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  5. HEICK HESTER SMITH & ASSOCIATES, LLC

HEICK HESTER SMITH & ASSOCIATES, LLC

Company Details

Name: HEICK HESTER SMITH & ASSOCIATES, LLC
Jurisdiction: Kentucky
Profit or Non-Profit: Profit
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
File Date: 14 Nov 2017 (7 years ago)
Organization Date: 14 Nov 2017 (7 years ago)
Last Annual Report: 28 Feb 2024 (a year ago)
Managed By: Managers
Organization Number: 1002306
Industry: Holding and other Investment Offices
Number of Employees: Medium (20-99)
ZIP code: 40243
Primary County: Jefferson
Principal Office: 408 BLANKENBAKER PARKWAY, SUITE 100, LOUISVILLE, KY 40243
Place of Formation: KENTUCKY

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HEICK HESTER SMITH & ASSOCIATES LLC CBS BENEFIT PLAN 2022 611275187 2023-12-27 HEICK HESTER SMITH & ASSOCIATES LLC 31
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 523900
Sponsor’s telephone number 5024893900
Plan sponsor’s address 408 BLANKENBAKER PARKWAY, STE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2023-12-27
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
HEICK HESTER SMITH & ASSOCIATES LLC CBS BENEFIT PLAN 2021 611275187 2022-12-29 HEICK HESTER SMITH & ASSOCIATES LLC 30
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 523900
Sponsor’s telephone number 5024893900
Plan sponsor’s address 408 BLANKENBAKER PARKWAY, STE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2022-12-29
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
HEICK HESTER SMITH & ASSOCIATES LLC CBS BENEFIT PLAN 2020 611275187 2021-12-14 HEICK HESTER SMITH & ASSOCIATES LLC 31
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 523900
Sponsor’s telephone number 5024893900
Plan sponsor’s address 408 BLANKENBAKER PARKWAY, STE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2021-12-14
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2014 611275187 2015-08-07 HEICK, HESTER, SMITH & ASSOCIATES 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Signature of
Role Plan administrator
Date 2015-08-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-08-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2013 611275187 2014-05-07 HEICK, HESTER, SMITH & ASSOCIATES 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Signature of
Role Plan administrator
Date 2014-05-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-05-07
Name of individual signing JOHN W SMITH
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2012 611275187 2013-08-01 HEICK, HESTER, SMITH & ASSOCIATES 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Signature of
Role Plan administrator
Date 2013-08-01
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2011 611275187 2012-08-07 HEICK, HESTER, SMITH & ASSOCIATES 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 611275187
Plan administrator’s name HEICK, HESTER, SMITH & ASSOCIATES
Plan administrator’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243
Administrator’s telephone number 5024896900

Signature of
Role Plan administrator
Date 2012-08-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-08-07
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature
HEICK, HESTER, SMITH & ASSOCIATES 401(K) PLAN 2010 611275187 2011-07-27 HEICK, HESTER, SMITH & ASSOCIATES 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1996-01-01
Business code 523120
Sponsor’s telephone number 5024896900
Plan sponsor’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243

Plan administrator’s name and address
Administrator’s EIN 611275187
Plan administrator’s name HEICK, HESTER, SMITH & ASSOCIATES
Plan administrator’s address 408 BLANKENBAKER PKWY., SUITE 100, LOUISVILLE, KY, 40243
Administrator’s telephone number 5024896900

Signature of
Role Plan administrator
Date 2011-07-27
Name of individual signing JOHN W. SMITH
Valid signature Filed with authorized/valid electronic signature

Manager

Name Role
John Weldon Smith Manager

Member

Name Role
Carl W Heick III Member
Stephen T Hester Member
Scott A Edwards Member
Todd C O'Neil Member
Jeff D Bellucci Member

Registered Agent

Name Role
JOHN W. MSITH Registered Agent

Organizer

Name Role
JOHN W. SMITH Organizer

Former Company Names

Name Action
CARDINAL POINTE FINANCIAL GROUP, LLC Old Name

Assumed Names

Name Status Expiration Date
CARDINAL POINTE FINANCIAL GROUP Inactive 2023-02-09

Filings

Name File Date
Annual Report 2024-02-28
Certificate of Assumed Name 2023-09-08
Annual Report 2023-03-03
Annual Report 2022-02-01
Annual Report 2021-02-09
Annual Report 2020-02-12
Annual Report 2019-06-27
Certificate of Withdrawal of Assumed Name 2018-06-12
Certificate of Assumed Name 2018-02-09
Amendment 2018-02-05

Related by officers

Carl W Heick III

HEICK, HESTER, SMITH LLC CARL WILLIAM HEICK III, INC.

Stephen T Hester

HEICK, HESTER, SMITH LLC HEICK, HESTER, SMITH MANAGEMENT SOLUTIONS, INC.

JOHN W. SMITH

BUSINESS CENTERS, LLC HORSE CAVE MOTEL, INCORPORATED LOUISVILLE SURGICAL SUPPLY COMPANY THE MADISON-CLARK COMPANY, INC. WINCHESTER-MADISON LAUNDRY AND CLEANERS COMPANY MARANATHA COMMUNICATIONS, INC. MO/KITA DISTRIBUTING COMPANY, INC. HELPING HAND CONSULTANTS, INC. BARNABAS HOME, INC. DAKOTA REALTY, INC.

Related by address

408 BLANKENBAKER PARKWAY, SUITE 100, LOUISVILLE, KY 40243

HEICK HESTER SMITH & ASSOCIATES LLP

Date of last update: 13 Jan 2025

Sources: Kentucky Secretary of State

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