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THOMPSON MILLER & SIMPSON PLC

Company Details

Name: THOMPSON MILLER & SIMPSON PLC
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 28 Oct 1998 (26 years ago)
Organization Date: 28 Oct 1998 (26 years ago)
Last Annual Report: 12 Feb 2025 (2 months ago)
Managed By: Managers
Organization Number: 0464068
Industry: Legal Services
Number of Employees: Medium (20-99)
ZIP code: 40202
City: Louisville
Primary County: Jefferson County
Principal Office: 734 WEST MAIN STREET, STE 400, LOUISVILLE, KY 40202
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
THOMPSON, MILLER & SIMPSON, PLC 401(K) PROFIT SHARING PLAN & TRUST 401(K) PLAN 2023 611334725 2024-08-27 THOMPSON, MILLER & SIMPSON, PLC 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2024-08-27
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-08-27
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
THOMPSON, MILLER & SIMPSON, PLC 401(K) PROFIT SHARING PLAN & TRUST 401(K) PLAN 2022 611334725 2023-07-17 THOMPSON, MILLER & SIMPSON, PLC 35
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2023-07-17
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-07-17
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
THOMPSON, MILLER & SIMPSON, PLC 401(K) PROFIT SHARING PLAN & TRUST 401(K) PLAN 2021 611334725 2022-10-06 THOMPSON, MILLER & SIMPSON, PLC 39
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2022-10-06
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-10-06
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
THOMPSON MILLER & SIMPSON PLC CBS BENEFIT PLAN 2021 611334725 2022-12-29 THOMPSON MILLER & SIMPSON PLC 18
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2022-12-29
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
THOMPSON MILLER & SIMPSON PLC CBS BENEFIT PLAN 2020 611334725 2021-12-14 THOMPSON MILLER & SIMPSON PLC 18
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Plan administrator’s name and address

Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of

Role Plan administrator
Date 2021-12-14
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
THOMPSON, MILLER & SIMPSON, PLC 401(K) PROFIT SHARING PLAN & TRUST 401(K) PLAN 2020 611334725 2021-09-22 THOMPSON, MILLER & SIMPSON, PLC 50
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2021-09-22
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-09-22
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
THOMPSON, MILLER & SIMPSON, PLC 401(K) PROFIT SHARING PLAN & TRUST 401(K) PLAN 2019 611334725 2020-04-22 THOMPSON, MILLER & SIMPSON, PLC 40
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2020-04-22
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-04-22
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
THOMPSON, MILLER & SIMPSON, PLC 401(K) PROFIT SHARING PLAN & TRUST 401(K) PLAN 2018 611334725 2019-05-23 THOMPSON, MILLER & SIMPSON, PLC 38
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2019-05-23
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-05-23
Name of individual signing LORALEE FRYE
Valid signature Filed with authorized/valid electronic signature
THOMPSON, MILLER & SIMPSON, PLC 401(K) PROFIT SHARING PLAN & TRUST 2017 611334725 2018-04-16 THOMPSON, MILLER & SIMPSON, PLC 40
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2018-04-16
Name of individual signing BYRON MILLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-04-16
Name of individual signing LAURA CASSARO
Valid signature Filed with authorized/valid electronic signature
THOMPSON, MILLER & SIMPSON, PLC 401(K) PROFIT SHARING PLAN & TRUST 2016 611334725 2017-04-17 THOMPSON, MILLER & SIMPSON, PLC 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2017-04-17
Name of individual signing BYRON MILLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-04-17
Name of individual signing BYRON MILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2016/05/26/20160526133728P040083869831001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2016-05-26
Name of individual signing KENNEDY SIMPSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-05-26
Name of individual signing KENNEDY SIMPSON
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541211
Sponsor’s telephone number 5025859000
Plan sponsor’s address 734 WEST MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2015-05-19
Name of individual signing BYRON N. MILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/09/29/20150929082448P030022084257001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541110
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN ST STE 400, LOUISVILLE, KY, 402023688

Signature of

Role Plan administrator
Date 2015-09-29
Name of individual signing BYRON MILLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-09-29
Name of individual signing BYRON MILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/05/21/20150521144429P030007022199001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541211
Sponsor’s telephone number 5025859000
Plan sponsor’s address 734 WEST MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2015-05-21
Name of individual signing BYRON N. MILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/04/28/20140428103827P040109658613001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541211
Sponsor’s telephone number 5025859000
Plan sponsor’s address 734 WEST MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2014-04-28
Name of individual signing BYRON N. MILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/05/21/20150521143130P040009661985001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541211
Sponsor’s telephone number 5025859000
Plan sponsor’s address 734 WEST MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2015-05-21
Name of individual signing BYRON N. MILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/06/19/20140619102941P030394028499001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541211
Sponsor’s telephone number 5025859000
Plan sponsor’s address 734 WEST MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2014-06-19
Name of individual signing BYRON N. MILLER
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541211
Sponsor’s telephone number 5025859000
Plan sponsor’s address 734 WEST MAIN STREET, SUITE 400, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2013-10-14
Name of individual signing BYRON N. MILLER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-14
Name of individual signing BYRON N. MILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/09/14/20120914134023P040002409957001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541211
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN STREET, STE 400, LOUISVILLE, KY, 40202

