COVOL FUELS NO. 3, LLC

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2022-01-01
Business code	212110
Sponsor’s telephone number	8283930088
Plan sponsor’s address	102 EAST KENTUCKY AVE, 200 D, PINEVILLE, KY, 40977

Plan administrator’s name and address

Administrator’s EIN	471637791
Plan administrator’s name	ERISA FIDUCIARY SERVICES, INC.
Plan administrator’s address	1373 VETERANS HIGHWAY, SUITE 10, HAUPPAUGE, NY, 11788
Administrator’s telephone number	6312490500

Signature of

Role	Plan administrator
Date	2023-05-10
Name of individual signing	ERISA FIDUCIARY SERVICES INC
Valid signature	Filed with authorized/valid electronic signature

Directions to Mine

Hwy 66, 3 mi. south of Beverly

Parties

Name	Century Operations LLC
Role	Operator
Start Date	2005-01-14
End Date	2007-12-06
Name	Chas Coal Llc
Role	Operator
Start Date	2001-01-16
End Date	2005-01-13
Name	Covol Fuels No. 3, LLC
Role	Operator
Start Date	2007-12-07
Name	C C Coal Company
Role	Operator
Start Date	1998-06-01
End Date	2000-06-19
Name	Bow Valley Coal (Ky) Inc
Role	Operator
Start Date	1981-01-01
End Date	1987-02-15
Name	Crockett Collieries (Ky) Inc
Role	Operator
Start Date	1987-02-16
End Date	1995-08-14
Name	Calvary Coal Company Inc
Role	Operator
Start Date	2000-06-20
End Date	2001-01-15
Name	Crockett Collieries (Ky) Inc
Role	Operator
Start Date	1995-08-15
End Date	1998-05-31
Name	Catalyst Resources LLC
Role	Current Controller
Start Date	2007-12-07
Name	Covol Fuels No. 3, LLC
Role	Current Operator

