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A&W Restaurants, Inc.

A&W Restaurants, Inc.

Company Details

Name:	A&W Restaurants, Inc.
Legal type:	Foreign Corporation
Status:	Active
Standing:	Good
Profit or Non-Profit:	Profit
File Date:	22 Jan 2013 (12 years ago)
Organization Date:	18 Feb 1982 (43 years ago)
Authority Date:	22 Jan 2013 (12 years ago)
Last Annual Report:	23 May 2024 (a year ago)
Organization Number:	0847785
Industry:	Eating and Drinking Places
Number of Employees:	Medium (20-99)
ZIP code:	40511
City:	Lexington
Primary County:	Fayette County
Principal Office:	1648 McGrathiana Parkway, Suite 380, Lexington, KY 40511
Place of Formation:	MICHIGAN

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

A&W RESTAURANTS, INC. 401(K) PLAN

2023

951627375

2024-07-23

A&W RESTAURANTS, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	551112
Sponsor’s telephone number	8597211326
Plan sponsor’s address	1648 MCGRATHIANA PARKWAY, SUITE 380, LEXINGTON, KY, 40511

Plan administrator’s name and address

Administrator’s EIN	611211399
Plan administrator’s name	MCGREGOR & ASSOCIATES, INC
Plan administrator’s address	997 GOVERNORS LANE, SUITE 175, LEXINGTON, KY, 40513
Administrator’s telephone number	8592334377

Signature of

Role	Plan administrator
Date	2024-07-23
Name of individual signing	DREW FOUNTAIN
Valid signature	Filed with authorized/valid electronic signature

A&W RESTAURANTS, INC 401(K) PLAN

2022

951627375

2023-08-25

A&W RESTAURANTS, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	551112
Sponsor’s telephone number	8597211326
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2023-08-25
Name of individual signing	HAYLEY SMALLWOOD
Valid signature	Filed with authorized/valid electronic signature

A&W RESTAURANTS, INC 401(K) PLAN

2021

951627375

2022-07-15

A&W RESTAURANTS, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	551112
Sponsor’s telephone number	8597211319
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2022-07-15
Name of individual signing	JODI SHEPHERD
Valid signature	Filed with authorized/valid electronic signature

A&W RESTAURANTS, INC 401(K) PLAN

2020

951627375

2021-05-06

A&W RESTAURANTS, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	551112
Sponsor’s telephone number	8597211319
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2021-05-06
Name of individual signing	JODI GARRISON
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2021-05-06
Name of individual signing	JODI GARRISON
Valid signature	Filed with authorized/valid electronic signature

A&W RESTAURANTS, INC 401(K) PLAN

2019

951627375

2020-06-18

A&W RESTAURANTS, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	551112
Sponsor’s telephone number	8597211319
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2020-06-18
Name of individual signing	JODI M GARRISON
Valid signature	Filed with authorized/valid electronic signature

A&W RESTAURANTS, INC 401(K) PLAN

2018

951627375

2019-06-05

A&W RESTAURANTS, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	551112
Sponsor’s telephone number	8597211319
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2019-06-05
Name of individual signing	JODI GARRISON
Valid signature	Filed with authorized/valid electronic signature

A&W RESTAURANTS, INC 401(K) PLAN

2017

951627375

2018-06-25

A&W RESTAURANTS, INC.

