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  5. BROUGHTON CONSTRUCTION, LLC

BROUGHTON CONSTRUCTION, LLC

Company Details

Name: BROUGHTON CONSTRUCTION, LLC
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 26 Jul 2002 (23 years ago)
Organization Date: 26 Jul 2002 (23 years ago)
Last Annual Report: 24 Jun 2024 (9 months ago)
Managed By: Managers
Organization Number: 0541424
Industry: Construction Special Trade Contractors
Number of Employees: Medium (20-99)
ZIP code: 40299
City: Louisville, Jeffersontown
Primary County: Jefferson County
Principal Office: 11012 DECIMAL DRIVE, LOUISVILLE, KY 40299
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BROUGHTON CONSTRUCTION LLC CBS BENEFIT PLAN 2023 311824625 2024-12-30 BROUGHTON CONSTRUCTION LLC 7
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2024-04-01
Business code 238100
Sponsor’s telephone number 5028558155
Plan sponsor’s address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40299

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name JOSEPH HSU
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2024-12-30
Name of individual signing JOSEPH HSU
Valid signature Filed with authorized/valid electronic signature
BROUGHTON CONSTRUCTION 401(K) PLAN 2023 311824625 2024-05-07 BROUGHTON CONSTRUCTION, LLC 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 236200
Sponsor’s telephone number 5028558155
Plan sponsor’s address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40245

Signature of
Role Plan administrator
Date 2024-05-07
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-05-07
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with incorrect/unrecognized electronic signature
BROUGHTON CONSTRUCTION 401(K) PLAN 2022 311824625 2023-03-29 BROUGHTON CONSTRUCTION, LLC 47
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 236200
Sponsor’s telephone number 5028558155
Plan sponsor’s address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40245

Signature of
Role Plan administrator
Date 2023-03-29
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-03-29
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with authorized/valid electronic signature
BROUGHTON CONSTRUCTION 401(K) PLAN 2021 311824625 2022-10-04 BROUGHTON CONSTRUCTION, LLC 43
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 236200
Sponsor’s telephone number 5028558155
Plan sponsor’s address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40245

Signature of
Role Plan administrator
Date 2022-10-04
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with authorized/valid electronic signature
BROUGHTON CONSTRUCTION 401(K) PLAN 2020 311824625 2021-05-18 BROUGHTON CONSTRUCTION, LLC 63
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 236200
Sponsor’s telephone number 5028558155
Plan sponsor’s address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40245

Signature of
Role Plan administrator
Date 2021-05-18
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-05-18
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with authorized/valid electronic signature
BROUGHTON CONSTRUCTION 401(K) PLAN 2019 311824625 2020-09-23 BROUGHTON CONSTRUCTION, LLC 43
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 236200
Sponsor’s telephone number 5028558155
Plan sponsor’s address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40245

Signature of
Role Plan administrator
Date 2020-09-23
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-09-23
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with authorized/valid electronic signature
BROUGHTON CONSTRUCTION 401(K) PLAN 2018 311824625 2019-07-09 BROUGHTON CONSTRUCTION, LLC 47
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 236200
Sponsor’s telephone number 5028558155
Plan sponsor’s address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40245

Signature of
Role Plan administrator
Date 2019-07-09
Name of individual signing KAREN SENSENBRENNER
Valid signature Filed with authorized/valid electronic signature
BROUGHTON CONSTRUCTION 401(K) PLAN 2017 311824625 2018-06-12 BROUGHTON CONSTRUCTION, LLC 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 236200
Sponsor’s telephone number 5028558155
Plan sponsor’s address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40245

Manager

Name Role
Todd Broughton Manager

Organizer

Name Role
FIELDING E. BALLARD, III Organizer

Registered Agent

Name Role
TODD BROUGHTON Registered Agent

Assumed Names

Name Status Expiration Date
BROUGHTON CONCRETE Inactive 2014-04-17

Filings

Name File Date
Annual Report Amendment 2024-06-24
Annual Report 2024-02-28
Annual Report 2023-08-03
Annual Report 2022-06-10
Annual Report 2021-06-14
Annual Report 2020-06-14
Annual Report 2019-06-26
Annual Report 2018-04-24
Annual Report 2017-06-26
Annual Report 2016-03-29

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2057707101 2020-04-10 0457 PPP 11012 DECIMAL DR, LOUISVILLE, KY, 40299-2420
Loan Status Date 2021-03-13
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 709100
Loan Approval Amount (current) 709100
Undisbursed Amount 0
Franchise Name -
Lender Location ID 44449
Servicing Lender Name PNC Bank, National Association
Servicing Lender Address 222 Delaware Ave, WILMINGTON, DE, 19801-1621
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address LOUISVILLE, JEFFERSON, KY, 40299-2420
Project Congressional District KY-03
Number of Employees 57
NAICS code 238110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 44449
Originating Lender Name PNC Bank, National Association
Originating Lender Address WILMINGTON, DE
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 715206.14
Forgiveness Paid Date 2021-02-24
2273098501 2021-02-20 0457 PPS 11012 Decimal Dr 11012 Decimal Dr, Louisville, KY, 40299-2420
Loan Status Date 2021-12-09
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 699282
Loan Approval Amount (current) 699282
Undisbursed Amount 0
Franchise Name -
Lender Location ID 44449
Servicing Lender Name PNC Bank, National Association
Servicing Lender Address 222 Delaware Ave, WILMINGTON, DE, 19801-1621
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Louisville, JEFFERSON, KY, 40299-2420
Project Congressional District KY-03
Number of Employees 57
NAICS code 238110
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Limited Liability Company(LLC)
Originating Lender ID 44449
Originating Lender Name PNC Bank, National Association
Originating Lender Address WILMINGTON, DE
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 704332.37
Forgiveness Paid Date 2021-11-10