Accidents

Accident Date	2023-04-19
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Over-exertion NEC
Ocupation	Front-end loader, Scraper-loader operator, Pan operator, Payloader, Scraper rig operator
Narrative	Equipment operator was getting off Komatsu loader. When EE stepped off the ladder, EE twisted the left knee. Due to improper footing.
Accident Date	2023-01-12
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Struck by falling object
Ocupation	Electrician, Lineman
Narrative	EE was welding on a portable tank in the welding shop with the tank sitting on a table, during welding there was a minor ignition that caused the tank to fall off the table striking the victim on the left arm.
Accident Date	2017-02-13
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by... NEC
Ocupation	Maintenance man, Mechanic, Repair/Serviceman, Boilermaker, Fueler, Tire tech, Field service tech
Narrative	While installing a sweat on hub on the loadout belt conveyor drive, the hub stopped moving on the gearbox shaft 1/8 shy of its desired location. The victim was struck by a glancing blow of a 4 lb. hammer in the mouth. The hammer struck the hub before striking victim in mouth.
Accident Date	2016-06-18
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by... NEC
Ocupation	Laborer, Blacksmith, Bull gang, Parts runner, Roustabout, Pick-up man, Pitman
Narrative	Employee was prying a form loose. A slate bar slipped and hit employee in the nose, requiring two (2) stitches.
Accident Date	2014-12-17
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by... NEC
Ocupation	Belt foreman, Maintenance foreman, Maintenance supervisor
Narrative	Removing gear from gear box of 56DA Crusher, employee ask another employee to pick remaining gear up; as employee picked up remaining gear, it flipped out of his hand and gear struck EE's left hand while he was holding other gear, cutting fingers. An x-ray was taken; no stitches required; wound was cleaned and bandaged; no additional medical attention required.
Accident Date	2014-11-06
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck against stationary object
Ocupation	Warehouseman, Bagger, Palletizer/Stacker, Store keeper, Packager, Fabricator, Cleaning plant operator
Narrative	Employee was beating a rock out of scalping screen using a sledge hammer. While hitting the rock, his right hand on the handle of the sledge came in contact with another rock. He did not seek medical attention until November 17th. He was told he had a fractured finger on the right hand following an x-ray. No other medical attention was advised. Employee did not miss any work.
Accident Date	2012-03-21
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Fall from machine
Ocupation	Haul/Off road/Coal/Ore/Pit/Quarry/Rock/Rubber tire truck driver, Transportation truck driver
Narrative	Reason unknown trucker climbed upon floats for dredge after they were loaded on a flat bed trailer. He either slipped, tripped or stepped off the float and fell approx 8 1/2 ft to ground striking his head and face on the ground. He was bleeding from nose & mouth also unconscious for approx 3 minutes then confused for 20 minutes.
Accident Date	2009-04-16
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Contact with hot objects or substances
Ocupation	Warehouseman, Bagger, Palletizer/Stacker, Store keeper, Packager, Fabricator, Cleaning plant operator
Narrative	Miner had tightened bolts in scalping screen and was using welder to weld nuts to keep them from loosening up. Slag came off of nut and fell down shirt, landing in navel area of abdomen causing burn.
Accident Date	2009-03-04
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Inhalation of radiations, caustics, toxic and noxious substances
Ocupation	Warehouseman, Bagger, Palletizer/Stacker, Store keeper, Packager, Fabricator, Cleaning plant operator
Narrative	Miner was welding on back plate for skirtboard of Plant Feed Belt when he began to have a headache, face began to tingle and pulse rate increased due to fumes from several welders being blown around due to frequent changes in the direction of the wind.
Accident Date	2007-12-12
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by falling object
Ocupation	Miner, Prospector, NEC
Narrative	Moving an oxygen cylinder out of a hoisting cage, the second cylinder fell striking the left little finger of the employee.
Accident Date	2007-10-23
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Struck by falling object
Ocupation	Laborer, Blacksmith, Bull gang, Parts runner, Roustabout, Pick-up man, Pitman
Narrative	Employee was cleaning up debris on the bottom floor. A ceramic lined chute was being removed 3 floors above. A 1/2 X 4 X 6 pc of ceramic fell from the chute into the machinery well, bouncing from side to side. The employee app 30' away from the barricaded area was struck on the rt ring finger.
Accident Date	2005-11-08
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Fall to the walkway or working surface
Ocupation	Security guard, Watchman
Narrative	Employee was walking outside from loadout office slipped on gravel in parking lot. Employee drove himself to emergency room c pineville hospital.
Accident Date	2002-03-04
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Over-exertion in lifting objects
Ocupation	Maintenance man, Mechanic, Repair/Serviceman, Boilermaker, Fueler, Tire tech, Field service tech
Narrative	EE WAS LIFTING AN IMPELLER WHILE DOING PLANT MAINTENANCE. AFTER LIFTING THE IMPELLER, HE FELT PAIN INHIS LOWER BACK. EE DID NOT BEGIN MISSING WORK UNTIL 3-11-02. HIS LAST DAY OF WORK WAS 3-8-0 2.

Inspections

Start Date	2025-01-22
End Date	2025-01-22
Activity	Impoundment Spot Inspection
Number Inspectors	1
Total Hours	11
Start Date	2024-12-02
End Date	2024-12-04
Activity	Regular Safety and Health Inspection
Number Inspectors	1
Total Hours	20
Start Date	2024-09-05
End Date	2024-09-05
Activity	Impoundment Spot Inspection
Number Inspectors	2
Total Hours	9.5
Start Date	2024-05-22
End Date	2024-05-22
Activity	Special Emphasis Programs
Number Inspectors	1
Total Hours	1.75
Start Date	2024-04-12
End Date	2024-05-15
Activity	Regular Safety and Health Inspection
Number Inspectors	6
Total Hours	39
Start Date	2024-03-12
End Date	2024-03-12
Activity	Impoundment Spot Inspection
Number Inspectors	1
Total Hours	8.25
Start Date	2024-01-18
End Date	2024-01-18
Activity	Spot Inspection
Number Inspectors	1
Total Hours	12
Start Date	2023-10-20
End Date	2024-01-03
Activity	Regular Safety and Health Inspection
Number Inspectors	6
Total Hours	129.5
Start Date	2023-10-10
End Date	2023-10-10
Activity	Spot Inspection
Number Inspectors	1
Total Hours	12
Start Date	2023-09-28
End Date	2023-09-28
Activity	Special Emphasis Programs
Number Inspectors	1
Total Hours	5
Start Date	2023-09-26
End Date	2023-09-26
Activity	Impoundment Spot Inspection
Number Inspectors	1
Total Hours	8.5
Start Date	2023-04-04
End Date	2023-08-14
Activity	Regular Safety and Health Inspection
Number Inspectors	4
Total Hours	135.5
Start Date	2023-03-27
End Date	2023-03-27
Activity	Impoundment Spot Inspection
Number Inspectors	1
Total Hours	7.5
Start Date	2022-11-30
End Date	2023-02-23
Activity	Regular Safety and Health Inspection
Number Inspectors	6
Total Hours	89.5
Start Date	2022-09-20
End Date	2022-09-21
Activity	Spot Inspection
Number Inspectors	1
Total Hours	15.75
Start Date	2022-07-07
End Date	2022-08-29
Activity	Non-Injury Accident Investigation
Number Inspectors	3
Total Hours	15.75
Start Date	2022-04-04
End Date	2022-09-23
Activity	Regular Safety and Health Inspection
Number Inspectors	5
Total Hours	109
Start Date	2022-03-28
End Date	2022-03-29
Activity	Spot Inspection
Number Inspectors	1
Total Hours	18
Start Date	2022-02-17
End Date	2022-02-23
Activity	Impoundment Spot Inspection
Number Inspectors	1
Total Hours	14.5
Start Date	2021-11-03
End Date	2021-11-03
Activity	Impoundment Spot Inspection
Number Inspectors	1
Total Hours	9

