Search icon

ROBERT W. BAIRD & CO., INCORPORATED

Headquarter

Company Details

Name: ROBERT W. BAIRD & CO., INCORPORATED
Legal type: Foreign Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 26 Apr 2001 (24 years ago)
Authority Date: 26 Apr 2001 (24 years ago)
Last Annual Report: 29 May 2024 (a year ago)
Organization Number: 0514868
Industry: Security & Commodity Brokers, Dealers, Exchanges & Services
Number of Employees: Large (100+)
Principal Office: 777 EAST WISCONSIN AVENUE, 18th Floor, MILWAUKEE, WI 53202
Place of Formation: WISCONSIN

Treasurer

Name Role
TERRANCE P MAXWELL Treasurer

President

Name Role
STEVEN G BOOTH President

Registered Agent

Name Role
CORPORATION SERVICE COMPANY Registered Agent

Secretary

Name Role
PAUL L SCHULTZ Secretary

Director

Name Role
Patrick S. Lawton Director
Michael J. Schroeder Director
Mary Ellen Stanek Director
Steven G. Booth Director
Terrance P. Maxwell Director

Links between entities

Type:
Headquarter of
Company Number:
524895
State:
MISSISSIPPI
Type:
Headquarter of
Company Number:
929334
State:
MISSISSIPPI
Type:
Headquarter of
Company Number:
000-615-265
State:
ALABAMA
Type:
Headquarter of
Company Number:
000-895-528
State:
ALABAMA
Type:
Headquarter of
Company Number:
000-923-166
State:
ALABAMA
Type:
Headquarter of
Company Number:
247463
State:
NEW YORK
Type:
Headquarter of
Company Number:
247502
State:
NEW YORK
Type:
Headquarter of
Company Number:
250374
State:
NEW YORK
Type:
Headquarter of
Company Number:
4098740
State:
NEW YORK
Type:
Headquarter of
Company Number:
3658897
State:
NEW YORK
Type:
Headquarter of
Company Number:
49fae98f-96d4-e011-a886-001ec94ffe7f
State:
MINNESOTA
Type:
Headquarter of
Company Number:
613666
State:
IDAHO
Type:
Headquarter of
Company Number:
CORP_55886539
State:
ILLINOIS
Type:
Headquarter of
Company Number:
LLC_02496763
State:
ILLINOIS
Type:
Headquarter of
Company Number:
M17000007842
State:
FLORIDA
Type:
Headquarter of
Company Number:
851278
State:
FLORIDA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001442175
Phone:
8004441854

Latest Filings

Form type:
MA-W
File number:
867-01027
Filing date:
2019-10-22
File:
Form type:
MA-I/A
File number:
868-03974
Filing date:
2019-10-18
File:
Form type:
MA-I/A
File number:
868-03974
Filing date:
2019-10-18
File:
Form type:
MA-I/A
File number:
868-03974
Filing date:
2019-10-18
File:
Form type:
MA-I/A
File number:
868-03974
Filing date:
2019-10-18
File:

Licenses

Department License Number License Type / Line of Authority Status Issue Date Effective Date Inactive Date Expiry Date Address
Department of Insurance DOI ID 679616 Agent - Life Inactive 2008-05-09 - 2020-03-31 - -
Department of Insurance DOI ID 679616 Agent - Health Inactive 2008-05-09 - 2020-03-31 - -
Department of Insurance DOI ID 679616 Agent - Variable Life and Variable Annuities Inactive 2008-05-09 - 2020-03-31 - -

Former Company Names

Name Action
PNC BROKERAGE CORP. Merger
J. J. B. HILLIARD, W. L. LYONS, LLC Merger
J. J. B. HILLIARD, W. L. LYONS, INC. Type Conversion
HILLIARD-LYONS BROKER-DEALER, INC. Old Name

Assumed Names

Name Status Expiration Date
BCATALYST ADVISORS LLC Inactive 2020-03-22

Filings

Name File Date
Principal Office Address Change 2024-05-29
Annual Report 2024-05-29
Annual Report 2023-05-22
Annual Report 2022-05-25
Annual Report 2021-04-28

Trademarks

Serial Number:
86011417
Mark:
AUTOMATED QUANTITATIVE ANALYSIS
Status:
Abandoned because the applicant filed an express abandonment. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
2013-07-16
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
AUTOMATED QUANTITATIVE ANALYSIS

Goods And Services

For:
Business planning; Business succession planning
First Use:
2001-01-15
International Classes:
035 - Primary Class
Class Status:
ACTIVE
For:
Financial administration of retirement plans; Financial advice; Financial advisory and consultancy services; Financial investment brokerage services; Financial planning; Financial planning for retirement; Financial portfolio management; Financial research and information services; Financial risk man...
First Use:
2001-01-15
International Classes:
036 - Primary Class
Class Status:
ACTIVE
Serial Number:
78343255
Mark:
CHARTERED WEALTH ADVISOR
Status:
Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
2003-12-19
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
CHARTERED WEALTH ADVISOR

Goods And Services

For:
EDUCATIONAL SERVICES, NAMELY ARRANGING COURSES OF INSTRUCTION, WORKSHOPS, SEMINARS, AND CONFERENCES IN THE FIELD OF FINANCIAL ANALYSIS AND DISTRIBUTING COURSE MATERIALS IN CONNECTION THEREWITH
First Use:
2003-01-31
International Classes:
041 - Primary Class
Class Status:
SECTION 8 - CANCELLED
Serial Number:
77502524
Mark:
401(K) INSIGHT
Status:
Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
2008-06-19
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
401(K) INSIGHT

Goods And Services

For:
Financial administration of retirement plans; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial...
First Use:
2008-06-19
International Classes:
036 - Primary Class
Class Status:
SECTION 8 - CANCELLED
Serial Number:
77410880
Mark:
CAPITAL SERVICE
Status:
Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
2008-03-03
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
CAPITAL SERVICE

Goods And Services

For:
Credit and financial consultation; Electronic financial service for the purchase of savings bonds; Financial administration of retirement plans; Financial advice and consultancy services; Financial advisory and consultancy services; Financial analyses; Financial analysis and consultation; Financial...
First Use:
1994-12-01
International Classes:
036 - Primary Class
Class Status:
SECTION 8 - CANCELLED
Serial Number:
76476162
Mark:
CHARTERED WEALTH ADVISOR
Status:
Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
2002-12-09
Mark Drawing Type:
1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Mark Literal Elements:
CHARTERED WEALTH ADVISOR

Goods And Services

For:
BUSINESS PLANNING AND BUSINESS SUCCESSION PLANNING
First Use:
2003-12-20
International Classes:
035 - Primary Class
Class Status:
SECTION 8 - CANCELLED
For:
FINANCIAL ADVISORY SERVICES, NAMELY, PROVIDING ADVICE ABOUT FINANCIAL INVESTMENTS, RETIREMENT PLANNING, ESTATE PLANNING, RISK MANAGEMENT, INSURANCE, FIDUCIARY ACTIVITIES, TRUSTS, AND CHARITABLE FUND GIVING
First Use:
2003-12-20
International Classes:
036 - Primary Class
Class Status:
SECTION 8 - CANCELLED

Government Spending

Branch Date of Service Fiscal Year Cabinet Department Classification Item Name Amount
Executive 2024-12-23 2025 Cabinet for Economic Development Econ Dev - Office Of The Secretary Misc Commodities & Other Exp Promotional Entertainment Exp 1355

Sources: Kentucky Secretary of State