Plan administrator’s name and address

Administrator’s EIN 611334725
Plan administrator’s name THOMPSON, MILLER & SIMPSON, PLC
Plan administrator’s address 734 W MAIN STREET, STE 400, LOUISVILLE, KY, 40202
Administrator’s telephone number 5025859900

Signature of

Role Plan administrator
Date 2012-09-14
Name of individual signing BYRON N. MILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/09/20/20110920161219P030133771313001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541211
Sponsor’s telephone number 5025859900
Plan sponsor’s address 734 W MAIN STREET, STE 400, LOUISVILLE, KY, 40202

Plan administrator’s name and address

Administrator’s EIN 611334725
Plan administrator’s name THOMPSON, MILLER & SIMPSON, PLC
Plan administrator’s address 734 W MAIN STREET, STE 400, LOUISVILLE, KY, 40202
Administrator’s telephone number 5025859900

Signature of

Role Plan administrator
Date 2011-09-20
Name of individual signing BYRON N. MILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/09/28/20100928120804P030004820168001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-02-01
Business code 541211
Sponsor’s telephone number 5025859900
Plan sponsor’s address 600 W MAIN STREET, STE 500, LOUISVILLE, KY, 40202

Plan administrator’s name and address

Administrator’s EIN 611334725
Plan administrator’s name THOMPSON, MILLER & SIMPSON, PLC
Plan administrator’s address 600 W MAIN STREET, STE 500, LOUISVILLE, KY, 40202
Administrator’s telephone number 5025859900

Signature of

Role Plan administrator
Date 2010-09-28
Name of individual signing LAURA CASSARO
Valid signature Filed with authorized/valid electronic signature

Member

Name Role
BYRON N MILLER Member
B TODD THOMPSON Member

Manager

Name Role
W KENNEDY SIMPSON Manager

Organizer

Name Role
BYRON N. MILLER Organizer

Registered Agent

Name Role
BYRON N. MILLER Registered Agent

Former Company Names

Name Action
THOMPSON & MILLER PLC Old Name

Filings

Name File Date
Annual Report 2025-02-12
Annual Report 2024-05-15
Annual Report 2023-05-02
Annual Report 2022-05-05
Annual Report 2021-05-12
Annual Report 2020-05-26
Annual Report 2019-05-29
Annual Report 2018-04-16
Annual Report 2017-04-24
Annual Report 2016-03-15

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
4669718601 2021-03-18 0457 PPS 734 W Main St Ste 400, Louisville, KY, 40202-3688
Loan Status Date 2021-10-01
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 369214.35
Loan Approval Amount (current) 369214.35
Undisbursed Amount 0
Franchise Name -
Lender Location ID 225134
Servicing Lender Name Truist Bank
Servicing Lender Address 214 N Tryon St, CHARLOTTE, NC, 28202-1078
Rural or Urban Indicator U
Hubzone Y
LMI N
Business Age Description Existing or more than 2 years old
Project Address Louisville, JEFFERSON, KY, 40202-3688
Project Congressional District KY-03
Number of Employees 25
NAICS code 541110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Partnership
Originating Lender ID 225134
Originating Lender Name Truist Bank
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 370855.3
Forgiveness Paid Date 2021-08-27
3349657106 2020-04-11 0457 PPP 734 W Main St Ste 400, LOUISVILLE, KY, 40202-2634
Loan Status Date 2021-04-20
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 453360
Loan Approval Amount (current) 448209.79
Undisbursed Amount 0
Franchise Name -
Lender Location ID 225134
Servicing Lender Name Truist Bank
Servicing Lender Address 214 N Tryon St, CHARLOTTE, NC, 28202-1078
Rural or Urban Indicator U
Hubzone Y
LMI N
Business Age Description Existing or more than 2 years old
Project Address LOUISVILLE, JEFFERSON, KY, 40202-2634
Project Congressional District KY-03
Number of Employees 29
NAICS code 541110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Partnership
Originating Lender ID 225134
Originating Lender Name Truist Bank
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 452131.63
Forgiveness Paid Date 2021-03-02

Financial Incentive

Program Program Status Average Hourly Wage Project Cost Incentive Amount Initial Jobs New Jobs Date of Action Approval Type
KSBTC - Kentucky Small Business Tax Credit Inactive 58.59 $13,811 $10,500 21 3 2024-04-25 Final

Sources: Kentucky Secretary of State