| Name: | HL FINANCIAL SERVICES, LLC |
| Jurisdiction: | Kentucky |
| Profit or Non-Profit: | Profit |
| Legal type: | Kentucky Limited Liability Company |
| Status: | Inactive |
| Standing: | Good |
| File Date: | 15 Nov 2007 (17 years ago) |
| Organization Date: | 15 Nov 2007 (17 years ago) |
| Last Annual Report: | 10 Jun 2019 (6 years ago) |
| Managed By: | Managers |
| Organization Number: | 0678777 |
| ZIP code: | 40202 |
| Primary County: | Jefferson |
| Principal Office: | 500 WEST JEFFERSON STREET, SUITE 700, LOUISVILLE, KY 40202 |
| Place of Formation: | KENTUCKY |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1430233 | 500 WEST JEFFERSON STREET, SUITE 700, LOUISVILLE, KY, 40202 | 500 WEST JEFFERSON STREET, SUITE 700, LOUISVILLE, KY, 40202 | 8004441854 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2019-05-01 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-07
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2019-02-07 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-02
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2018-11-02 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-06
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2018-08-06 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-02
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2018-05-02 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-01
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2018-02-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-03
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2017-11-03 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-01
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2017-08-01 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-08
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2017-05-08 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-01-31
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2017-01-31 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-10-25
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2016-10-25 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-07-26
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2016-07-26 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-04-26
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2016-04-26 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-01-26
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2016-01-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-10-19
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2015-10-19 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-07-28
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2015-07-28 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-04-23
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2015-04-23 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-01-21
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2015-01-21 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-10-27
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2014-10-27 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-08-01
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2014-08-01 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-04-21
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2014-04-21 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-01-24
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2014-01-24 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-10-24
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2013-10-24 |
| Reporting date | 2013-09-30 |
| File | View File |
Filings since 2013-07-19
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2013-07-19 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-05-02
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2013-05-02 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-01-18
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2013-01-18 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-10-30
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2012-10-30 |
| Reporting date | 2012-09-30 |
| File | View File |
Filings since 2012-07-20
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2012-07-20 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-04-24
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2012-04-24 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-01-19
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2012-01-19 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-10-20
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2011-10-20 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-07-15
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2011-07-15 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-04-19
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2011-04-19 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-01-18
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2011-01-18 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-10-14
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2010-10-14 |
| Reporting date | 2010-09-30 |
| File | View File |
Filings since 2010-07-30
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2010-07-30 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2010-04-13
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2010-04-13 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-01-21
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2010-01-21 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-10-27
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2009-10-27 |
| Reporting date | 2009-09-30 |
| File | View File |
Filings since 2009-08-10
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2009-08-10 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-05-06
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2009-05-06 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-02-04
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2009-02-04 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-11-10
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2008-11-10 |
| Reporting date | 2008-09-30 |
| File | View File |
Filings since 2008-08-14
| Form type | 13F-HR |
| File number | 028-13165 |
| Filing date | 2008-08-14 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2008-06-02
| Form type | REGDEX |
| File number | 021-116121 |
| Filing date | 2008-06-02 |
| File | View File |
Filings since 2008-03-17
| Form type | REGDEX |
| File number | 021-116121 |
| Filing date | 2008-03-17 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| HILLIARD LYONS 401(K) PLAN | 2019 | 300450751 | 2020-04-15 | HL FINANCIAL SERVICES, LLC | 20 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2020-04-15 |
| Name of individual signing | CHARLES M. GRIMLEY |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1961-11-30 |
| Business code | 523110 |
| Sponsor’s telephone number | 5025888400 |
| Plan sponsor’s mailing address | 500 WEST JEFFERSON, LOUISVILLE, KY, 40202 |
| Plan sponsor’s address | 500 WEST JEFFERSON, LOUISVILLE, KY, 40202 |
Plan administrator’s name and address
| Administrator’s EIN | 300450751 |
| Plan administrator’s name | HL FINANCIAL SERVICES, LLC |
| Plan administrator’s address | 500 WEST JEFFERSON, LOUISVILLE, KY, 40202 |
| Administrator’s telephone number | 5025888400 |
Number of participants as of the end of the plan year
| Active participants | 1061 |
| Retired or separated participants receiving benefits | 17 |
| Other retired or separated participants entitled to future benefits | 162 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 1 |
| Number of participants with account balances as of the end of the plan year | 1191 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 15 |
Signature of
| Role | Plan administrator |
| Date | 2014-07-09 |
| Name of individual signing | GARY ENGLAND |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2014-07-09 |
| Name of individual signing | GARY ENGLAND |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1961-11-30 |
| Business code | 523110 |
| Sponsor’s telephone number | 5025888400 |
| Plan sponsor’s mailing address | HL FINANCIAL SERVICES, LLC, LOUISVILLE, KY, 40202 |
| Plan sponsor’s address | 500 WEST JEFFERSON, LOUISVILLE, KY, 40202 |
Plan administrator’s name and address
| Administrator’s EIN | 300450751 |
| Plan administrator’s name | HL FINANCIAL SERVICES, LLC |
| Plan administrator’s address | HL FINANCIAL SERVICES, LLC, LOUISVILLE, KY, 40202 |
| Administrator’s telephone number | 5025888400 |
Number of participants as of the end of the plan year
| Active participants | 1024 |
| Retired or separated participants receiving benefits | 3 |
| Other retired or separated participants entitled to future benefits | 176 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 1180 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 3 |
Signature of
| Role | Plan administrator |
| Date | 2013-06-17 |
| Name of individual signing | DANA ESTES |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-06-17 |
| Name of individual signing | DANA ESTES |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Plan sponsor’s mailing address | 500 WEST JEFFERSON, LOUISVILLE, KY, 40202 |
| Plan sponsor’s address | 500 WEST JEFFERSON, LOUISVILLE, KY, 40202 |
Plan administrator’s name and address
| Administrator’s EIN | 300450751 |
| Plan administrator’s name | HL FINANCIAL SERVICES, LLC |
| Plan administrator’s address | 500 WEST JEFFERSON, LOUISVILLE, KY, 40202 |
| Name | Role |
|---|---|
| WT&C CORPORATE SERVICES, INC. | Registered Agent |
| Name | Role |
|---|---|
| James R. Allen | Manager |
| Charles M. Grimley | Manager |
| Thomas B. Kessinger | Manager |
| Paul E Purcell | Manager |
| Steven G Booth | Manager |
| Michael Schroeder | Manager |
| Name | Role |
|---|---|
| WT&C CORPORATE SERVICES, INC. | Organizer |
| Name | Action |
|---|---|
| MANE ACQUISITION, LLC | Type Conversion |
| Name | File Date |
|---|---|
| Application for Certificate of Authority(Corp) | 2019-10-16 |
| Annual Report | 2019-06-10 |
| Articles of Correction | 2019-04-15 |
| Articles of Merger | 2019-04-01 |
| Annual Report | 2018-06-07 |
| Annual Report | 2017-05-10 |
| Annual Report | 2016-06-17 |
| Annual Report | 2015-06-05 |
| Annual Report | 2014-06-19 |
| Annual Report | 2013-05-25 |
Date of last update: 12 Nov 2024
Sources: Kentucky Secretary of State