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	722513
Sponsor’s telephone number	8597211319
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2018-06-25
Name of individual signing	JODI GARRISON
Valid signature	Filed with authorized/valid electronic signature

A&W RESTAURANTS, INC 401(K) PLAN

2016

951627375

2017-07-20

A&W RESTAURANTS, INC

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	722513
Sponsor’s telephone number	8597211319
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2017-07-20
Name of individual signing	JODI GARRISON
Valid signature	Filed with authorized/valid electronic signature

A&W RESTAURANTS, INC 401(K) PLAN

2015

951627375

2016-07-30

A&W RESTAURANTS, INC

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	722513
Sponsor’s telephone number	8597211319
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2016-06-03
Name of individual signing	JODI GARRISON
Valid signature	Filed with authorized/valid electronic signature

A&W RESTAURANTS, INC 401(K) PLAN

2014

951627375

2015-07-22

A&W RESTAURANTS, INC

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	722513
Sponsor’s telephone number	8597211326
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2015-07-22
Name of individual signing	JODI GARRISON
Valid signature	Filed with authorized/valid electronic signature

File	https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/18/20140718163952P040045113751001.pdf
Three-digit plan number (PN)	002
Effective date of plan	2013-01-01
Business code	722513
Sponsor’s telephone number	8597211326
Plan sponsor’s address	1648 MCGRATHIANA PKWY, SUITE 380, LEXINGTON, KY, 40511

Signature of

Role	Plan administrator
Date	2014-07-18
Name of individual signing	JANICE H PRATT
Valid signature	Filed with authorized/valid electronic signature

Registered Agent

Name	Role
CORPORATION SERVICE COMPANY	Registered Agent

Treasurer

Name	Role
Kevin M Bazner	Treasurer

President

Name	Role
Kevin M. Bazner	President

Secretary

Name	Role
Paul Martino	Secretary

Director

Name	Role
KEVIN M. BAZNER	Director
PAUL MARTINO	Director
SEE CI KIONG	Director

Assumed Names

Name	Status	Expiration Date
A&W BURGERS CHICKEN FLOATS	Inactive	2023-06-19

Filings

Name	File Date
Annual Report	2024-05-23
Annual Report	2023-05-16
Annual Report	2022-06-13
Annual Report Amendment	2021-07-22
Annual Report	2020-06-29
Annual Report	2019-06-20
Annual Report	2018-06-07
Name Renewal	2018-01-24
Annual Report	2017-06-13
Annual Report	2016-06-08
Registered Agent name/address change	2015-10-27
Annual Report	2015-06-16
Registered Agent name/address change	2014-06-03
Annual Report	2014-03-26
Certificate of Assumed Name	2013-06-19

Paycheck Protection Program

Loan Number

Loan Funded Date

SBA Origination Office Code

Loan Delivery Method

Borrower Street Address

6617867100

2020-04-14

0457

PPP

1648 MCGRATHIANA PKWY STE 380, LEXINGTON, KY, 40511-1339

Loan Status Date	2021-05-19
Loan Status	Paid in Full
Loan Maturity in Months	24
SBA Guaranty Percentage	100
Loan Approval Amount (at origination)	880600
Loan Approval Amount (current)	680000
Undisbursed Amount	0
Franchise Name	-
Lender Location ID	58036
Servicing Lender Name	Fifth Third Bank
Servicing Lender Address	38 Fountain Sq Plz, CINCINNATI, OH, 45263
Rural or Urban Indicator	U
Hubzone	N
LMI	N
Business Age Description	Existing or more than 2 years old
Project Address	LEXINGTON, FAYETTE, KY, 40511-1339
Project Congressional District	KY-06
Number of Employees	101
NAICS code	722513
Borrower Race	Unanswered
Borrower Ethnicity	Unknown/NotStated
Business Type	Corporation
Originating Lender ID	58036
Originating Lender Name	Fifth Third Bank
Originating Lender Address	CINCINNATI, OH
Gender	Unanswered
Veteran	Unanswered
Forgiveness Amount	686818.89
Forgiveness Paid Date	2021-04-22

Court Cases

Docket Number

Nature of Suit

Filing Date

Disposition

0200476

Other Contract Actions

2002-10-16

settled

Circuit	Sixth Circuit
Origin	removed (began in the state court, removed to the district court)
Jurisdiction	diversity of citizenship
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	other
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	5
Filing Date	2002-10-16
Termination Date	2003-09-18
Section	1441
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	GROWTH MANAGEMENT,
Role	Defendant

