|
ASHLAND HERCULES GROUP BENEFIT PLAN
|
2016
|
200865835
|
2017-10-11
|
ASHLAND INC.
|
18060
|
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
1967-05-01
|
| Business code |
551112
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512
|
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
| Active participants |
7139 |
| Retired or separated participants receiving
benefits |
11299 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2017-10-11 |
| Name of individual signing |
DENISE BRADY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES GROUP BENEFIT PLAN
|
2015
|
200865835
|
2016-10-13
|
ASHLAND INC.
|
17928
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
501
|
| Effective date of plan |
1967-05-01
|
| Business code |
551112
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512
|
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
| Active participants |
6486 |
| Retired or separated participants receiving
benefits |
11314 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2016-10-13 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC EMPLOYEE SAVINGS PLAN
|
2015
|
200865835
|
2016-09-22
|
ASHLAND INC
|
10515
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
010
|
| Effective date of plan |
1964-06-01
|
| Business code |
551112
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512
|
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
| Active participants |
10027 |
| Retired or separated participants receiving
benefits |
1006 |
| Other
retired or separated participants entitled to future benefits |
8055 |
| Number of
participants
with
account balances as of the end of the plan year |
10027 |
Signature of
| Role |
Plan administrator |
| Date |
2016-09-22 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. SAVINGS PLAN MASTER TRUST
|
2015
|
200865835
|
2016-09-22
|
ASHLAND, INC.
|
No data
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
030
|
| Effective date of plan |
2011-01-01
|
| Business code |
551112
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 405124000
|
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509
|
Signature of
| Role |
Plan administrator |
| Date |
2016-09-22 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC UNION SAVINGS PLAN
|
2015
|
200865835
|
2016-09-22
|
ASHLAND INC
|
270
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
020
|
| Effective date of plan |
1963-07-01
|
| Business code |
424600
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512
|
| Plan sponsor’s
address |
50 EAST RIVER CENTER BLVD, ATTN PENSION TRUST DEPT, COVINGTON, KY, 41012
|
Number of participants as of the end of the plan year
| Active participants |
219 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
29 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
4 |
| Number of
participants
with
account balances as of the end of the plan year |
235 |
Signature of
| Role |
Plan administrator |
| Date |
2016-09-22 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PENSION PLAN FOR HOURLY EMPLOYEES OF ASHLAND CHEMICAL COMPANY
|
2014
|
200865835
|
2016-07-01
|
ASHLAND INC.
|
465
|
|
| Three-digit plan number (PN) |
007
|
| Effective date of plan |
1955-10-01
|
| Business code |
325100
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512
|
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
| Active participants |
91 |
| Retired or separated participants receiving
benefits |
202 |
| Other
retired or separated participants entitled to future benefits |
56 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
56 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
1 |
Signature of
| Role |
Plan administrator |
| Date |
2016-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC LEVERAGED EMPLOYEE STOCK OWNERSHIP PLAN
|
2014
|
200865835
|
2016-07-01
|
ASHLAND INC.
|
2320
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
101
|
| Effective date of plan |
1985-10-01
|
| Business code |
325100
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
P.O. BOX 14000, LEXINGTON, KY, 40512
|
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
| Retired or separated participants receiving
benefits |
129 |
| Other
retired or separated participants entitled to future benefits |
58 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
34 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2016-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES PENSION PLAN
|
2014
|
200865835
|
2016-07-01
|
ASHLAND INC.
|
56785
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1913-01-01
|
| Business code |
424600
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512
|
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
| Active participants |
2787 |
| Retired or separated participants receiving
benefits |
21547 |
| Other
retired or separated participants entitled to future benefits |
9285 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
4957 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
15 |
Signature of
| Role |
Plan administrator |
| Date |
2016-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER TRUST
|
2014
|
200865835
|
2016-07-01
|
ASHLAND INC.
