|
FALLON HOLDINGS INC. 401(K) PLAN
|
2019
|
464606137
|
2020-09-30
|
FALLON HOLDINGS INC.
|
6
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2014-01-22
|
| Business code |
524210
|
| Sponsor’s telephone number |
5028176286
|
| Plan
sponsor’s DBA name |
FALLON INSURANCE & FINANCIAL SERVICES, LLC
|
| Plan sponsor’s mailing address |
6003 PLEASANT COLONY COURT, SUITE #5, CRESTWOOD, KY, 40014
|
| Plan sponsor’s
address |
1613 FOREST HILL DRIVE, LOUISVILLE, KY, 40205
|
Number of participants as of the end of the plan year
| Active participants |
4 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
4 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2020-09-30 |
| Name of individual signing |
BRYAN FALLON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2020-09-30 |
| Name of individual signing |
BRYAN FALLON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
FALLON HOLDINGS INC. 401(K) PLAN
|
2018
|
464606137
|
2019-10-07
|
FALLON HOLDINGS INC.
|
6
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2014-01-22
|
| Business code |
524210
|
| Sponsor’s telephone number |
5022438118
|
| Plan
sponsor’s DBA name |
FALLON INSURANCE & FINANCIAL SERVICES, LLC
|
| Plan sponsor’s mailing address |
6003 PLEASANT COLONY COURT, SUITE #5, CRESTWOOD, KY, 40014
|
| Plan sponsor’s
address |
1613 FOREST HILL DRIVE, LOUISVILLE, KY, 40205
|
Number of participants as of the end of the plan year
| Active participants |
6 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
4 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2019-10-07 |
| Name of individual signing |
BRYAN FALLON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2019-10-07 |
| Name of individual signing |
BRYAN FALLON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
FALLON HOLDINGS INC. 401(K) PLAN
|
2015
|
464606137
|
2017-10-16
|
FALLON HOLDINGS INC.
|
1
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2014-01-22
|
| Business code |
524210
|
| Sponsor’s telephone number |
5022438118
|
| Plan sponsor’s mailing address |
6003 PLEASANT COLONY COURT, SUITE #5, CRESTWOOD, KY, 40014
|
| Plan sponsor’s
address |
1613 FOREST HILL DRIVE, LOUISVILLE, KY, 40205
|
Number of participants as of the end of the plan year
| Active participants |
5 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
5 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2017-10-16 |
| Name of individual signing |
BRYAN FALLON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2017-10-16 |
| Name of individual signing |
BRYAN FALLON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
FALLON HOLDINGS INC. 401(K) PLAN
|
2015
|
464606137
|
2016-10-17
|
FALLON HOLDINGS INC.
|
1
|
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2014-01-22
|
| Business code |
524210
|
| Sponsor’s telephone number |
5022438118
|
| Plan sponsor’s mailing address |
6003 PLEASANT COLONY COURT, SUITE #5, CRESTWOOD, KY, 40014
|
| Plan sponsor’s
address |
1613 FOREST HILL DRIVE, LOUISVILLE, KY, 40205
|
Number of participants as of the end of the plan year
| Active participants |
5 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
5 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2016-10-17 |
| Name of individual signing |
BRYAN FALLON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2016-10-17 |
| Name of individual signing |
BRYAN FALLON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