Productions

Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2024
Annual Hours	12405
Annual Coal Prod	0
Avg. Annual Empl.	7
Avg. Employee Hours	1772
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2023
Annual Hours	38252
Annual Coal Prod	0
Avg. Annual Empl.	19
Avg. Employee Hours	2013
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2022
Annual Hours	43428
Annual Coal Prod	0
Avg. Annual Empl.	19
Avg. Employee Hours	2286
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2021
Annual Hours	29722
Annual Coal Prod	0
Avg. Annual Empl.	16
Avg. Employee Hours	1858
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2019
Annual Hours	1040
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	1040
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2018
Annual Hours	2080
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	2080
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2017
Annual Hours	1960
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	1960
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2016
Annual Hours	2040
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	2040
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2015
Annual Hours	2080
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	2080
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2014
Annual Hours	2040
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	2040
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2013
Annual Hours	2080
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	2080
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2012
Annual Hours	4800
Annual Coal Prod	0
Avg. Annual Empl.	3
Avg. Employee Hours	1600
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2011
Annual Hours	16371
Annual Coal Prod	0
Avg. Annual Empl.	8
Avg. Employee Hours	2046
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2010
Annual Hours	31260
Annual Coal Prod	0
Avg. Annual Empl.	13
Avg. Employee Hours	2405
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2009
Annual Hours	38400
Annual Coal Prod	0
Avg. Annual Empl.	20
Avg. Employee Hours	1920
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2008
Annual Hours	20200
Annual Coal Prod	0
Avg. Annual Empl.	11
Avg. Employee Hours	1836
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2007
Annual Hours	6387
Annual Coal Prod	0
Avg. Annual Empl.	2
Avg. Employee Hours	3194
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2006
Annual Hours	10190
Annual Coal Prod	0
Avg. Annual Empl.	5
Avg. Employee Hours	2038
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2005
Annual Hours	16611
Annual Coal Prod	0
Avg. Annual Empl.	7
Avg. Employee Hours	2373
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2003
Annual Hours	3360
Annual Coal Prod	0
Avg. Annual Empl.	2
Avg. Employee Hours	1680

Directions to Mine

from Pineville take KY 66 North 8 miles

Parties

Name	Century Operations LLC
Role	Operator
Start Date	2008-03-06
End Date	2009-05-31
Name	Covol Fuels No. 3, LLC
Role	Operator
Start Date	2010-04-12
Name	Jadco Enterprises, Inc.
Role	Operator
Start Date	2009-06-01
End Date	2010-04-11
Name	Catalyst Resources LLC
Role	Current Controller
Start Date	2010-04-12
Name	Covol Fuels No. 3, LLC
Role	Current Operator

Accidents

Accident Date	2008-05-29
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Over-exertion in lifting objects
Ocupation	Bulldozer operator, Universal operator, Heavy equipment operator, Operating engineer
Narrative	The miner was trying to access the feeder. He was assisted in taking the guard off the pick breaker. As both miners were raising the guard, one miner screamed with pain.

