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STONEWOOD FINANCIAL, LLC

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Company Details

Name: STONEWOOD FINANCIAL, LLC
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 01 Sep 2004 (21 years ago)
Organization Date: 01 Sep 2004 (21 years ago)
Last Annual Report: 21 Jan 2025 (6 months ago)
Managed By: Managers
Organization Number: 0593931
Industry: Insurance Agents, Brokers and Service
Number of Employees: Small (0-19)
ZIP code: 40207
City: Louisville, Bellewood, Brownsboro Village, Brwnsboro...
Primary County: Jefferson County
Principal Office: 100 Mallard Creek Rd, Ste 200, Louisville, KY 40207
Place of Formation: KENTUCKY

Manager

Name Role
Rebecca Swansburg Manager

Member

Name Role
Neil Wilding Member
Martin Ruby Member

Registered Agent

Name Role
MARTIN H. RUBY Registered Agent

Organizer

Name Role
DAVID M. ROTH Organizer

Links between entities

Type:
Headquarter of
Company Number:
869103
State:
MISSISSIPPI
MISSISSIPPI profile:
Type:
Headquarter of
Company Number:
undefined602484149
State:
WASHINGTON
Type:
Headquarter of
Company Number:
000146252
State:
RHODE ISLAND
RHODE ISLAND profile:
Type:
Headquarter of
Company Number:
000-607-742
State:
ALABAMA
Type:
Headquarter of
Company Number:
6f3ad80e-8bd4-e011-a886-001ec94ffe7f
State:
MINNESOTA
Type:
Headquarter of
Company Number:
20051103453
State:
COLORADO
Type:
Headquarter of
Company Number:
0808256
State:
CONNECTICUT
CONNECTICUT profile:
Type:
Headquarter of
Company Number:
LLC_01457209
State:
ILLINOIS
Type:
Headquarter of
Company Number:
M05000000720
State:
FLORIDA

Licenses

Department License Number License Type / Line of Authority Status Issue Date Effective Date Inactive Date Expiry Date Address
Department of Insurance DOI ID 772027 Agent - Life Active 2012-01-06 - - 2026-03-31 -
Department of Insurance DOI ID 598987 Life Settlement Broker - Not Applicable Inactive 2005-07-05 - 2012-03-03 - -
Department of Insurance DOI ID 598987 Agent - Life Inactive 2004-11-22 - 2012-05-29 - -
Department of Insurance DOI ID 560427 Life Settlement Broker - Not Applicable Inactive 2002-12-12 - 2005-10-14 - -

Assumed Names

Name Status Expiration Date
STONEWOODFINANCIAL.COM Inactive 2022-06-02
STONEWOOD FINANCIAL SOLUTIONS Inactive 2018-03-08
STONEWOOD BROKERAGE SERVICES Inactive 2010-04-13

Filings

Name File Date
Annual Report 2025-01-21
Annual Report 2024-05-15
Registered Agent name/address change 2023-02-23
Principal Office Address Change 2023-02-23
Annual Report 2023-02-23

Trademarks

Serial Number:
78500681
Mark:
STONEWOOD FINANCIAL
Status:
REGISTERED AND RENEWED
Mark Type:
SERVICE MARK
Application Filing Date:
2004-10-15
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
STONEWOOD FINANCIAL

Goods And Services

For:
Insurance services, namely life insurance and annuities underwriting services, and life settlement brokerage, namely, for estate planning, financial planning, and wealth management
First Use:
2002-09-25
International Classes:
036 - Primary Class
Class Status:
Active

Paycheck Protection Program

Jobs Reported:
7
Initial Approval Amount:
$102,200
Date Approved:
2020-04-13
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$102,200
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$103,156.71
Servicing Lender:
Truist Bank
Use of Proceeds:
Payroll: $102,200

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Sources: Kentucky Secretary of State