|
No data
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
103
|
| Effective date of plan |
1976-04-01
|
| Business code |
325100
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 45012
|
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509
|
Signature of
| Role |
Plan administrator |
| Date |
2016-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC EMPLOYEE SAVINGS PLAN
|
2014
|
200865835
|
2015-10-15
|
ASHLAND INC
|
11654
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
010
|
| Effective date of plan |
1964-06-01
|
| Business code |
551112
|
| Sponsor’s telephone number |
8593577777
|
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512
|
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
| Active participants |
5175 |
| Retired or separated participants receiving
benefits |
1501 |
| Other
retired or separated participants entitled to future benefits |
4669 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
510 |
| Number of
participants
with
account balances as of the end of the plan year |
10515 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-15 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. SAVINGS PLAN MASTER TRUST
|
2014
|
200865835
|
2015-10-15
|
ASHLAND INC
|
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/15/20151015092844P040050586833001.pdf |
| Three-digit plan number (PN) |
030 |
| Effective date of plan |
2011-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-15 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC UNION SAVINGS PLAN
|
2014
|
200865835
|
2015-10-15
|
ASHLAND INC
|
270
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/15/20151015092810P040021083455001.pdf |
| Three-digit plan number (PN) |
020 |
| Effective date of plan |
1963-07-01 |
| Business code |
424600 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
50 EAST RIVER CENTER BLVD, ATTN PENSION TRUST DEPT, COVINGTON, KY, 41012 |
Number of participants as of the end of the plan year
| Active participants |
237 |
| Retired or separated participants receiving
benefits |
12 |
| Other
retired or separated participants entitled to future benefits |
16 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
2 |
| Number of
participants
with
account balances as of the end of the plan year |
251 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-15 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES GROUP BENEFIT PLAN
|
2014
|
200865835
|
2015-10-09
|
ASHLAND INC.
|
19607
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/09/20151009095926P040034475271001.pdf |
| Three-digit plan number (PN) |
501 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
6667 |
| Retired or separated participants receiving
benefits |
11550 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. EXECUTIVE PHYSICAL PLAN
|
2014
|
200865835
|
2015-10-09
|
ASHLAND INC.
|
143
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/09/20151009095811P040030191949001.pdf |
| Three-digit plan number (PN) |
606 |
| Effective date of plan |
2004-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. TRAVEL ACCIDENT INSURANCE PLAN
|
2014
|
200865835
|
2015-10-09
|
ASHLAND INC.
|
10937
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/09/20151009095337P040030188333001.pdf |
| Three-digit plan number (PN) |
505 |
| Effective date of plan |
1965-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES DISMISSAL LAYOFF WAGE PLAN
|
2014
|
200865835
|
2015-10-09
|
ASHLAND INC.
|
303
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/09/20151009094438P030038791825001.pdf |
| Three-digit plan number (PN) |
801 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM CARE PLAN
|
2014
|
200865835
|
2015-10-09
|
ASHLAND INC.
|
200
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/09/20151009094958P040034460823001.pdf |
| Three-digit plan number (PN) |
604 |
| Effective date of plan |
2001-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES INCORPORATED DISABILITY WAGE PLAN
|
2014
|
200865835
|
2015-10-09
|
ASHLAND INC.
|
303
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/09/20151009094912P030035524055001.pdf |
| Three-digit plan number (PN) |
700 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
EMPLOYEE ASSISTANCE PROGRAM OF ASHLAND INC.
|
2014
|
200865835
|
2015-10-09
|
ASHLAND INC.
|
6038
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/09/20151009095708P040034472455001.pdf |
| Three-digit plan number (PN) |
601 |
| Effective date of plan |
1990-10-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. SEVERANCE AND SICK PAY PLAN
|
2014
|
200865835
|
2015-10-09
|
ASHLAND INC.
|
282
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/09/20151009095645P030035539735001.pdf |
| Three-digit plan number (PN) |
540 |
| Effective date of plan |
1971-11-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LEGAL PLAN
|
2014
|
200865835
|
2015-10-09
|
ASHLAND INC.