Inspections

Start Date	2010-03-16
End Date	2010-03-16
Activity	Regular Safety and Health Inspection
Number Inspectors	2
Total Hours	5
Start Date	2009-09-28
End Date	2009-11-19
Activity	Spot Inspection
Number Inspectors	3
Total Hours	28.5
Start Date	2009-07-01
End Date	2009-07-21
Activity	Regular Safety and Health Inspection
Number Inspectors	1
Total Hours	28
Start Date	2009-06-11
End Date	2009-06-11
Activity	Spot Inspection
Number Inspectors	1
Total Hours	8
Start Date	2009-03-19
End Date	2009-03-30
Activity	Regular Safety and Health Inspection
Number Inspectors	1
Total Hours	28.75
Start Date	2008-10-28
End Date	2008-10-28
Activity	Spot Inspection
Number Inspectors	1
Total Hours	5
Start Date	2008-10-01
End Date	2008-10-06
Activity	Spot Inspection
Number Inspectors	1
Total Hours	4
Start Date	2008-07-30
End Date	2008-09-30
Activity	Regular Safety and Health Inspection
Number Inspectors	2
Total Hours	38.5
Start Date	2008-06-23
End Date	2009-05-05
Activity	Electrical Technical Investigation
Number Inspectors	1
Total Hours	45
Start Date	2008-03-19
End Date	2008-03-31
Activity	Regular Safety and Health Inspection
Number Inspectors	3
Total Hours	80.5

Productions

Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2009
Annual Hours	7724
Annual Coal Prod	0
Avg. Annual Empl.	13
Avg. Employee Hours	594
Sub-Unit Desc	OFFICE WORKERS AT MINE SITE
Year	2009
Annual Hours	4356
Annual Coal Prod	0
Avg. Annual Empl.	8
Avg. Employee Hours	545
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2008
Annual Hours	3949
Annual Coal Prod	0
Avg. Annual Empl.	3
Avg. Employee Hours	1316

Directions to Mine

Left Highway 25E South 12 miles, left on highway 66 north, 1.6 miles, right on Highway 221, 5.9 miles, left on Mill Creek Road .2 miles, mines on right.

Parties

Name	Covol Fuels No.3 LLC
Role	Operator
Start Date	2021-02-10
Name	Rockhampton Energy LLC
Role	Operator
Start Date	2013-04-04
End Date	2019-12-08
Name	KENTUCKY GEM INC.
Role	Operator
Start Date	2019-12-09
End Date	2021-02-09
Name	Catalyst Resources LLC
Role	Current Controller
Start Date	2021-02-10
Name	Covol Fuels No.3 LLC
Role	Current Operator

