| Name: | FINRA DISPUTE RESOLUTION, INC. |
| Legal type: | Foreign Corporation |
| Status: | Inactive |
| Standing: | Good |
| Profit or Non-Profit: | Non-profit |
| File Date: | 24 Mar 2000 (25 years ago) |
| Authority Date: | 24 Mar 2000 (25 years ago) |
| Last Annual Report: | 12 Jun 2015 (10 years ago) |
| Organization Number: | 0491687 |
| Principal Office: | 1735 K. STREET NW, WASHINGTON, DC 20006 |
| Place of Formation: | DELAWARE |
| Name | Role |
|---|---|
| Seth H Waugh | Director |
| Elisse B Walter | Director |
| Mark S Casady | Director |
| William H Heyman | Director |
| Richard G Ketchum | Director |
| Leslie Seidman | Director |
| Robert W Scully | Director |
| Susan Wolburgh Jenah | Director |
| Joseph M Mecane | Director |
| Mark W Cresap | Director |
| Name | Role |
|---|---|
| Richard G Ketchum | President |
| Name | Role |
|---|---|
| Todd T Diganci | Treasurer |
| Name | Role |
|---|---|
| KY SECRETARY OF STATE | Registered Agent |
| Name | Role |
|---|---|
| Marcia E Asquith | Secretary |
| Name | Action |
|---|---|
| NASD DISPUTE RESOLUTION, INC. | Old Name |
| Name | File Date |
|---|---|
| App. for Certificate of Withdrawal | 2016-01-26 |
| Registered Agent name/address change | 2015-10-26 |
| Annual Report Amendment | 2015-07-10 |
| Annual Report | 2015-06-12 |
| Registered Agent name/address change | 2014-12-31 |
| Annual Report | 2014-05-08 |
| Annual Report | 2013-06-07 |
| Annual Report | 2012-06-05 |
| Annual Report | 2011-05-27 |
| Annual Report | 2010-04-08 |
Sources: Kentucky Secretary of State