|
400
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/10/09/20151009095600P030038811409001.pdf |
| Three-digit plan number (PN) |
603 |
| Effective date of plan |
2002-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2015-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PENSION PLAN FOR HOURLY EMPLOYEES OF ASHLAND CHEMICAL COMPANY
|
2013
|
200865835
|
2015-07-15
|
ASHLAND INC.
|
474
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/07/15/20150715080645P040092991175001.pdf |
| Three-digit plan number (PN) |
007 |
| Effective date of plan |
1955-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
83 |
| Retired or separated participants receiving
benefits |
187 |
| Other
retired or separated participants entitled to future benefits |
143 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
52 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-07-15 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC LEVERAGED EMPLOYEE STOCK OWNERSHIP PLAN
|
2013
|
200865835
|
2015-07-15
|
ASHLAND INC.
|
2552
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/07/15/20150715080249P040092986247001.pdf |
| Three-digit plan number (PN) |
101 |
| Effective date of plan |
1985-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P.O. BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
1879 |
| Retired or separated participants receiving
benefits |
150 |
| Other
retired or separated participants entitled to future benefits |
253 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
38 |
| Number of
participants
with
account balances as of the end of the plan year |
2320 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2015-07-15 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES PENSION PLAN
|
2013
|
200865835
|
2015-07-15
|
ASHLAND INC.
|
53130
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/07/15/20150715075842P040035879741001.pdf |
| Three-digit plan number (PN) |
001 |
| Effective date of plan |
1913-01-01 |
| Business code |
424600 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
3827 |
| Retired or separated participants receiving
benefits |
25600 |
| Other
retired or separated participants entitled to future benefits |
22679 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
4679 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
32 |
Signature of
| Role |
Plan administrator |
| Date |
2015-07-15 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER TRUST
|
2013
|
200865835
|
2015-07-15
|
ASHLAND INC.
|
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2015/07/15/20150715130713P030114332065001.pdf |
| Three-digit plan number (PN) |
103 |
| Effective date of plan |
1976-04-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P.O. BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Signature of
| Role |
Plan administrator |
| Date |
2015-07-15 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC UNION SAVINGS PLAN
|
2013
|
200865835
|
2014-10-09
|
ASHLAND INC
|
305
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/10/09/20141009080203P040014607567001.pdf |
| Three-digit plan number (PN) |
020 |
| Effective date of plan |
1983-07-01 |
| Business code |
424600 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 391, COVINGTON, KY, 41012 |
| Plan sponsor’s
address |
50 EAST RIVER CENTER BLVD, ATTN PENSION TRUST DEPARTMENT, COVINGTON, KY, 41012 |
Number of participants as of the end of the plan year
| Active participants |
327 |
| Other
retired or separated participants entitled to future benefits |
16 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
2 |
| Number of
participants
with
account balances as of the end of the plan year |
270 |
Signature of
| Role |
Plan administrator |
| Date |
2014-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC SAVINGS PLAN MASTER TRUST
|
2013
|
200865835
|
2014-10-09
|
ASHLAND INC
|
12102
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/10/09/20141009081421P030012934287001.pdf |
| Three-digit plan number (PN) |
030 |
| Effective date of plan |
2011-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
10190 |
| Retired or separated participants receiving
benefits |
489 |
| Other
retired or separated participants entitled to future benefits |
15122 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
65 |
| Number of
participants
with
account balances as of the end of the plan year |
1576 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
3 |
Signature of
| Role |
Plan administrator |
| Date |
2014-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC EMPLOYEE SAVINGS PLAN
|
2013
|
200865835
|
2014-10-09
|
ASHLAND INC
|
1179
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/10/09/20141009081142P030012934031001.pdf |
| Three-digit plan number (PN) |
010 |
| Effective date of plan |
1964-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
7956 |
| Retired or separated participants receiving
benefits |
484 |
| Other
retired or separated participants entitled to future benefits |
4818 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
62 |
| Number of
participants
with
account balances as of the end of the plan year |
11654 |
Signature of
| Role |
Plan administrator |
| Date |
2014-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-10-09 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES GROUP BENEFIT PLAN
|
2013
|
200865835
|
2014-07-31
|
ASHLAND INC.
