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  5. SWAN FINANCIAL CORPORATION

SWAN FINANCIAL CORPORATION

Headquarter

Company Details

Name: SWAN FINANCIAL CORPORATION
Legal type: Kentucky Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 10 Oct 2003 (22 years ago)
Organization Date: 10 Oct 2003 (22 years ago)
Last Annual Report: 07 Jan 2025 (5 months ago)
Organization Number: 0569822
Industry: Non-Depository Credit Institutions
Number of Employees: Medium (20-99)
ZIP code: 40222
City: Louisville, Bancroft, Bellemeade, Crossgate, Glenvie...
Primary County: Jefferson County
Principal Office: 320 WHITTINGTON PKWY, STE 106, LOUISVILLE, KY 40222
Place of Formation: KENTUCKY
Authorized Shares: 1000

President

Name Role
Thomas Edward Sexton President

Vice President

Name Role
David Randall Raque Vice President

Registered Agent

Name Role
Thomas Sexton Registered Agent

Director

Name Role
Thomas Edward Sexton Director
David Randall Raque Director

Incorporator

Name Role
RANDY RAQUE Incorporator

Links between entities

Type:
Headquarter of
Company Number:
83259F
State:
ALASKA
URL:
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Type:
Headquarter of
Company Number:
5e93cf38-87d4-e011-a886-001ec94ffe7f
State:
MINNESOTA
URL:
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Type:
Headquarter of
Company Number:
000-942-790
State:
ALABAMA
URL:
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Type:
Headquarter of
Company Number:
20031339061
State:
COLORADO
URL:
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Type:
Headquarter of
Company Number:
0763888
State:
CONNECTICUT
URL:
View linked company profile
Type:
Headquarter of
Company Number:
F03000005431
State:
FLORIDA
URL:
View linked company profile

Form 5500 Series

Employer Identification Number (EIN):
030529199
Plan Year:
2023
Number Of Participants:
19
Sponsors Telephone Number:
5027531360
File:
View File
Plan Year:
2022
Number Of Participants:
21
Sponsors Telephone Number:
5027531360
File:
View File
Plan Year:
2021
Number Of Participants:
17
Sponsors Telephone Number:
5027531360
File:
View File
Plan Year:
2020
Number Of Participants:
26
Sponsors Telephone Number:
5027531360
File:
View File
Plan Year:
2019
Number Of Participants:
28
Sponsors Telephone Number:
5027531360
File:
View File

Licenses

Department License Number License Type / Line of Authority Status Issue Date Effective Date Inactive Date Expiry Date Address
Department of Financial Institutions ME12078 HUD Closed - Surrendered License - - - - -
Department of Financial Institutions MB19421 Mortgage Broker Current - Licensed - - - - 320 Whittington Pkwy.Ste. 106Louisville , KY 40222
Department of Financial Institutions MB429282 Mortgage Broker Closed - Expired - - - - 1901 Island Walk Way, Ste 112Fernandina , FL 32034
Department of Financial Institutions MB7646 Mortgage Broker Closed - Surrendered License - - - - 9500 Williamsburg PlazaLouisville , KY 40222
Department of Financial Institutions MB365938 Mortgage Broker Closed - Surrendered License - - - - 8383 Craig Street, Suite #330 - 1450 SF SuiteIndianapolis , IN 46250

Assumed Names

Name Status Expiration Date
SWAN FINANCIAL HOME LOANS Active 2027-04-12
THE MORTGAGE DEPARTMENT Inactive 2012-03-27

Filings

Name File Date
Annual Report 2025-01-07
Annual Report 2024-01-29
Registered Agent name/address change 2023-02-21
Annual Report 2023-02-21
Annual Report 2022-04-12

USAspending Awards / Financial Assistance

Date:
2020-04-11
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
353000.00
Total Face Value Of Loan:
353000.00

CFPB Complaint

Date:
2021-04-21
Issue:
Improper use of your report
Product:
Credit reporting, credit repair services, or other personal consumer reports
Company Response:
Closed with explanation
Company Public Response:
Company believes the complaint provided an opportunity to answer consumer's questions
Consumer Consent Provided:
Consent not provided
CFPB Link:
View complaint on CFPB website
Date:
2019-03-28
Issue:
Applying for a mortgage or refinancing an existing mortgage
Product:
Mortgage
Company Response:
Closed with explanation
Company Public Response:
Company can't verify or dispute the facts in the complaint
Consumer Consent Provided:
Consent provided
CFPB Link:
View complaint on CFPB website
Date:
2015-05-27
Issue:
Credit decision / Underwriting
Product:
Mortgage
Company Response:
Closed with explanation
Company Public Response:
Company believes complaint caused principally by actions of third party outside the control or direction of the company
Consumer Consent Provided:
Consent not provided
CFPB Link:
View complaint on CFPB website
Date:
2013-07-01
Issue:
Application, originator, mortgage broker
Product:
Mortgage
Company Response:
Closed with explanation
Consumer Consent Provided:
N/A
CFPB Link:
View complaint on CFPB website

Paycheck Protection Program

Date Approved:
2020-04-11
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
353000
Current Approval Amount:
353000
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
356118.17

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Related by address

No related companies by address

Sources: Kentucky Secretary of State

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