0200533

Other Contract Actions

2002-11-26

settled

Circuit	Sixth Circuit
Origin	original proceeding
Jurisdiction	diversity of citizenship
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	order entered
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	5
Filing Date	2002-11-26
Termination Date	2004-12-17
Section	1441
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	ALPINE STORES, INC.,
Role	Defendant

0500541

Other Contract Actions

2005-09-22

voluntarily

Circuit	Sixth Circuit
Origin	original proceeding
Jurisdiction	diversity of citizenship
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	3
Filing Date	2005-09-22
Termination Date	2006-09-06
Section	1391
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	GEURINK, INC.
Role	Defendant

0500757

Other Contract Actions

2005-11-10

transfer to another district

Circuit	Sixth Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Missing
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	3
Filing Date	2005-11-10
Termination Date	2006-10-03
Date Issue Joined	2005-12-22
Section	1121
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	COOK CORPORATION, INCORPORATED
Role	Defendant

0800612

Franchise

2008-11-24

statistical closing

Circuit	Sixth Circuit
Origin	transferred from another district(pursuant to 28 USC 1404)
Jurisdiction	diversity of citizenship
Jury Demand	Plaintiff demands jury
Demanded Amount	50000
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	3
Filing Date	2008-11-24
Termination Date	2008-12-16
Section	1332
Sub Section	BC
Status	Terminated

Parties

Name	PRESSDOUGH OF BISMARCK, LLC
Role	Plaintiff

Name	A&W Restaurants, Inc.
Role	Defendant

0800623

Trademark

2008-12-01

default

Circuit	Sixth Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	order entered
Nature Of Judgment	monetary award only
Judgement	plaintiff
Arbitration On Termination	Missing
Office	3
Filing Date	2008-12-01
Termination Date	2009-02-26
Section	1051
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	LUCAS
Role	Defendant

0900277

Trademark

2009-04-13

default

Circuit	Sixth Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	75000
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	monetary award only
Judgement	plaintiff
Arbitration On Termination	Missing
Office	3
Filing Date	2009-04-13
Termination Date	2009-06-11
Section	1051
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	BAKER,
Role	Defendant

0900789

Trademark

2009-09-29

settled

Circuit	Sixth Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	75000
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	3
Filing Date	2009-09-29
Termination Date	2009-12-10
Section	1338
Sub Section	TR
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	KAMI FOODS, INC.,
Role	Defendant

0900789

Trademark

2010-01-25

voluntarily

Circuit	Sixth Circuit
Origin	reinstated/reopened (previously opened and closed, reopened for additional action)
Jurisdiction	federal question
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	75000
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	3
Filing Date	2010-01-25
Termination Date	2010-07-12
Section	1338
Sub Section	TR
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	KAMI FOODS, INC.,
Role	Defendant

1000051

Trademark

2010-01-21

voluntarily

Circuit	Sixth Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	100000
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	3
Filing Date	2010-01-21
Termination Date	2010-04-29
Section	1331
Sub Section	TR
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	KARADSHEH,
Role	Defendant

1000744

Trademark

2010-12-14

voluntarily

Circuit	Sixth Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Neither plaintiff nor defendant demands jury
Demanded Amount	0
Termination Class Action	Missing
Procedural Progress	no court action
Nature Of Judgment	no monetary award
Judgement	missing
Arbitration On Termination	Missing
Office	3
Filing Date	2010-12-14
Termination Date	2011-02-22
Section	1331
Sub Section	TR
Status	Terminated

Parties

Name	A&W Restaurants, Inc.
Role	Plaintiff

Name	SINGH
Role	Defendant

Sources: Kentucky Secretary of State

A&W Restaurants, Inc.

Company Details

form 5500

Registered Agent

Treasurer

President

Secretary

Director

Assumed Names

Filings

Paycheck Protection Program

Court Cases

Related by officers

Related by address