|
19038
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/31/20140731060716P040021079535001.pdf |
| Three-digit plan number (PN) |
501 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
7402 |
| Retired or separated participants receiving
benefits |
11217 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-31 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-31 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. TRAVEL ACCIDENT INSURANCE PLAN
|
2013
|
200865835
|
2014-07-31
|
ASHLAND INC.
|
11900
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/31/20140731060410P030025248941001.pdf |
| Three-digit plan number (PN) |
505 |
| Effective date of plan |
1965-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
10937 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-31 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-31 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. EXECUTIVE PHYSICAL PLAN
|
2013
|
200865835
|
2014-07-28
|
ASHLAND INC.
|
155
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/28/20140728065219P040061308225001.pdf |
| Three-digit plan number (PN) |
606 |
| Effective date of plan |
2004-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
157 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
EMPLOYEE ASSISTANCE PROGRAM OF ASHLAND INC.
|
2013
|
200865835
|
2014-07-28
|
ASHLAND INC.
|
4877
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/28/20140728065118P040004889189001.pdf |
| Three-digit plan number (PN) |
601 |
| Effective date of plan |
1990-10-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
6100 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LEGAL PLAN
|
2013
|
200865835
|
2014-07-28
|
ASHLAND INC.
|
548
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/28/20140728064915P040061303249001.pdf |
| Three-digit plan number (PN) |
603 |
| Effective date of plan |
2002-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
307 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES INCORPORATED DISABILITY WAGE PLAN
|
2013
|
200865835
|
2014-07-28
|
ASHLAND INC.
|
244
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/28/20140728064813P030019263071001.pdf |
| Three-digit plan number (PN) |
700 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
303 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES DISMISSAL LAYOFF WAGE PLAN
|
2013
|
200865835
|
2014-07-28
|
ASHLAND INC.
|
244
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/28/20140728064610P040061298369001.pdf |
| Three-digit plan number (PN) |
801 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
303 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. SEVERANCE AND SICK PAY PLAN
|
2013
|
200865835
|
2014-07-28
|
ASHLAND INC.
|
289
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/28/20140728064406P040018957423001.pdf |
| Three-digit plan number (PN) |
540 |
| Effective date of plan |
1971-11-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
282 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM CARE PLAN
|
2013
|
200865835
|
2014-07-30
|
ASHLAND INC.
|
302
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/30/20140730123825P030065979585001.pdf |
| Three-digit plan number (PN) |
604 |
| Effective date of plan |
2001-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
310 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-30 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-30 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. OCCUPATIONAL ACCIDENTAL DEATH AND DISMEMBERMENT PLAN
|
2012
|
200865835
|
2014-07-28
|
ASHLAND INC.
|
7947
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/28/20140728064003P030019255679001.pdf |
| Three-digit plan number (PN) |
522 |
| Effective date of plan |
1998-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-28 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PENSION PLAN FOR HOURLY EMPLOYEES OF ASHLAND CHEMICAL
|
2012
|
200865835
|
2014-07-10
|
ASHLAND INC
|
477
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/10/20140710060930P040010563535001.pdf |
| Three-digit plan number (PN) |
007 |
| Effective date of plan |
1955-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
86 |
| Retired or separated participants receiving
benefits |
183 |
| Other
retired or separated participants entitled to future benefits |
152 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
53 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-10 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-10 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES PENSION PLAN
|
2012
|
200865835
|
2014-07-10
|
ASHLAND INC
|
53957
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/10/20140710060550P030008934335001.pdf |
| Three-digit plan number (PN) |
001 |
| Effective date of plan |
1913-01-01 |
| Business code |
424600 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
4975 |
| Retired or separated participants receiving
benefits |
20950 |
| Other
retired or separated participants entitled to future benefits |
22833 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
4372 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
43 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-10 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-10 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC LEVERAGED EMPLOYEE STOCK OWNERSHIP PLAN
|
2012
|
200865835
|
2014-07-08
|
ASHLAND INC
|
2948
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/08/20140708064823P030002406997001.pdf |
| Three-digit plan number (PN) |
101 |
| Effective date of plan |
1985-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
2431 |
| Other
retired or separated participants entitled to future benefits |
112 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
