| Name: | ROBERT W. BAIRD & CO., INCORPORATED |
| Jurisdiction: | Kentucky |
| Profit or Non-Profit: | Profit |
| Legal type: | Foreign Corporation |
| Status: | Active |
| Standing: | Good |
| File Date: | 26 Apr 2001 (24 years ago) |
| Authority Date: | 26 Apr 2001 (24 years ago) |
| Last Annual Report: | 29 May 2024 (8 months ago) |
| Organization Number: | 0514868 |
| Industry: | Security & Commodity Brokers, Dealers, Exchanges & Services |
| Number of Employees: | Large (100+) |
| Principal Office: | 777 EAST WISCONSIN AVENUE, 18th Floor, MILWAUKEE, WI 53202 |
| Place of Formation: | WISCONSIN |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1442175 | 500 WEST JEFFERSON STREET, SUITE 700, LOUISVILLE, KY, 40202 | 500 WEST JEFFERSON STREET, SUITE 700, LOUISVILLE, KY, 40202 | 8004441854 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | MA-W |
| File number | 867-01027 |
| Filing date | 2019-10-22 |
| File | View File |
Filings since 2019-10-18
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2019-10-18 |
| File | View File |
Filings since 2019-10-18
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2019-10-18 |
| File | View File |
Filings since 2019-10-18
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2019-10-18 |
| File | View File |
Filings since 2019-10-18
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2019-10-18 |
| File | View File |
Filings since 2019-10-18
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2019-10-18 |
| File | View File |
Filings since 2019-10-18
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2019-10-18 |
| File | View File |
Filings since 2019-08-14
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2019-08-14 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-05-01
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2019-05-01 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-04-12
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2019-04-12 |
| File | View File |
Filings since 2019-03-14
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2019-03-14 |
| File | View File |
Filings since 2019-03-08
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2019-03-08 |
| File | View File |
Filings since 2019-02-07
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2019-02-07 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-02-07
| Form type | SC 13G/A |
| Filing date | 2019-02-07 |
| File | View File |
Filings since 2018-12-28
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2018-12-28 |
| File | View File |
Filings since 2018-11-13
| Form type | MA-A |
| File number | 867-01027 |
| Filing date | 2018-11-13 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-11-02
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2018-11-02 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-09-26
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2018-09-26 |
| File | View File |
Filings since 2018-09-12
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2018-09-12 |
| File | View File |
Filings since 2018-08-06
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2018-08-06 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-06-25
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2018-06-25 |
| File | View File |
Filings since 2018-05-02
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2018-05-02 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-21
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2018-02-21 |
| File | View File |
Filings since 2018-02-01
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2018-02-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-01
| Form type | SC 13G/A |
| Filing date | 2018-02-01 |
| File | View File |
Filings since 2018-01-02
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2018-01-02 |
| File | View File |
Filings since 2017-11-08
| Form type | MA-A |
| File number | 867-01027 |
| Filing date | 2017-11-08 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-11-03
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2017-11-03 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-10-31
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2017-10-31 |
| File | View File |
Filings since 2017-10-12
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2017-10-12 |
| File | View File |
Filings since 2017-08-31
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2017-08-31 |
| File | View File |
Filings since 2017-08-31
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2017-08-31 |
| File | View File |
Filings since 2017-08-31
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2017-08-31 |
| File | View File |
Filings since 2017-08-04
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2017-08-04 |
| File | View File |
Filings since 2017-08-01
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2017-08-01 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-08
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2017-05-08 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-01-31
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2017-01-31 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-01-25
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2017-01-25 |
| File | View File |
Filings since 2017-01-13
| Form type | SC 13G/A |
| Filing date | 2017-01-13 |
| File | View File |
Filings since 2016-12-23
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-12-23 |
| File | View File |
Filings since 2016-12-15
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-12-15 |
| File | View File |
Filings since 2016-11-02
| Form type | MA-A |
| File number | 867-01027 |
| Filing date | 2016-11-02 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-10-25
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2016-10-25 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-09-21
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-09-21 |
| File | View File |
Filings since 2016-09-21
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-09-21 |
| File | View File |
Filings since 2016-09-21
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-09-21 |
| File | View File |
Filings since 2016-09-21
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-09-21 |
| File | View File |
Filings since 2016-09-20
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2016-09-20 |
| File | View File |
Filings since 2016-09-20
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-09-20 |
| File | View File |
Filings since 2016-09-02
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2016-09-02 |
| File | View File |
Filings since 2016-08-16
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-08-16 |
| File | View File |
Filings since 2016-07-26
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2016-07-26 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-04-26
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2016-04-26 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-04-06
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-04-06 |
| File | View File |
Filings since 2016-04-06
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2016-04-06 |
| File | View File |
Filings since 2016-01-27
| Form type | SC 13G |
| Filing date | 2016-01-27 |
| File | View File |
Filings since 2016-01-26
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2016-01-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-01-05
| Form type | MA/A |
| File number | 867-01027 |
| Filing date | 2016-01-05 |
| File | View File |
Filings since 2015-12-08
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2015-12-08 |
| File | View File |
Filings since 2015-12-03
