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  5. HEICK HESTER SMITH & ASSOCIATES, LLC

HEICK HESTER SMITH & ASSOCIATES, LLC

Company Details

Name: HEICK HESTER SMITH & ASSOCIATES, LLC
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
Profit or Non-Profit: Profit
File Date: 14 Nov 2017 (7 years ago)
Organization Date: 14 Nov 2017 (7 years ago)
Last Annual Report: 23 Jan 2025 (3 months ago)
Managed By: Managers
Organization Number: 1002306
Industry: Holding and other Investment Offices
Number of Employees: Medium (20-99)
ZIP code: 40243
City: Louisville, Douglass Hills, Douglass Hls, Middletown...
Primary County: Jefferson County
Principal Office: 408 BLANKENBAKER PARKWAY, SUITE 100, LOUISVILLE, KY 40243
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HEICK HESTER SMITH & ASSOCIATES LLC CBS BENEFIT PLAN 2023 611275187 2024-12-30 HEICK HESTER SMITH & ASSOCIATES LLC 36
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 523900
Sponsor’s telephone number 5024893900
Plan sponsor’s address 408 BLANKENBAKER PARKWAY, STE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name JOSEPH HSU
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2024-12-30
Name of individual signing JOSEPH HSU
Valid signature Filed with authorized/valid electronic signature
HEICK HESTER SMITH & ASSOCIATES LLC CBS BENEFIT PLAN 2022 611275187 2023-12-27 HEICK HESTER SMITH & ASSOCIATES LLC 31
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 523900
Sponsor’s telephone number 5024893900
Plan sponsor’s address 408 BLANKENBAKER PARKWAY, STE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2023-12-27
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
HEICK HESTER SMITH & ASSOCIATES LLC CBS BENEFIT PLAN 2021 611275187 2022-12-29 HEICK HESTER SMITH & ASSOCIATES LLC 30
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 523900
Sponsor’s telephone number 5024893900
Plan sponsor’s address 408 BLANKENBAKER PARKWAY, STE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2022-12-29
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
HEICK HESTER SMITH & ASSOCIATES LLC CBS BENEFIT PLAN 2020 611275187 2021-12-14 HEICK HESTER SMITH & ASSOCIATES LLC 31
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 523900
Sponsor’s telephone number 5024893900
Plan sponsor’s address 408 BLANKENBAKER PARKWAY, STE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2021-12-14
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2014 611275187 2015-08-07 HEICK, HESTER, SMITH & ASSOCIATES 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Signature of
Role Plan administrator
Date 2015-08-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-08-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2013 611275187 2014-05-07 HEICK, HESTER, SMITH & ASSOCIATES 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Signature of
Role Plan administrator
Date 2014-05-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-05-07
Name of individual signing JOHN W SMITH
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2012 611275187 2013-08-01 HEICK, HESTER, SMITH & ASSOCIATES 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Signature of
Role Plan administrator
Date 2013-08-01
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2011 611275187 2012-08-07 HEICK, HESTER, SMITH & ASSOCIATES 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 611275187
Plan administrator’s name HEICK, HESTER, SMITH & ASSOCIATES
Plan administrator’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243
Administrator’s telephone number 5024896900

Signature of
Role Plan administrator
Date 2012-08-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-08-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2010 611275187 2011-07-27 HEICK, HESTER, SMITH & ASSOCIATES 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 611275187
Plan administrator’s name HEICK, HESTER, SMITH & ASSOCIATES
Plan administrator’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243
Administrator’s telephone number 5024896900

Signature of
Role Plan administrator
Date 2011-07-27
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
JOHN W. MSITH Registered Agent

Organizer

Name Role
JOHN W. SMITH Organizer

Member

Name Role
Stephen T Hester Member
Scott A Edwards Member
Todd C O'Neil Member
Carl W Heick III Member
Jeff D Bellucci Member

Manager

Name Role
John Weldon Smith Manager

Former Company Names

Name Action
CARDINAL POINTE FINANCIAL GROUP, LLC Old Name

Assumed Names

Name Status Expiration Date
CARDINAL POINTE FINANCIAL GROUP Inactive 2023-02-09

Filings

Name File Date
Annual Report 2025-01-23
Annual Report 2024-02-28
Certificate of Assumed Name 2023-09-08
Annual Report 2023-03-03
Annual Report 2022-02-01
Annual Report 2021-02-09
Annual Report 2020-02-12
Annual Report 2019-06-27
Certificate of Withdrawal of Assumed Name 2018-06-12
Certificate of Assumed Name 2018-02-09

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
9636717209 2020-04-28 0457 PPP 408 BLANKENBAKER PKWY, LOUISVILLE, KY, 40243-1896
Loan Status Date 2021-02-09
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 369321
Loan Approval Amount (current) 369321
Undisbursed Amount 0
Franchise Name -
Lender Location ID 27643
Servicing Lender Name The Peoples Bank
Servicing Lender Address 201 N Bardstown Rd, MOUNT WASHINGTON, KY, 40047-7645
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address LOUISVILLE, JEFFERSON, KY, 40243-1896
Project Congressional District KY-03
Number of Employees 29
NAICS code 523930
Borrower Race Unanswered
Borrower Ethnicity Not Hispanic or Latino
Business Type Limited Liability Company(LLC)
Originating Lender ID 27643
Originating Lender Name The Peoples Bank
Originating Lender Address MOUNT WASHINGTON, KY
Gender Male Owned
Veteran Unanswered
Forgiveness Amount 371911.31
Forgiveness Paid Date 2021-01-20

Related by officers

JOHN W. SMITH

BUSINESS CENTERS, LLC GENERAL MEDICAL CORPORATION HORSE CAVE MOTEL, INCORPORATED LOUISVILLE SURGICAL SUPPLY COMPANY THE MADISON-CLARK COMPANY, INC. WINCHESTER-MADISON LAUNDRY AND CLEANERS COMPANY MARANATHA COMMUNICATIONS, INC. MO/KITA DISTRIBUTING COMPANY, INC. HELPING HAND CONSULTANTS, INC. BARNABAS HOME, INC.

Stephen T Hester

HEICK, HESTER, SMITH LLC HEICK, HESTER, SMITH MANAGEMENT SOLUTIONS, INC.

Carl W Heick III

HEICK, HESTER, SMITH LLC CARL WILLIAM HEICK III, INC.

Related by address

408 BLANKENBAKER PARKWAY, SUITE 100, LOUISVILLE, KY 40243

HEICK HESTER SMITH & ASSOCIATES LLP

Sources: Kentucky Secretary of State

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