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BROOKE USA INC.

Headquarter

Company Details

Name: BROOKE USA INC.
Legal type: Foreign Corporation
Status: Active
Standing: Good
Profit or Non-Profit: Non-profit
File Date: 04 Dec 2012 (12 years ago)
Authority Date: 04 Dec 2012 (12 years ago)
Last Annual Report: 12 Aug 2024 (8 months ago)
Organization Number: 0844007
Industry: Nonclassifiable Establishments
Number of Employees: Small (0-19)
ZIP code: 40504
City: Lexington
Primary County: Fayette County
Principal Office: 2333 ALEXANDRIA DRIVE, LEXINGTON, KY 40504
Place of Formation: DELAWARE

Links between entities

Type Company Name Company Number State
Headquarter of BROOKE USA INC., COLORADO 20201235434 COLORADO

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BROOKE USA INC 401K PLAN 2023 331173163 2024-05-24 BROOKE USA INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 813000
Sponsor’s telephone number 3055056170
Plan sponsor’s address 2333 ALEXANDRIA DRIVE, LEXINGTON, KY, 40504

Signature of

Role Plan administrator
Date 2024-05-24
Name of individual signing EMILY MARQUEZ-DULIN
Valid signature Filed with authorized/valid electronic signature
BROOKE USA INC 401K PLAN 2022 331173163 2023-05-30 BROOKE USA INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 813000
Sponsor’s telephone number 3055056170
Plan sponsor’s address 2333 ALEXANDRIA DRIVE, LEXINGTON, KY, 40504

Signature of

Role Plan administrator
Date 2023-05-30
Name of individual signing EMILY MARQUEZ-DULIN
Valid signature Filed with authorized/valid electronic signature
BROOKE USA INC 401K PLAN 2021 331173163 2022-05-23 BROOKE USA INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 813000
Sponsor’s telephone number 3055056170
Plan sponsor’s address 2333 ALEXANDRIA DRIVE, LEXINGTON, KY, 40504

Signature of

Role Plan administrator
Date 2022-05-23
Name of individual signing EMILY MARQUEZ-DULIN
Valid signature Filed with authorized/valid electronic signature
BROOKE USA INC 401K PLAN 2020 331173163 2021-06-14 BROOKE USA INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 813000
Sponsor’s telephone number 3055056170
Plan sponsor’s address 2333 ALEXANDRIA DRIVE, LEXINGTON, KY, 40504

Signature of

Role Plan administrator
Date 2021-06-14
Name of individual signing EMILY MARQUEZ-DULIN
Valid signature Filed with authorized/valid electronic signature
BROOKE USA INC 401K PLAN 2019 331173163 2020-06-30 BROOKE USA INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 813000
Sponsor’s telephone number 8592960037
Plan sponsor’s address 2333 ALEXANDRIA DRIVE, LEXINGTON, KY, 40504

Signature of

Role Plan administrator
Date 2020-06-30
Name of individual signing BOBBY SUTTON
Valid signature Filed with authorized/valid electronic signature
BROOKE USA INC 401K PLAN 2018 331173163 2019-07-02 BROOKE USA INC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 813000
Sponsor’s telephone number 8592960037
Plan sponsor’s address 2333 ALEXANDRIA DRIVE, LEXINGTON, KY, 40504

Signature of

Role Plan administrator
Date 2019-07-02
Name of individual signing BOBBY SUTTON
Valid signature Filed with authorized/valid electronic signature
BROOKE USA INC 401K PLAN 2017 331173163 2018-07-11 BROOKE USA INC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 813000
Sponsor’s telephone number 8592960037
Plan sponsor’s address 4089 IRON WORKS PARKWAY, LEXINGTON, KY, 40511

Signature of

Role Plan administrator
Date 2018-07-11
Name of individual signing BOBBY SUTTON
Valid signature Filed with authorized/valid electronic signature
BROOKE USA INC 401K PLAN 2016 331173163 2017-06-28 BROOKE USA INC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 813000
Sponsor’s telephone number 8592960037
Plan sponsor’s address 4089 IRON WORKS PARKWAY, LEXINGTON, KY, 40511

