| Name: | STERNE, AGEE & LEACH, INC. |
| Legal type: | Foreign Corporation |
| Status: | Inactive |
| Standing: | Good |
| Profit or Non-Profit: | Profit |
| File Date: | 12 Jan 2005 (20 years ago) |
| Authority Date: | 12 Jan 2005 (20 years ago) |
| Last Annual Report: | 27 Jun 2017 (8 years ago) |
| Organization Number: | 0603370 |
| Principal Office: | 1075 JORDAN CREEK PARKWAY, SUITE 300, WEST DES MOINES, IA 50266 |
| Place of Formation: | DELAWARE |
| Name | Role |
|---|---|
| KY SECRETARY OF STATE | Registered Agent |
| Name | Role |
|---|---|
| RON TROUT (CCO) | COO |
| Name | Role |
|---|---|
| SEAN M O'CONNOR | Director |
| XYONG NGUYEN | Director |
| TRICIA HARROD | Director |
| WILLIAM J DUNAWAY | Director |
| BRIAN T SEPHTON | Director |
| CHARLES M LYON | Director |
| Name | Role |
|---|---|
| CHARLES M LYON | CEO |
| Name | Role |
|---|---|
| CONNER FRED WAGSTAFF, III | CFO |
| Name | Role |
|---|---|
| DAVID A BOLTE | Secretary |
| Name | File Date |
|---|---|
| App. for Certificate of Withdrawal | 2017-09-26 |
| Principal Office Address Change | 2017-06-27 |
| Annual Report | 2017-06-27 |
| Annual Report | 2016-05-23 |
| Annual Report | 2015-05-27 |
| Annual Report | 2014-06-27 |
| Annual Report | 2013-05-28 |
| Registered Agent name/address change | 2013-02-04 |
| Annual Report | 2012-05-24 |
| Annual Report | 2011-06-02 |
| Docket Number | Nature of Suit | Filing Date | Disposition | |||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 0400036 | Other Contract Actions | 2004-07-07 | settled | |||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||
| Name | RAGLAND |
| Role | Plaintiff |
| Name | STERNE, AGEE & LEACH, INC. |
| Role | Defendant |
Sources: Kentucky Secretary of State
