Name: | ROBERT W. BAIRD & CO., INCORPORATED |
Legal type: | Foreign Corporation |
Status: | Active |
Standing: | Good |
Profit or Non-Profit: | Profit |
File Date: | 26 Apr 2001 (24 years ago) |
Authority Date: | 26 Apr 2001 (24 years ago) |
Last Annual Report: | 29 May 2024 (a year ago) |
Organization Number: | 0514868 |
Industry: | Security & Commodity Brokers, Dealers, Exchanges & Services |
Number of Employees: | Large (100+) |
Principal Office: | 777 EAST WISCONSIN AVENUE, 18th Floor, MILWAUKEE, WI 53202 |
Place of Formation: | WISCONSIN |
Name | Role |
---|---|
TERRANCE P MAXWELL | Treasurer |
Name | Role |
---|---|
STEVEN G BOOTH | President |
Name | Role |
---|---|
CORPORATION SERVICE COMPANY | Registered Agent |
Name | Role |
---|---|
PAUL L SCHULTZ | Secretary |
Name | Role |
---|---|
Patrick S. Lawton | Director |
Michael J. Schroeder | Director |
Mary Ellen Stanek | Director |
Steven G. Booth | Director |
Terrance P. Maxwell | Director |
A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly
traded on U.S. stock exchanges, File reports with the SEC.
Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must
comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR
database.
Department | License Number | License Type / Line of Authority | Status | Issue Date | Effective Date | Inactive Date | Expiry Date | Address |
---|---|---|---|---|---|---|---|---|
Department of Insurance | DOI ID 679616 | Agent - Life | Inactive | 2008-05-09 | - | 2020-03-31 | - | - |
Department of Insurance | DOI ID 679616 | Agent - Health | Inactive | 2008-05-09 | - | 2020-03-31 | - | - |
Department of Insurance | DOI ID 679616 | Agent - Variable Life and Variable Annuities | Inactive | 2008-05-09 | - | 2020-03-31 | - | - |
Name | Action |
---|---|
PNC BROKERAGE CORP. | Merger |
J. J. B. HILLIARD, W. L. LYONS, LLC | Merger |
J. J. B. HILLIARD, W. L. LYONS, INC. | Type Conversion |
HILLIARD-LYONS BROKER-DEALER, INC. | Old Name |
Name | Status | Expiration Date |
---|---|---|
BCATALYST ADVISORS LLC | Inactive | 2020-03-22 |
Name | File Date |
---|---|
Principal Office Address Change | 2024-05-29 |
Annual Report | 2024-05-29 |
Annual Report | 2023-05-22 |
Annual Report | 2022-05-25 |
Annual Report | 2021-04-28 |
Branch | Date of Service | Fiscal Year | Cabinet | Department | Classification | Item Name | Amount |
---|---|---|---|---|---|---|---|
Executive | 2024-12-23 | 2025 | Cabinet for Economic Development | Econ Dev - Office Of The Secretary | Misc Commodities & Other Exp | Promotional Entertainment Exp | 1355 |
Sources: Kentucky Secretary of State