Signature of

Role Plan administrator
Date 2017-06-28
Name of individual signing BOBBY SUTTON
Valid signature Filed with authorized/valid electronic signature
BROOKE USA INC 401K PLAN 2015 331173163 2016-05-27 BROOKE USA INC 1
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 813000
Sponsor’s telephone number 8592960037
Plan sponsor’s address 4089 IRON WORKS PARKWAY, LEXINGTON, KY, 40511

Signature of

Role Plan administrator
Date 2016-05-26
Name of individual signing BOBBY SUTTON
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
EMILY MARQUEZ-DULIN Registered Agent

President

Name Role
Emily Marquez-Dulin President

Secretary

Name Role
Lisa Bair Secretary

Treasurer

Name Role
Holly Sampson Treasurer

Director

Name Role
Lorraine Leal Director
Jim Hamilton Director
Julia Wilson Director

Former Company Names

Name Action
AMERICAN FRIENDS OF THE BROOKE, INC. Old Name

Assumed Names

Name Status Expiration Date
BROOKE USA FOUNDATION Active 2027-07-08

Filings

Name File Date
Annual Report 2024-08-12
Annual Report 2023-05-15
Certificate of Assumed Name 2022-07-08
Annual Report 2022-06-12
Annual Report 2021-04-20
Registered Agent name/address change 2021-04-19
Annual Report 2020-06-15
Principal Office Address Change 2019-06-13
Annual Report Amendment 2019-06-13
Annual Report 2019-01-17

Tax Exempt

EIN Type of Organization Exempt Organization Status Address Ruling Date
33-1173163 Corporation Unconditional Exemption 2333 ALEXANDRIA DR, LEXINGTON, KY, 40504-3215 2007-12
In Care of Name % CHAPEL & YORK LTD
Group Exemption Number 0000
Subsection Charitable Organization, Educational Organization, Literary Organization, Organization to Prevent Cruelty to Animals, Organization to Prevent Cruelty to Children, Organization for Public Safety Testing, Religious Organization, Scientific Organization
Affiliation Independent - This code is used if the organization is an independent organization or an independent auxiliary (i.e., not affiliated with a National, Regional, or Geographic grouping of organizations).
Classification Government Instrumentality, Title-Holding Corporation, Charitable Organization, Educational Organization, Local Association of Employees, Agricultural Organization, Horticultural Organization, Board of Trade, Business League, Pleasure, Recreational, or Social Club, Fraternal Beneficiary Society, Order or Association, Voluntary Employees' Beneficiary Association (Non-Govt. Emps.), Voluntary Employees' Beneficiary Association (Govt. Emps.), Domestic Fraternal Societies and Associations, Teachers Retirement Fund Assoc., Benevolent Life Insurance Assoc., Mutual Ditch or Irrigation Co., Burial Association, Cemetery Company, Credit Union, Other Mutual Corp. or Assoc., Mutual Insurance Company or Assoc. Other Than Life or Marine, Corp. Financing Crop Operations, Supplemental Unemployment Compensation Trust or Plan, Employee Funded Pension Trust (Created Before 6/25/59), Post or Organization of War Veterans, Legal Service Organization, Black Lung Trust, Multiemployer Pension Plan, Veterans Assoc. Formed Prior to 1880, Trust Described in Sect. 4049 of ERISA, Title Holding Co. for Pensions, etc., State-Sponsored High Risk Health Insurance Organizations, State-Sponsored Workers' Compensation Reinsurance, ACA 1322 Qualified Nonprofit Health Insurance Issuers, Apostolic and Religious Org. (501(d)), Cooperative Hospital Service Organization (501(e)), Cooperative Service Organization of Operating Educational Organization (501(f)), Child Care Organization (501(k)), Charitable Risk Pool, Qualified State-Sponsored Tuition Program, 4947(a)(1) - Private Foundation (Form 990PF Filer)
Deductibility Contributions are deductible.
Foundation Organization that receives a substantial part of its support from a governmental unit or the general public 170(b)(1)(A)(vi)
Tax Period 2023-12
Asset 1,000,000 to 4,999,999
Income 1,000,000 to 4,999,999
Filing Requirement 990 (all other) or 990EZ return
PF Filing Requirement No 990-PF return
Accounting Period Dec
Asset Amount 1453576
Income Amount 1172399
Form 990 Revenue Amount 930841
National Taxonomy of Exempt Entities Animal-Related: Animal Protection and Welfare
Sort Name -

