| Name: | RBC CAPITAL MARKETS CORPORATION |
| Legal type: | Foreign Corporation |
| Status: | Inactive |
| Standing: | Good |
| Profit or Non-Profit: | Profit |
| File Date: | 25 Jan 2002 (23 years ago) |
| Authority Date: | 25 Jan 2002 (23 years ago) |
| Last Annual Report: | 02 Jun 2010 (15 years ago) |
| Branch of: | RBC CAPITAL MARKETS CORPORATION, MINNESOTA (Company Number 003e38d4-87d4-e011-a886-001ec94ffe7f) |
| Organization Number: | 0529745 |
| Principal Office: | C/O GENERAL COUNSEL, RBC CAPITAL MARKETS, ONE LIBERTY PLAZA, 165 BROADWAY, 5TH FLOOR, NEW YORK, NY 10006 |
| Place of Formation: | MINNESOTA |
| Name | Role |
|---|---|
| Mark A. Standish | Director |
| John G. Taft | Director |
| Mary E. Zimmer | Director |
| Bryan Osmar | Director |
| Richard Tavoso | Director |
| Michael R. Kavanagh | Director |
| V. Troy Maxwell | Director |
| M. George Lewis | Director |
| A. Doug McGregor | Director |
| Name | Role |
|---|---|
| Mark A. Standish | Chairman |
| Name | Role |
|---|---|
| Esther Hellwig | Assistant Secretary |
| Name | Role |
|---|---|
| Steve Decicco | CFO |
| Name | Role |
|---|---|
| Lisa D. Levey | Secretary |
| Name | Role |
|---|---|
| John G. Taft | President |
| Name | Role |
|---|---|
| Michael R. Kavanagh | Executive |
| Mary E. Zimmer | Executive |
| Name | Role |
|---|---|
| KY SECRETARY OF STATE | Registered Agent |
| Name | Action |
|---|---|
| RBC DAIN RAUSCHER INC. | Old Name |
| Name | Status | Expiration Date |
|---|---|---|
| RBC DAIN RAUSCHER | Inactive | 2013-03-20 |
| RBC WEALTH MANAGEMENT | Inactive | 2013-03-20 |
| Name | File Date |
|---|---|
| App. for Certificate of Withdrawal | 2010-11-05 |
| Annual Report | 2010-06-02 |
| Annual Report | 2009-06-11 |
| Registered Agent name/address change | 2009-01-07 |
| Registered Agent name/address change | 2008-09-16 |
| Principal Office Address Change | 2008-08-27 |
| Annual Report | 2008-07-01 |
| Certificate of Assumed Name | 2008-03-20 |
| Certificate of Assumed Name | 2008-03-20 |
| Amendment | 2008-03-13 |
Sources: Kentucky Secretary of State
