
| The unit a violation is cited against | Vehicle main unit |
| The date of the inspection | 2023-03-07 |
| Code of the violation | 39325F |
| Name of the BASIC | Vehicle Maintenance |
| The violation is identified as Out-Of-Service violation | N |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 0 |
| The severity weight that is assigned to a violation | 6 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | Stop lamp violations |
| The description of the violation group | Lighting |
| The unit a violation is cited against | Vehicle secondary unit |
| The date of the inspection | 2023-03-07 |
| Code of the violation | 39141A |
| Name of the BASIC | Driver Fitness |
| The violation is identified as Out-Of-Service violation | N |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 0 |
| The severity weight that is assigned to a violation | 1 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | Operating a property-carrying vehicle without a valid medical certificate in possession or on file with the state drivers licensing agency. History of either fail |
| The description of the violation group | Medical Certificate |
| The unit a violation is cited against | Driver |
| The date of the inspection | 2023-03-07 |
| Code of the violation | 38323A2 |
| Name of the BASIC | Driver Fitness |
| The violation is identified as Out-Of-Service violation | Y |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 2 |
| The severity weight that is assigned to a violation | 8 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | Operating a CMV without a CDL |
| The description of the violation group | License-related: High |
| The unit a violation is cited against | Driver |
| The date of the inspection | 2023-02-10 |
| Code of the violation | 3922LV |
| Name of the BASIC | Unsafe Driving |
| The violation is identified as Out-Of-Service violation | N |
| The weight that is assigned to a violation if it's identified as an Out-Of-Service violation | 0 |
| The severity weight that is assigned to a violation | 3 |
| The time weight that is assigned to a violation | 1 |
| The description of a violation | Lane Restriction violation |
| The description of the violation group | Misc Violations |
| The unit a violation is cited against | Driver |
| Branch | Date of Service | Fiscal Year | Cabinet | Department | Classification | Item Name | Amount |
|---|---|---|---|---|---|---|---|
| Executive | 2025-01-16 | 2025 | Transportation Cabinet | Department Of Highways | Maintenance And Repairs | Highway Maintenance-1099 Rept | -438.36 |
| Executive | 2024-10-17 | 2025 | Transportation Cabinet | Department Of Highways | Maintenance And Repairs | Highway Maintenance-1099 Rept | 51381.85 |
| Executive | 2024-10-07 | 2025 | Transportation Cabinet | Department Of Highways | Maintenance And Repairs | Highway Maintenance-1099 Rept | 54006.4 |
| Executive | 2024-09-10 | 2025 | Transportation Cabinet | Department Of Highways | Maintenance And Repairs | Highway Maintenance-1099 Rept | 51381.85 |
| Executive | 2024-07-23 | 2025 | Transportation Cabinet | Department Of Highways | Maintenance And Repairs | Highway Maintenance-1099 Rept | 71883.56 |
| Executive | 2024-07-03 | 2025 | Transportation Cabinet | Department Of Highways | Maintenance And Repairs | Highway Maintenance-1099 Rept | 39442.4 |
| Executive | 2023-08-28 | 2024 | Transportation Cabinet | Department Of Highways | Maintenance And Repairs | Highway Maintenance-1099 Rept | 51536.56 |
| Executive | 2023-08-15 | 2024 | Transportation Cabinet | Department Of Highways | Rentals | Rental Of Equipment-1099 Rept | 81464.83 |
| Executive | 2023-08-02 | 2024 | Transportation Cabinet | Department Of Highways | Maintenance And Repairs | Highway Maintenance-1099 Rept | 64380.32 |
| Executive | 2023-07-17 | 2024 | Transportation Cabinet | Department Of Highways | Rentals | Rental Of Equipment-1099 Rept | 81464.83 |
Sources: Kentucky Secretary of State