Publication 78 Data

Description Organizations eligible to receive tax-deductible charitable contributions. Users may rely on this list in determining deductibility of their contributions.
On Publication 78 Data List Yes
Deductibility Type of organization and use of contribution: A public charity. Deductibility Limitation: 50% (60% for cash contributions)

Form 990-N (e-Postcard)

Organization Name AMERICAN FRIENDS OF THE BROOKE INC
EIN 33-1173163
Tax Year 2007
Beginning of tax period 2007-01-01
End of tax period 2007-12-31
Gross receipts not greater than $50000 Yes
Organization has terminated No
Mailing Address c/o Chapel York Limited PMB293, 601 PennAve NW Suite 900 S Building, Washington, DC, 20004, US
Principal Officer's Name David Jones
Principal Officer's Address North Carolina Zoological Park, 4401 Zoo Parkway, Asheboro, NC, 27205, US

Copies of Returns (990, 990-EZ, 990-PF, 990-T)

Organization Name BROOKE USA INC
EIN 33-1173163
Tax Period 202212
Filing Type E
Return Type 990
File View File
Organization Name BROOKE USA INC
EIN 33-1173163
Tax Period 202112
Filing Type E
Return Type 990
File View File
Organization Name BROOKE USA INC
EIN 33-1173163
Tax Period 201912
Filing Type E
Return Type 990
File View File
Organization Name BROOKE USA INC
EIN 33-1173163
Tax Period 201812
Filing Type E
Return Type 990
File View File
Organization Name BROOKE USA INC
EIN 33-1173163
Tax Period 201812
Filing Type E
Return Type 990
File View File
Organization Name BROOKE USA INC
EIN 33-1173163
Tax Period 201712
Filing Type E
Return Type 990
File View File
Organization Name BROOKE USA INC
EIN 33-1173163
Tax Period 201612
Filing Type E
Return Type 990
File View File

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
1751697106 2020-04-10 0457 PPP 2333 Alexandria Drive, LEXINGTON, KY, 40504-3215
Loan Status Date 2021-01-13
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 80177
Loan Approval Amount (current) 80177
Undisbursed Amount 0
Franchise Name -
Lender Location ID 45120
Servicing Lender Name Valley National Bank
Servicing Lender Address 615 Main Ave, PASSAIC, NJ, 07055-5066
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address LEXINGTON, FAYETTE, KY, 40504-3215
Project Congressional District KY-06
Number of Employees 4
NAICS code 813219
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Non-Profit Organization
Originating Lender ID 45120
Originating Lender Name Valley National Bank
Originating Lender Address PASSAIC, NJ
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 80695.92
Forgiveness Paid Date 2020-12-10
6179748301 2021-01-26 0457 PPS 2333 Alexandria Dr, Lexington, KY, 40504-3215
Loan Status Date 2021-11-11
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 64882.5
Loan Approval Amount (current) 64882.5
Undisbursed Amount 0
Franchise Name -
Lender Location ID 45120
Servicing Lender Name Valley National Bank
Servicing Lender Address 615 Main Ave, PASSAIC, NJ, 07055-5066
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Lexington, FAYETTE, KY, 40504-3215
Project Congressional District KY-06
Number of Employees 3
NAICS code 813219
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Non-Profit Organization
Originating Lender ID 45120
Originating Lender Name Valley National Bank
Originating Lender Address PASSAIC, NJ
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 65313.25
Forgiveness Paid Date 2021-09-29

Sources: Kentucky Secretary of State