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STERNE, AGEE & LEACH, INC.

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Company Details

Name: STERNE, AGEE & LEACH, INC.
Legal type: Foreign Corporation
Status: Inactive
Standing: Good
Profit or Non-Profit: Profit
File Date: 12 Jan 2005 (21 years ago)
Authority Date: 12 Jan 2005 (21 years ago)
Last Annual Report: 27 Jun 2017 (8 years ago)
Organization Number: 0603370
Principal Office: 1075 JORDAN CREEK PARKWAY, SUITE 300, WEST DES MOINES, IA 50266
Place of Formation: DELAWARE

Registered Agent

Name Role
KY SECRETARY OF STATE Registered Agent

COO

Name Role
RON TROUT (CCO) COO

Director

Name Role
SEAN M O'CONNOR Director
XYONG NGUYEN Director
TRICIA HARROD Director
WILLIAM J DUNAWAY Director
BRIAN T SEPHTON Director
CHARLES M LYON Director

CEO

Name Role
CHARLES M LYON CEO

CFO

Name Role
CONNER FRED WAGSTAFF, III CFO

Secretary

Name Role
DAVID A BOLTE Secretary

Filings

Name File Date
App. for Certificate of Withdrawal 2017-09-26
Annual Report 2017-06-27
Principal Office Address Change 2017-06-27
Annual Report 2016-05-23
Annual Report 2015-05-27

Court Cases

Court Case Summary

Filing Date:
2004-07-07
Status:
Terminated
Nature Of Judgment:
Missing
Jury Demand:
Missing
Nature Of Suit:
Other Contract Actions

Parties

Party Name:
RAGLAND
Party Role:
Plaintiff
Party Name:
STERNE, AGEE & LEACH, INC.
Party Role:
Defendant
Party Role:
Plaintiff

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Sources: Kentucky Secretary of State