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RIVER ROAD ASSET MANAGEMENT, LLC

Company Details

Name: RIVER ROAD ASSET MANAGEMENT, LLC
Jurisdiction: Kentucky
Legal type: Foreign Limited Liability Company
Status: Active
Standing: Good
File Date: 25 Apr 2006 (19 years ago)
Authority Date: 25 Apr 2006 (19 years ago)
Last Annual Report: 04 Jun 2024 (7 months ago)
Organization Number: 0637323
Industry: Holding and other Investment Offices
Number of Employees: Medium (20-99)
Principal Office: C/O CORPORATION SERVICE COMPANY, 251 LITTLE FALLS DRIVE, WILMINGTON, DE 19808
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 2023 432076925 2024-10-02 RIVER ROAD ASSET MANAGEMENT, LLC 63
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-06-01
Business code 523900
Sponsor’s telephone number 5023714134
Plan sponsor’s address 462 SOUTH 4TH ST STE 2000, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2024-10-02
Name of individual signing ELIZABETH BRENNER
Valid signature Filed with authorized/valid electronic signature
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 2022 432076925 2023-07-10 RIVER ROAD ASSET MANAGEMENT, LLC 62
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-06-01
Business code 523900
Sponsor’s telephone number 5023714134
Plan sponsor’s address 462 SOUTH 4TH ST STE 2000, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2023-07-10
Name of individual signing ELIZABETH BRENNER
Valid signature Filed with authorized/valid electronic signature
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 2021 432076925 2022-06-28 RIVER ROAD ASSET MANAGEMENT, LLC 53
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-06-01
Business code 523900
Sponsor’s telephone number 5023714134
Plan sponsor’s address 462 SOUTH 4TH ST STE 2000, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2022-06-28
Name of individual signing THOMAS MUELLER
Valid signature Filed with authorized/valid electronic signature
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 2020 432076925 2021-07-14 RIVER ROAD ASSET MANAGEMENT, LLC 52
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-06-01
Business code 523900
Sponsor’s telephone number 5023714134
Plan sponsor’s address 462 SOUTH 4TH ST STE 2000, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2021-07-14
Name of individual signing ELIZABETH BRENNER
Valid signature Filed with authorized/valid electronic signature
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 2019 432076925 2020-07-31 RIVER ROAD ASSET MANAGEMENT, LLC 52
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-06-01
Business code 523900
Sponsor’s telephone number 5023714134
Plan sponsor’s address 462 SOUTH 4TH ST STE 2000, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2020-07-31
Name of individual signing ELIZABETH BRENNER
Valid signature Filed with authorized/valid electronic signature
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 2018 432076925 2019-07-01 RIVER ROAD ASSET MANAGEMENT, LLC 49
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-06-01
Business code 523900
Sponsor’s telephone number 5023714134
Plan sponsor’s address 462 SOUTH 4TH ST STE 2000, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2019-07-01
Name of individual signing THOMAS D. MUELLER
Valid signature Filed with authorized/valid electronic signature
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 2017 432076925 2018-04-19 RIVER ROAD ASSET MANAGEMENT, LLC 49
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-06-01
Business code 523900
Sponsor’s telephone number 5023714134
Plan sponsor’s address 462 SOUTH 4TH ST STE 2000, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2018-04-19
Name of individual signing THOMAS D. MUELLER
Valid signature Filed with authorized/valid electronic signature
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 2016 432076925 2017-08-23 RIVER ROAD ASSET MANAGEMENT, LLC 52
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-06-01
Business code 523900
Sponsor’s telephone number 5023714134
Plan sponsor’s address 462 SOUTH 4TH ST STE 2000, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2017-08-23
Name of individual signing THOMAS D. MUELLER
Valid signature Filed with authorized/valid electronic signature
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 2015 432076925 2016-07-19 RIVER ROAD ASSET MANAGEMENT, LLC 51
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-06-01
Business code 523900
Sponsor’s telephone number 5023714134
Plan sponsor’s address 462 SOUTH 4TH ST STE 2000, LOUISVILLE, KY, 40202

Signature of

Role Plan administrator
Date 2016-07-19
Name of individual signing THOMAS D. MUELLER
Valid signature Filed with authorized/valid electronic signature
RIVER ROAD ASSET MANAGEMENT, LLC PROFIT SHARING 401K PLAN 2011 432076925 2012-05-07 RIVER ROAD ASSET MANAGEMENT, LLC 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 5023714104
Plan sponsor’s address 462 SOUTH 4TH ST STE 1600, LOUISVILLE, KY, 40202

Plan administrator’s name and address

Administrator’s EIN 432076925
Plan administrator’s name RIVER ROAD ASSET MANAGEMENT, LLC
Plan administrator’s address 462 SOUTH 4TH ST STE 1600, LOUISVILLE, KY, 40202
Administrator’s telephone number 5023714104

Signature of

Role Plan administrator
Date 2012-05-07
Name of individual signing THOMAS D. MUELLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/06/03/20110603095139P030069589553001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 5023714104
Plan sponsor’s address 462 SOUTH 4TH ST STE 1600, LOUISVILLE, KY, 40202

Plan administrator’s name and address

Administrator’s EIN 432076925
Plan administrator’s name RIVER ROAD ASSET MANAGEMENT, LLC
Plan administrator’s address 462 SOUTH 4TH ST STE 1600, LOUISVILLE, KY, 40202
Administrator’s telephone number 5023714104

Signature of

Role Plan administrator
Date 2011-06-03
Name of individual signing THOMAS D. MUELLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/07/08/20100708125958P030121187826001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 5023714104
Plan sponsor’s address 462 SOUTH 4TH ST STE 1600, LOUISVILLE, KY, 40202

Plan administrator’s name and address

Administrator’s EIN 432076925
Plan administrator’s name RIVER ROAD ASSET MANAGEMENT, LLC
Plan administrator’s address 462 SOUTH 4TH ST STE 1600, LOUISVILLE, KY, 40202
Administrator’s telephone number 5023714104

Signature of

Role Plan administrator
Date 2010-07-08
Name of individual signing THOMAS D. MUELLER
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
THOMAS D. MUELLER Registered Agent

Manager

Name Role
Thomas Dignan Mueller Manager

Organizer

Name Role
R. ANDREW BECK Organizer

Filings

Name File Date
Annual Report 2024-06-04
Annual Report 2023-04-24
Annual Report 2022-06-08
Annual Report 2021-06-22
Annual Report 2020-06-17
Annual Report 2019-05-29
Annual Report 2018-06-19
Principal Office Address Change 2017-06-15
Annual Report 2017-05-08
Annual Report 2016-05-31

Date of last update: 11 Nov 2024

Sources: Kentucky Secretary of State