Accidents

Accident Date	2024-01-24
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Struck by falling object
Ocupation	Roof bolter, Rock bolter, Pinner, Mobile roof support operator (MRS)
Narrative	At approximately 12 pm a rock fell from the top on the operator's side of the bolt machine and struck EE. EE was struck in the right leg resulting in a fractured lower leg. The rock measured 30 inches long 24 inches wide and 1 inch thick on both ends.
Accident Date	2023-10-09
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Struck by flying object
Ocupation	Examiner, Fire boss, Pre-shift examiner, Mine examiner
Narrative	A 1000FT piece of belt was being retrieved from old works, the belt had gotten entangled with a section of water line. The water line sprung out and struck employee on the lower right leg. Employee was standing back on the corner from where the belt was being retrieved.
Accident Date	2022-09-19
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Over-exertion in pulling or pushing objects
Ocupation	Roof bolter, Rock bolter, Pinner, Mobile roof support operator (MRS)
Narrative	EE was bolting in the #6 Heading on 4 North Mains on the 001 MMU and was installing EE's last bolt and felt pain in EE's lower back.
Accident Date	2022-04-14
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Struck against stationary object
Ocupation	Bull gang foreman, Labor foreman, Leadman, Section foreman, Shift boss
Narrative	Employee was traveling out of the mine, didn't notice the mine roadway irregularity, and fell off the personnel carrier
Accident Date	2022-03-25
Degree Inhury	ACCIDENT ONLY
Accident Type	Accident type, without injuries
Ocupation	NO VALUE FOUND
Narrative	Roof fall occurred at brk #65 on the 3 North Mains on the 002 MMU.
Accident Date	2022-03-23
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Struck by falling object
Ocupation	Roof bolter, Rock bolter, Pinner, Mobile roof support operator (MRS)
Narrative	EE was bolting in the #3 entry on the 001 section and piece of rock fell striking EE on both feet.
Accident Date	2021-12-16
Degree Inhury	ACCIDENT ONLY
Accident Type	Accident type, without injuries
Ocupation	NO VALUE FOUND
Narrative	Rock Fall on 1 North Mains #6 entry between crosscuts 21 & 22.
Accident Date	2021-08-18
Degree Inhury	ACCIDENT ONLY
Accident Type	Accident type, without injuries
Ocupation	NO VALUE FOUND
Narrative	Rock fall in the beltline entry at crosscut #12 on the #1 Belt.
Accident Date	2019-07-13
Degree Inhury	ACCIDENT ONLY
Accident Type	Accident type, without injuries
Ocupation	NO VALUE FOUND
Narrative	The MMU 003 section experienced an unplanned roof fall in the number two heading, at the face two breaks inby spad number 3047. Fell from the coal face approximately 60' to the intersection of crosscut 40. No persons and/or equipment were injured or involved. The fall was 60' long, 20' wide and 7' thick.
Accident Date	2019-05-29
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Struck by flying object
Ocupation	Roof bolter, Rock bolter, Pinner, Mobile roof support operator (MRS)
Narrative	EMPLOYEE WAS HELPING WORK ON A BROKE CONVEYOR CHAIN WHEN A CO-WORKER HIT THE CHAIN WITH A 4 POUND HAMMER. WHEN A PEICE OF STEEL CAME OFF THE CHAIN OR THE HAMMER HITTING THE EMPLOYEE IN EE'S RIGHT EYE. THE STEEL IS STILL IN THE EMPLOYEE EYE AS OF TODAY 06/04/2019
Accident Date	2019-01-23
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by... NEC
Ocupation	Roof bolter, Rock bolter, Pinner, Mobile roof support operator (MRS)
Narrative	Employee was pulling cable off of the reel of the bolt machine with a yellow rope hanger when it came loose, striking the employee under left eye requiring three (3) stitches.
Accident Date	2019-01-09
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Caught in, under or between a moving and a stationary object
Ocupation	Electrician, Lineman
Narrative	EE was working on the miner when ee took the rub rail off. It caught left index finger between the miner and the rub rail requiring 14 stitches.
Accident Date	2018-12-29
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by falling object
Ocupation	Maintenance man, Mechanic, Repair/Serviceman, Boilermaker, Fueler, Tire tech, Field service tech
Narrative	Employee was putting oil in the miner pot when a piece of draw-rock fell and hit EE's right hand requiring nine (9) stitches. Employee had hand on top of the miner at the time the draw-rock hit EE's hand.
Accident Date	2018-12-11
Degree Inhury	INJURIES DUE TO NATURAL CAUSES
Accident Type	NEC
Ocupation	Shuttle car operator, Mantrip operator, Ramcar operator, Rail runner, Buggy operator
Narrative	Employee was walking back to EE's shuttle car when EE had a heart attack EE's coworkers performed CPR on EE but it was unsuccessful
Accident Date	2018-10-24
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by... NEC
Ocupation	Laborer, Bull gang, Parts runner, Roustabout, Roof trimmer/scaler
Narrative	Employee was cutting a piece of belt when the knife slipped and cut left leg requiring 4 stitches
Accident Date	2018-09-26
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by... NEC
Ocupation	Laborer, Bull gang, Parts runner, Roustabout, Roof trimmer/scaler
Narrative	Employee was cutting a piece of belt when the knife slipped and cut left leg requiring 4 stitches
Accident Date	2018-04-20
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by falling object
Ocupation	Roof bolter, Rock bolter, Pinner, Mobile roof support operator (MRS)
Narrative	Employee was pulling miner cable when draw rock fell out of the roof, hit ee on the right forearm cutting ee arm. Employee received 25 stitches, 11 on the inside and 14 on the outside. This occurred on the MMU 002 in the 2 right crosscuts.
Accident Date	2018-02-13
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Caught in, under or between a moving and a stationary object
Ocupation	Laborer, Bull gang, Parts runner, Roustabout, Roof trimmer/scaler
Narrative	Outby crew was moving a roof bolter off of 002 section to the #2 mains, the crew had to re-hook the pull chain, employee stepped between the scoop and roof bolter when bolter rolled, pinning EE's left leg.
Accident Date	2017-11-17
Degree Inhury	NO DYS AWY FRM WRK,NO RSTR ACT
Accident Type	Struck by falling object
Ocupation	Roof bolter, Rock bolter, Pinner, Mobile roof support operator (MRS)
Narrative	EE was bolting top in #1 heading when a piece of draw rock fell and struck EE's left arm, EE had 10 stitches in left arm.
Accident Date	2017-09-07
Degree Inhury	DAYS AWAY FROM WORK ONLY
Accident Type	Struck by flying object
Ocupation	Maintenance man, Mechanic, Repair/Serviceman, Boilermaker, Fueler, Tire tech, Field service tech
Narrative	Employee was helping a coworker repair a broken conveyor chain on the miner using a sledge hammer. A piece of metal broke off of the chain or hammer, striking employee in left eye.

