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  5. FWK & ASSOCIATES PLLC

FWK & ASSOCIATES PLLC

Company Details

Name: FWK & ASSOCIATES PLLC
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 10 Aug 2000 (25 years ago)
Organization Date: 10 Aug 2000 (25 years ago)
Last Annual Report: 06 May 2024 (10 months ago)
Managed By: Members
Organization Number: 0499241
Industry: Miscellaneous Services
Number of Employees: Small (0-19)
ZIP code: 40503
City: Lexington
Primary County: Fayette County
Principal Office: 401 LEWIS HARGETT CIRCLE, SUITE 110, LEXINGTON, KY 40503
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
FWK & ASSOCIATES PLLC CBS BENEFIT PLAN 2023 611373721 2024-12-30 FWK & ASSOCIATES PLLC 10
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2022-01-01
Business code 541219
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE, SUITE 110, LEXINGTON, KY, 40503

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name JOSEPH HSU
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2024-12-30
Name of individual signing JOSEPH HSU
Valid signature Filed with authorized/valid electronic signature
FWK & ASSOCIATES 401(K) PLAN 2023 611373721 2024-06-10 FWK & ASSOCIATES PLLC 17
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8595548210
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE STE 110, LEXINGTON, KY, 40503
FWK & ASSOCIATES PLLC CBS BENEFIT PLAN 2022 611373721 2023-12-27 FWK & ASSOCIATES PLLC 11
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2022-01-01
Business code 541219
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE, SUITE 110, LEXINGTON, KY, 40503

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2023-12-27
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
FWK & ASSOCIATES 401(K) PLAN 2022 611373721 2023-04-13 FWK & ASSOCIATES PLLC 18
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE STE 110, LEXINGTON, KY, 40503
FWK & ASSOCIATES PLLC CBS BENEFIT PLAN 2021 611373721 2022-12-29 FWK & ASSOCIATES PLLC 10
Three-digit plan number (PN) 501
Effective date of plan 2022-01-01
Business code 541219
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE, SUITE 110, LEXINGTON, KY, 40503

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2022-12-29
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
FWK & ASSOCIATES 401(K) PLAN 2021 611373721 2022-06-08 FWK & ASSOCIATES PLLC 15
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE STE 110, LEXINGTON, KY, 40503
FWK & ASSOCIATES, PLLC 401(K) PLAN 2020 611373721 2021-10-14 FWK & ASSOCIATES, PLLC 14
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE, SUITE 110, LEXINGTON, KY, 40503
FWK & ASSOCIATES PLLC 401(K) PLAN 2019 611373721 2020-08-04 FWK & ASSOCIATES PLLC 12
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8595548210
Plan sponsor’s address 401 LEWIS HARGETT CIR STE 110, LEXINGTON, KY, 405033630

Signature of
Role Plan administrator
Date 2020-08-04
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature
FISTER, WILLIAMS & OBERLANDER 401(K) PLAN 2018 611373721 2019-10-08 FISTER, WILLIAMS & OBERLANDER, PLLC 12
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE, SUITE 110, LEXINGTON, KY, 40503

Signature of
Role Plan administrator
Date 2019-10-08
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-10-08
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature
FISTER, WILLIAMS & OBERLANDER 401(K) PLAN 2017 611373721 2018-07-31 FISTER, WILLIAMS & OBERLANDER, PLLC 11
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8595548210
Plan sponsor’s address 401 LEWIS HARGETT CIR STE 110, LEXINGTON, KY, 405033630

Signature of
Role Plan administrator
Date 2018-07-31
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-07-31
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2017/09/12/20170912144255P040133241095001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIR STE 110, LEXINGTON, KY, 405033630

Signature of
Role Plan administrator
Date 2017-09-12
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-09-12
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/06/16/20150616082917P040004798975001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE, SUITE 110, LEXINGTON, KY, 40503

Signature of
Role Plan administrator
Date 2015-06-15
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/29/20140729124831P030020159183001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT CIRCLE, SUITE 110, LEXINGTON, KY, 40503

Signature of
Role Plan administrator
Date 2014-07-29
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/05/08/20130508155430P030266011057001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2012-01-01
Business code 541211
Sponsor’s telephone number 8592190098
Plan sponsor’s address 401 LEWIS HARGETT, SUITE 110, LEXINGTON, KY, 40503

Signature of
Role Plan administrator
Date 2013-05-08
Name of individual signing LOUIS FISTER
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
LOUIS E. FISTER, JR. Registered Agent

Member

Name Role
Jesse A Kelly Member
Louis E. Fister, Jr. Member

Organizer

Name Role
LOUIS E. FISTER, JR. Organizer

Former Company Names

Name Action
FISTER, WILLIAMS & OBERLANDER, PLLC Old Name
FISTER & WILLIAMS, P.L.L.C. Old Name

Filings

Name File Date
Annual Report 2024-05-06
Annual Report 2023-06-01
Annual Report 2022-05-16
Annual Report 2021-05-20
Annual Report 2020-03-09
Amendment 2019-11-05
Annual Report 2019-05-20
Annual Report 2018-05-22
Annual Report 2017-04-25
Annual Report 2016-03-31

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
7407597000 2020-04-07 0457 PPP 401 LEWIS HARGETT CIR Suite 110, LEXINGTON, KY, 40503-3564
Loan Status Date 2021-01-22
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 184322
Loan Approval Amount (current) 184322
Undisbursed Amount 0
Franchise Name -
Lender Location ID 27159
Servicing Lender Name First Southern National Bank
Servicing Lender Address 27, Public Sq, Lancaster, KY, 40444
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address LEXINGTON, FAYETTE, KY, 40503-3564
Project Congressional District KY-06
Number of Employees 14
NAICS code 541211
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 27159
Originating Lender Name First Southern National Bank
Originating Lender Address Lancaster, KY
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 185710.73
Forgiveness Paid Date 2021-01-14

Financial Incentive

Program Program Status Average Hourly Wage Project Cost Incentive Amount Initial Jobs New Jobs Date of Action Approval Type
KSBTC - Kentucky Small Business Tax Credit Inactive 28.61 $5,803 $3,500 12 1 2024-12-12 Final
KSBTC - Kentucky Small Business Tax Credit Inactive 23.50 $8,887 $7,000 10 2 2021-12-09 Final

Related by officers

LOUIS E. FISTER, JR.

BOYD AND ASSOCIATES, INC. FISTER OFFICE SYSTEMS, INC. FISTER MANAGEMENT CORPORATION INVESTMENT ENTERPRISES, INC. GOLD SHIELD VIP COACH, INC. LOUIS E. FISTER, JR., CPA, PSC F & W 401, LLC WALMAC STUD MANAGEMENT, LLC PLFS, LLC

Related by address

401 LEWIS HARGETT CIRCLE, SUITE 110, LEXINGTON, KY 40503

PAULS MILL LIVESTOCK CO., INC QUIET PLACE, LLC F & W 401, LLC IRON WORKS THOROUGHBREDS, LLC MADISON THOROUGHBREDS, LLC HRC DEVELOPMENT, LLC PAULS MILL, LLC PAULS MILL LAND CO., LLC

Sources: Kentucky Secretary of State

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