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  5. SIEBERT & JOHNSON PLLC

SIEBERT & JOHNSON PLLC

Company Details

Name: SIEBERT & JOHNSON PLLC
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 14 Aug 1998 (27 years ago)
Organization Date: 14 Aug 1998 (27 years ago)
Last Annual Report: 13 Feb 2025 (2 months ago)
Managed By: Members
Organization Number: 0460711
Industry: Legal Services
Number of Employees: Small (0-19)
ZIP code: 40206
City: Louisville
Primary County: Jefferson County
Principal Office: 2741 BROWNSBORO ROAD, LOUISVILLE, KY 40206
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SIEBERT & JOHNSON, PLLC 401(K) PLAN 2023 621750308 2024-06-06 SIEBERT & JOHNSON, PLLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2024-06-06
Name of individual signing ANTHONY WARREN
Valid signature Filed with authorized/valid electronic signature
SIEBERT & JOHNSON, PLLC 401(K) PLAN 2022 621750308 2023-06-15 SIEBERT & JOHNSON, PLLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2023-06-15
Name of individual signing ANTHONY WARREN
Valid signature Filed with authorized/valid electronic signature
SIEBERT & JOHNSON, PLLC 401(K) PLAN 2021 621750308 2022-07-14 SIEBERT & JOHNSON, PLLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2022-07-14
Name of individual signing ANTHONY WARREN
Valid signature Filed with authorized/valid electronic signature
SIEBERT & JOHNSON, PLLC 401(K) PLAN 2020 621750308 2021-08-16 SIEBERT & JOHNSON, PLLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2021-08-16
Name of individual signing ADAM WARREN
Valid signature Filed with authorized/valid electronic signature
SIEBERT & JOHNSON CASH BALANCE PLAN 2020 621750308 2021-02-24 SIEBERT & JOHNSON, PLLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2016-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2021-02-24
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
SIEBERT & JOHNSON, PLLC 401(K) PLAN 2019 621750308 2020-08-19 SIEBERT & JOHNSON, PLLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2020-08-19
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
SIEBERT & JOHNSON CASH BALANCE PLAN 2019 621750308 2020-08-19 SIEBERT & JOHNSON, PLLC 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2016-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2020-08-19
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
SIEBERT & JOHNSON CASH BALANCE PLAN 2018 621750308 2019-10-08 SIEBERT & JOHNSON, PLLC 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2016-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2019-10-08
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
SIEBERT & JOHNSON, PLLC 401(K) PLAN 2018 621750308 2019-10-08 SIEBERT & JOHNSON, PLLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2019-10-08
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
SIEBERT & JOHNSON CASH BALANCE PLAN 2017 621750308 2018-10-01 SIEBERT & JOHNSON, PLLC 4
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2016-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2018-10-01
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2018/10/01/20181001070722P030008947161001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2018-10-01
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2017/09/01/20170901065339P040112112071001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2016-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2017-09-01
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2017/09/01/20170901065519P040112115895001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2017-09-01
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2016/06/04/20160604092859P040094737415001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO RD., LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2016-06-04
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/07/20/20150720170326P030107273527001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 2741 BROWNSBORO ROAD, LOUISVILLE, KY, 40206

Signature of
Role Plan administrator
Date 2015-07-20
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/23/20140723062805P030016096831001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 500 W JEFFERSON ST STE 1500, LOUISVILLE, KY, 40202

Signature of
Role Plan administrator
Date 2014-07-23
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/07/16/20130716071600P040305846915001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 500 W JEFFERSON ST STE 1500, LOUISVILLE, KY, 40202

Signature of
Role Plan administrator
Date 2013-07-16
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/09/06/20120906162128P040134187424001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 500 W JEFFERSON ST STE 1500, LOUISVILLE, KY, 40202

Plan administrator’s name and address
Administrator’s EIN 621750308
Plan administrator’s name SIEBERT & JOHNSON, PLLC
Plan administrator’s address 500 W JEFFERSON ST STE 1500, LOUISVILLE, KY, 40202
Administrator’s telephone number 5025892246

Signature of
Role Plan administrator
Date 2012-09-06
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/07/18/20110718155312P040446419952001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 500 W JEFFERSON ST STE 1500, LOUISVILLE, KY, 40202

Plan administrator’s name and address
Administrator’s EIN 621750308
Plan administrator’s name SIEBERT & JOHNSON, PLLC
Plan administrator’s address 500 W JEFFERSON ST STE 1500, LOUISVILLE, KY, 40202
Administrator’s telephone number 5025892246

Signature of
Role Plan administrator
Date 2011-07-18
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/09/07/20100907155328P070013142008001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2006-01-01
Business code 541110
Sponsor’s telephone number 5025892246
Plan sponsor’s address 500 W JEFFERSON ST STE 2250, LOUISVILLE, KY, 40202

Plan administrator’s name and address
Administrator’s EIN 621750308
Plan administrator’s name SIEBERT & JOHNSON, PLLC
Plan administrator’s address 500 W JEFFERSON ST STE 2250, LOUISVILLE, KY, 40202
Administrator’s telephone number 5025892246

Signature of
Role Plan administrator
Date 2010-09-07
Name of individual signing VINCENT E. JOHNSON
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
VINCENT E. JOHNSON Registered Agent

Member

Name Role
VINCENT E JOHNSON Member

Organizer

Name Role
DAN E. SIEBERT Organizer

Filings

Name File Date
Annual Report 2025-02-13
Annual Report 2024-03-29
Annual Report 2023-03-17
Annual Report 2022-05-01
Annual Report 2021-06-04
Annual Report 2020-04-11
Registered Agent name/address change 2020-04-11
Annual Report 2019-05-07
Annual Report 2018-04-08
Annual Report 2017-03-02

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2963237104 2020-04-11 0457 PPP 2741 BROWNSBORO RD, LOUISVILLE, KY, 40206-1264
Loan Status Date 2021-04-14
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 63610
Loan Approval Amount (current) 63610
Undisbursed Amount 0
Franchise Name -
Lender Location ID 27569
Servicing Lender Name Stock Yards Bank & Trust Company
Servicing Lender Address 1040 E Main St, LOUISVILLE, KY, 40206-1856
Rural or Urban Indicator U
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address LOUISVILLE, JEFFERSON, KY, 40206-1264
Project Congressional District KY-03
Number of Employees 5
NAICS code 541110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Professional Association
Originating Lender ID 27569
Originating Lender Name Stock Yards Bank & Trust Company
Originating Lender Address LOUISVILLE, KY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 64193.82
Forgiveness Paid Date 2021-03-17

Related by officers

VINCENT E. JOHNSON

WILLIAM LITTLE, LLC LITTLE GEORGE, LLC REKLEIN, LLC BERTRAM KLEIN, LLC THE LOOK SALON, LLC WILLING WAYS STABLE, LLC JAZER LLC

DAN E. SIEBERT

THE ASCOT GROUP, INC. INNOVATIVE REAL ESTATE SERVICES, INC. HORN ENTERPRISES, INC. MARKETING COMBINATIONS CORPORATION BEAVIN ELECTRIC COMPANY, INC. THE SOAP BOX, INC. BOONE'S CHEVRON, L.L.C. 100 PROOF, LLC

Related by address

2741 BROWNSBORO ROAD, LOUISVILLE, KY 40206

C. CASWELL, INC. JAZER LLC

Sources: Kentucky Secretary of State

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