Motor Carrier Census

USDOT Number Carrier Operation MCS-150 Form Date MCS-150 Mileage MCS-150 Year Power Units Drivers Operation Classification
1663181 Interstate 2024-01-03 522753 2022 16 13 Private(Property)
Legal Name BROUGHTON CONSTRUCTION LLC
DBA Name BROUGHTON CONCRETE
Physical Address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40299, US
Mailing Address 11012 DECIMAL DRIVE, LOUISVILLE, KY, 40299, US
Phone (502) 639-9791
Fax (502) 267-5243
E-mail ROY@BROUGHTONFLATWORK.COM

Safety Measurement System - All Transportation
Total Number of Inspections for the measurement period (24 months) 2
Driver Fitness BASIC Serious Violation Indicator No
Vehicle Maintenance BASIC Acute/Critical Indicator No
Unsafe Driving BASIC Acute/Critical Indicator No
Driver Fitness BASIC Roadside Performance measure value 0
Hours-of-Service (HOS) Compliance BASIC Roadside Performance measure value 0
Total Number of Driver Inspections for the measurment period 2
Vehicle Maintenance BASIC Roadside Performance measure value 0
Total Number of Vehicle Inspections for the measurement period 2
Controlled Substances and Alcohol BASIC Roadside Performance measure value 0
Unsafe Driving BASIC Roadside Performance Measure Value .03
Number of inspections with at least one Driver Fitness BASIC violation 0
Number of inspections with at least one Hours-of-Service BASIC violation 0
Total Number of Driver Inspections containing at least one Driver Out-of-Service Violation 0
Number of inspections with at least one Vehicle Maintenance BASIC violation 0
Total Number of Vehicle Inspections containing at least one Vehicle Out-of-Service violation 0
Number of inspections with at least one Controlled Substances and Alcohol BASIC violation 0
Number of inspections with at least one Unsafe Driving BASIC violation 1

Inspections
Unique report number of the inspection CV44740600
State abbreviation that indicates the state the inspector is from KY
The date of the inspection 2024-01-03
ID that indicates the level of inspection Full
State abbreviation that indicates where the inspection occurred KY
Time weight of the inspection 2
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit DODG
License plate of the main unit A64819
License state of the main unit KY
Vehicle Identification Number of the main unit 3C63RRGL3JG253163
Description of the type of the secondary unit SEMI-TRAILER
Description of the make of the secondary unit UNK
License plate of the secondary unit A4Z156
License state of the secondary unit KY
Vehicle Identification Number of the secondary unit 4ZEPS2627N1250121
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 0
Number of Unsafe Driving BASIC violations 0
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0
Unique report number of the inspection CV42514132
State abbreviation that indicates the state the inspector is from KY
The date of the inspection 2023-05-23
ID that indicates the level of inspection Walk-around
State abbreviation that indicates where the inspection occurred KY
Time weight of the inspection 1
Number of Out-Of-Service violations related to Driver 0
Number of Out-Of-Service violations related to vehicle 0
Number of violations related to Hazardous Materials 0
Total number of Out-Of-Service violations 0
Total number of Out-Of-Service violations related to Hazardous Materials 0
Description of the type of the main unit STRAIGHT TRUCK
Description of the make of the main unit RAM
License plate of the main unit A75956
License state of the main unit KY
Vehicle Identification Number of the main unit 3C7WRLEL5KG594042
Unsafe Driving BASIC inspection Y
Hours-of-Service Compliance BASIC inspection Y
Driver Fitness BASIC inspection Y
Controlled Substances/Alcohol BASIC inspection Y
Vehicle Maintenance BASIC inspection Y
Total number of BASIC violations 1
Number of Unsafe Driving BASIC violations 1
Number of Hours-of-Service Compliance BASIC violations 0
Number of Driver Fitness BASIC violations 0
Number of Controlled Substances/Alcohol BASIC violations 0
Number of Vehicle Maintenance BASIC violations 0
Number of Hazardous Materials Compliance BASIC violations 0

Violations
The date of the inspection 2023-05-23
Code of the violation 3922PK
Name of the BASIC Unsafe Driving
The violation is identified as Out-Of-Service violation N
The weight that is assigned to a violation if it's identified as an Out-Of-Service violation 0
The severity weight that is assigned to a violation 1
The time weight that is assigned to a violation 1
The description of a violation Unlawfully parking and/or leaving vehicle in the roadway
The description of the violation group Other Driver Violations
The unit a violation is cited against Driver

Related by officers

Todd Broughton

BROUGHTON MOTORSPORTS, LLC

FIELDING E. BALLARD, III

786 CORPORATION CENTRAL KENTUCKY TEAM BASS, INC. UNDULATA GOLF COURSE, INCORPORATED MIDDELTON SHOPPES, INC. CONSEC CORPORATION AND ASSOCIATES HAV-A-SNACK, INC. WAKEFIELD-SCREACE IMPORTS, LTD. BALLARD & MEGIBBEN, P.S.C. BRYAN HOWELL GUTTERING, INC. CLIFTON STONE CO., INC.

TODD BROUGHTON

BROUGHTON HOLDINGS LLC RTB LLC

Related by address

11012 DECIMAL DRIVE, LOUISVILLE, KY 40299

MALO PROPERTIES, LLC MAVERICK BH ENTERPRISES, LLC GREEN HOME SERVICES AND REMODELING, LLC ENERGY RATERS, INC. AJAE PRIVATE EQUITY, LLC BROUGHTON REAL ESTATE HOLDINGS, LLC Broughton Acquisitions, LLC ABG ENTERPRISES, LLC ABG INVESTMENTS, LLC

Sources: Kentucky Secretary of State

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