Inspections

Start Date	2025-01-23
End Date	2025-01-31
Activity	Regular Safety and Health Inspection
Number Inspectors	1
Total Hours	58
Start Date	2024-12-18
End Date	2024-12-18
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	10
Start Date	2024-12-04
End Date	2024-12-04
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	9
Start Date	2024-11-20
End Date	2024-11-20
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	12
Start Date	2024-11-19
Activity	Non-Injury Accident Investigation
Number Inspectors	1
Total Hours	11.5
Start Date	2024-11-05
End Date	2024-11-27
Activity	Regular Safety and Health Inspection
Number Inspectors	5
Total Hours	87.5
Start Date	2024-10-29
End Date	2024-10-29
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	10.5
Start Date	2024-10-15
End Date	2024-10-15
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	11
Start Date	2024-09-26
End Date	2024-09-26
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	10.5
Start Date	2024-09-11
End Date	2024-09-11
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	10.5
Start Date	2024-08-29
End Date	2024-08-29
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	8.5
Start Date	2024-08-19
End Date	2024-08-19
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	6
Start Date	2024-08-05
End Date	2024-08-05
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	5.5
Start Date	2024-07-26
End Date	2024-08-20
Activity	Regular Safety and Health Inspection
Number Inspectors	3
Total Hours	49
Start Date	2024-07-22
End Date	2024-07-22
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	9.5
Start Date	2024-07-09
End Date	2024-07-09
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	7
Start Date	2024-06-20
End Date	2024-06-20
Activity	103(i) Spot Inspections
Number Inspectors	1
Total Hours	8.5
Start Date	2024-06-03
End Date	2024-06-03
Activity	103(i) Spot Inspections
Number Inspectors	2
Total Hours	18
Start Date	2024-05-22
End Date	2024-05-22
Activity	Special Emphasis Programs
Number Inspectors	1
Total Hours	2.25
Start Date	2024-04-18
End Date	2024-11-04
Activity	Non-Injury Accident Investigation
Number Inspectors	2
Total Hours	24