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2015-12-03 |
| File | View File |
Filings since 2015-11-12
| Form type | MA-A |
| File number | 867-01027 |
| Filing date | 2015-11-12 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-10-19
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2015-10-19 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-07-28
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2015-07-28 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-06-01
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2015-06-01 |
| File | View File |
Filings since 2015-04-24
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2015-04-24 |
| File | View File |
Filings since 2015-04-24
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2015-04-24 |
| File | View File |
Filings since 2015-04-24
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2015-04-24 |
| File | View File |
Filings since 2015-04-24
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2015-04-24 |
| File | View File |
Filings since 2015-04-23
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2015-04-23 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-02-10
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2015-02-10 |
| File | View File |
Filings since 2015-01-26
| Form type | SC 13G/A |
| Filing date | 2015-01-26 |
| File | View File |
Filings since 2015-01-21
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2015-01-21 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-12-15
| Form type | MA-I/A |
| File number | 868-03974 |
| Filing date | 2014-12-15 |
| File | View File |
Filings since 2014-10-27
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2014-10-27 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-10-10
| Form type | MA |
| File number | 867-01027 |
| Filing date | 2014-10-10 |
| File | View File |
Filings since 2014-08-29
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2014-08-29 |
| File | View File |
Filings since 2014-08-29
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2014-08-29 |
| File | View File |
Filings since 2014-08-29
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2014-08-29 |
| File | View File |
Filings since 2014-08-29
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2014-08-29 |
| File | View File |
Filings since 2014-08-29
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2014-08-29 |
| File | View File |
Filings since 2014-08-29
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2014-08-29 |
| File | View File |
Filings since 2014-08-28
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2014-08-28 |
| File | View File |
Filings since 2014-08-28
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2014-08-28 |
| File | View File |
Filings since 2014-08-28
| Form type | MA-I |
| File number | 868-03974 |
| Filing date | 2014-08-28 |
| File | View File |
Filings since 2014-08-01
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2014-08-01 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-04-21
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2014-04-21 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-02-10
| Form type | SC 13G |
| Filing date | 2014-02-10 |
| File | View File |
Filings since 2014-01-24
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2014-01-24 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-10-24
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2013-10-24 |
| Reporting date | 2013-09-30 |
| File | View File |
Filings since 2013-07-19
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2013-07-19 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-05-02
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2013-05-02 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-01-18
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2013-01-18 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-10-30
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2012-10-30 |
| Reporting date | 2012-09-30 |
| File | View File |
Filings since 2012-07-20
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2012-07-20 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-04-24
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2012-04-24 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-01-19
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2012-01-19 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-10-20
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2011-10-20 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-07-15
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2011-07-15 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-04-19
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2011-04-19 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-01-18
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2011-01-18 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-10-14
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2010-10-14 |
| Reporting date | 2010-09-30 |
| File | View File |
Filings since 2010-07-30
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2010-07-30 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2010-04-13
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2010-04-13 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-01-21
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2010-01-21 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-01-20
| Form type | SC 13G/A |
| Filing date | 2010-01-20 |
| File | View File |
Filings since 2009-10-27
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2009-10-27 |
| Reporting date | 2009-09-30 |
| File | View File |
Filings since 2009-08-10
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2009-08-10 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-05-06
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2009-05-06 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-02-11
| Form type | SC 13G |
| Filing date | 2009-02-11 |
| File | View File |
Filings since 2009-02-04
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2009-02-04 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-11-10
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2008-11-10 |
| Reporting date | 2008-09-30 |
| File | View File |
Filings since 2008-08-14
| Form type | 13F-NT |
| File number | 028-13163 |
| Filing date | 2008-08-14 |
| Reporting date | 2008-06-30 |
| File | View File |
| Name | Role |
|---|---|
| TERRANCE P MAXWELL | Treasurer |
| Name | Role |
|---|---|
| STEVEN G BOOTH | President |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Registered Agent |
| Name | Role |
|---|---|
| PAUL L SCHULTZ | Secretary |
| Name | Role |
|---|---|
| Patrick S. Lawton | Director |
| Michael J. Schroeder | Director |
| Mary Ellen Stanek | Director |
| Steven G. Booth | Director |
| Terrance P. Maxwell | Director |
| Name | Action |
|---|---|
| J. J. B. HILLIARD, W. L. LYONS, LLC | Merger |
| J. J. B. HILLIARD, W. L. LYONS, INC. | Type Conversion |
| PNC BROKERAGE CORP. | Merger |
| HILLIARD-LYONS BROKER-DEALER, INC. | Old Name |
| Name | Status | Expiration Date |
|---|---|---|
| BCATALYST ADVISORS LLC | Inactive | 2020-03-22 |
| Name | File Date |
|---|---|
| Annual Report | 2024-05-29 |
| Principal Office Address Change | 2024-05-29 |
| Annual Report | 2023-05-22 |
| Annual Report | 2022-05-25 |
| Annual Report | 2021-04-28 |
| Annual Report | 2020-05-01 |
| Annual Report Amendment | 2019-10-21 |
| Articles of Merger | 2019-10-18 |
| Annual Report | 2019-04-22 |
| Annual Report | 2018-04-20 |
Date of last update: 14 Jan 2025
Sources: Kentucky Secretary of State
