| Name: | BEN SMITH & CO. FINANCIAL SERVICES, INC. |
| Jurisdiction: | Kentucky |
| Profit or Non-Profit: | Profit |
| Legal type: | Kentucky Corporation |
| Status: | Active |
| Standing: | Good |
| File Date: | 29 Mar 2005 (20 years ago) |
| Organization Date: | 29 Mar 2005 (20 years ago) |
| Last Annual Report: | 15 Mar 2024 (a year ago) |
| Organization Number: | 0609487 |
| Industry: | Security & Commodity Brokers, Dealers, Exchanges & Services |
| Number of Employees: | Small (0-19) |
| ZIP code: | 42101 |
| Primary County: | Warren |
| Principal Office: | 313 E 10TH AVE, BOWLING GREEN, KY 42101 |
| Place of Formation: | KENTUCKY |
| Authorized Shares: | 1000 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BEN SMITH & CO FINANCIAL SERVICES INC CBS BENEFIT PLAN | 2022 | 202690986 | 2023-12-27 | BEN SMITH & CO FINANCIAL SERVICES INC | 1 | |||||||||||||||||||||||||||||||
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| Administrator’s EIN | 846429706 |
| Plan administrator’s name | SHAWNA BURTON |
| Plan administrator’s address | 464 CHENAULT RD, FRANKFORT, KY, 40601 |
| Administrator’s telephone number | 5026954700 |
Signature of
| Role | Plan administrator |
| Date | 2023-12-27 |
| Name of individual signing | SHAWNA BURTON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 501 |
| Effective date of plan | 2020-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2708462656 |
| Plan sponsor’s address | 313 EAST 10TH AVENUE, BOWLING GREEN, KY, 42101 |
Plan administrator’s name and address
| Administrator’s EIN | 846429706 |
| Plan administrator’s name | SHAWNA BURTON |
| Plan administrator’s address | 464 CHENAULT RD, FRANKFORT, KY, 40601 |
| Administrator’s telephone number | 5026954700 |
Signature of
| Role | Plan administrator |
| Date | 2022-12-29 |
| Name of individual signing | SHAWNA BURTON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 501 |
| Effective date of plan | 2020-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2708462656 |
| Plan sponsor’s address | 313 EAST 10TH AVENUE, BOWLING GREEN, KY, 42101 |
Plan administrator’s name and address
| Administrator’s EIN | 846429706 |
| Plan administrator’s name | SHAWNA BURTON |
| Plan administrator’s address | 464 CHENAULT RD, FRANKFORT, KY, 40601 |
| Administrator’s telephone number | 5026954700 |
Signature of
| Role | Plan administrator |
| Date | 2021-12-14 |
| Name of individual signing | SHAWNA BURTON |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 501 |
| Effective date of plan | 2020-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2708462656 |
| Plan sponsor’s address | 313 EAST 10TH AVENUE, BOWLING GREEN, KY, 42101 |
Plan administrator’s name and address
| Administrator’s EIN | 846429706 |
| Plan administrator’s name | KELLY WOLF |
| Plan administrator’s address | 464 CHENAULT RD, FRANKFORT, KY, 40601 |
| Administrator’s telephone number | 5026954700 |
Signature of
| Role | Plan administrator |
| Date | 2020-12-23 |
| Name of individual signing | KELLY WOLF |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| William Ben Smith | President |
| Name | Role |
|---|---|
| KEVIN C. BROOKS | Incorporator |
| Name | Role |
|---|---|
| KEVIN C. BROOKS | Registered Agent |
| Name | Action |
|---|---|
| NEW DEAL, INC. | Old Name |
| Name | Status | Expiration Date |
|---|---|---|
| LIFE COMPASS FINANCIAL | Active | 2029-01-10 |
| BEN SMITH LIFE COMPASS FINANCIAL, INC. | Active | 2028-03-05 |
| NEW DEAL, INC. | Inactive | 2010-04-27 |
| Name | File Date |
|---|---|
| Annual Report | 2024-03-15 |
| Certificate of Assumed Name | 2024-01-10 |
| Annual Report | 2023-02-20 |
| Name Renewal | 2022-09-09 |
| Annual Report | 2022-02-03 |
| Annual Report | 2021-02-03 |
| Annual Report | 2020-02-03 |
| Annual Report | 2019-02-26 |
| Amendment | 2018-06-13 |
| Principal Office Address Change | 2018-05-30 |
Date of last update: 31 Jan 2025
Sources: Kentucky Secretary of State