Productions

Sub-Unit Desc	UNDERGROUND
Year	2024
Annual Hours	37710
Annual Coal Prod	27579
Avg. Annual Empl.	20
Avg. Employee Hours	1886
Sub-Unit Desc	SURFACE AT UNDERGROUND
Year	2024
Annual Hours	520
Annual Coal Prod	0
Avg. Annual Empl.	0
Avg. Employee Hours	0
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2024
Annual Hours	0
Annual Coal Prod	0
Avg. Annual Empl.	0
Avg. Employee Hours	0
Sub-Unit Desc	OFFICE WORKERS AT MINE SITE
Year	2024
Annual Hours	0
Annual Coal Prod	0
Avg. Annual Empl.	0
Avg. Employee Hours	0
Sub-Unit Desc	UNDERGROUND
Year	2023
Annual Hours	147418
Annual Coal Prod	121475
Avg. Annual Empl.	76
Avg. Employee Hours	1940
Sub-Unit Desc	OFFICE WORKERS AT MINE SITE
Year	2023
Annual Hours	1120
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	1120
Sub-Unit Desc	UNDERGROUND
Year	2022
Annual Hours	178801
Annual Coal Prod	148733
Avg. Annual Empl.	81
Avg. Employee Hours	2207
Sub-Unit Desc	OFFICE WORKERS AT MINE SITE
Year	2022
Annual Hours	2700
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	2700
Sub-Unit Desc	UNDERGROUND
Year	2021
Annual Hours	82351
Annual Coal Prod	99540
Avg. Annual Empl.	48
Avg. Employee Hours	1716
Sub-Unit Desc	SURFACE AT UNDERGROUND
Year	2021
Annual Hours	1920
Annual Coal Prod	0
Avg. Annual Empl.	3
Avg. Employee Hours	640
Sub-Unit Desc	OFFICE WORKERS AT MINE SITE
Year	2021
Annual Hours	1120
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	1120
Sub-Unit Desc	UNDERGROUND
Year	2020
Annual Hours	1650
Annual Coal Prod	0
Avg. Annual Empl.	3
Avg. Employee Hours	550
Sub-Unit Desc	SURFACE AT UNDERGROUND
Year	2020
Annual Hours	550
Annual Coal Prod	0
Avg. Annual Empl.	1
Avg. Employee Hours	550
Sub-Unit Desc	UNDERGROUND
Year	2019
Annual Hours	126914
Annual Coal Prod	157072
Avg. Annual Empl.	109
Avg. Employee Hours	1164
Sub-Unit Desc	SURFACE AT UNDERGROUND
Year	2019
Annual Hours	5720
Annual Coal Prod	0
Avg. Annual Empl.	6
Avg. Employee Hours	953
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2019
Annual Hours	34490
Annual Coal Prod	0
Avg. Annual Empl.	28
Avg. Employee Hours	1232
Sub-Unit Desc	OFFICE WORKERS AT MINE SITE
Year	2019
Annual Hours	5200
Annual Coal Prod	0
Avg. Annual Empl.	5
Avg. Employee Hours	1040
Sub-Unit Desc	UNDERGROUND
Year	2018
Annual Hours	220322
Annual Coal Prod	334308
Avg. Annual Empl.	87
Avg. Employee Hours	2532
Sub-Unit Desc	SURFACE AT UNDERGROUND
Year	2018
Annual Hours	10400
Annual Coal Prod	0
Avg. Annual Empl.	5
Avg. Employee Hours	2080
Sub-Unit Desc	MILL OPERATION/PREPARATION PLANT
Year	2018
Annual Hours	72756
Annual Coal Prod	0
Avg. Annual Empl.	30
Avg. Employee Hours	2425

Loan Status Date	2022-01-21
Loan Status	Paid in Full
Loan Maturity in Months	60
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	121147.12
Loan Approval Amount (current)	121147.12
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	27853
Servicing Lender Name	First State Bank of the Southeast, Inc.
Servicing Lender Address	1820 Cumberland Ave, MIDDLESBORO, KY, 40965
Rural or Urban Indicator	R
Hubzone	Y
LMI	Y
Business Age Description	Existing or more than 2 years old
Project Address	Pineville, BELL, KY, 40977-1649
Project Congressional District	KY-05
Number of Employees	16
NAICS code	212112
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Limited Liability Company(LLC)
Originating Lender ID	27853
Originating Lender Name	First State Bank of the Southeast, Inc.
Originating Lender Address	MIDDLESBORO, KY
Gender	Unanswered
Veteran	Unanswered
Forgiveness Amount	122176.87
Forgiveness Paid Date	2022-01-11

Loan Status Date	2021-03-24
Loan Status	Paid in Full
Loan Maturity in Months	24
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	77212
Loan Approval Amount (current)	77212
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	27853
Servicing Lender Name	First State Bank of the Southeast, Inc.
Servicing Lender Address	1820 Cumberland Ave, MIDDLESBORO, KY, 40965
Rural or Urban Indicator	R
Hubzone	N
LMI	Y
Business Age Description	Existing or more than 2 years old
Project Address	PINEVILLE, BELL, KY, 40977-1649
Project Congressional District	KY-05
Number of Employees	19
NAICS code	423520
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Limited Liability Company(LLC)
Originating Lender ID	27853
Originating Lender Name	First State Bank of the Southeast, Inc.
Originating Lender Address	MIDDLESBORO, KY
Gender	Unanswered
Veteran	Unanswered
Forgiveness Amount	77838.28
Forgiveness Paid Date	2021-02-25