9 |
| Number of
participants
with
account balances as of the end of the plan year |
2542 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER TRUST
|
2012
|
200865835
|
2014-07-08
|
ASHLAND INC
|
5596
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/08/20140708091950P040029034023001.pdf |
| Three-digit plan number (PN) |
103 |
| Effective date of plan |
1976-04-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
530 |
| Retired or separated participants receiving
benefits |
2152 |
| Other
retired or separated participants entitled to future benefits |
2306 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
4538 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
43 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-08 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-08 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LIFE INSURANCE PLAN
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
17176
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701103156P040006784879001.pdf |
| Three-digit plan number (PN) |
502 |
| Effective date of plan |
1951-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
THE PERMIAN CORPORATION LIFE INSURANCE PLAN
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
138
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701102641P030019597111001.pdf |
| Three-digit plan number (PN) |
513 |
| Effective date of plan |
1984-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM DISABILITY PLAN
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
3296
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701102541P030019595655001.pdf |
| Three-digit plan number (PN) |
503 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
VALVOLINE INSTANT OIL CHANGE HOURLY MEDICAL PLAN
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
815
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701102436P040008329421001.pdf |
| Three-digit plan number (PN) |
517 |
| Effective date of plan |
1999-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VOLUNTARY PERSONAL AND FAMILY ACCIDENT INSURANCE PLAN
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
1978
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701102334P030019592599001.pdf |
| Three-digit plan number (PN) |
521 |
| Effective date of plan |
1976-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. DENTAL PLAN
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
6681
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701102232P030019803889001.pdf |
| Three-digit plan number (PN) |
531 |
| Effective date of plan |
1980-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP VARIABLE UNIVERSAL LIFE INSURANCE PLAN
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
187
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701102125P030001513157001.pdf |
| Three-digit plan number (PN) |
607 |
| Effective date of plan |
2005-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VISION PLAN
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
3088
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701101917P040008327981001.pdf |
| Three-digit plan number (PN) |
605 |
| Effective date of plan |
2000-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. FLEXIBLE SPENDING ACCOUNTS PLAN
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
440
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701101708P030019588151001.pdf |
| Three-digit plan number (PN) |
650 |
| Effective date of plan |
1990-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
APAC INC. GROUP LIFE INSURANCE PLAN FOR HOURLY EMPLOYEES
|
2012
|
200865835
|
2014-07-01
|
ASHLAND INC.
|
1216
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/01/20140701101602P030019586327001.pdf |
| Three-digit plan number (PN) |
506 |
| Effective date of plan |
1972-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-01 |
| Name of individual signing |
ROBIN SWANSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. SEVERANCE AND SICK PAY PLAN
|
2012
|
200865835
|
2013-10-14
|
ASHLAND INC.
|
177
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/14/20131014124330P040013842021001.pdf |
| Three-digit plan number (PN) |
540 |
| Effective date of plan |
1971-11-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
289 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-14 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC EMPLOYEE SAVINGS PLAN
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC
|
10427
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/09/20131009074055P040010243605001.pdf |
| Three-digit plan number (PN) |
010 |
| Effective date of plan |
1964-06-01 |
| Business code |
551112 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
9668 |
| Retired or separated participants receiving
benefits |
593 |
| Other
retired or separated participants entitled to future benefits |
4584 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
28 |
| Number of
participants
with
account balances as of the end of the plan year |
11797 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. MEDICAL PLAN
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC.
|
8851
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/09/20131009085058P040033708337001.pdf |
| Three-digit plan number (PN) |
501 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
4159 |
| Retired or separated participants receiving
benefits |
3777 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
THE PERMIAN CORPORATION LIFE INSURANCE PLAN
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC.
|
138
|
|
| Three-digit plan number (PN) |
513 |
| Effective date of plan |
1984-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
111 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LIFE INSURANCE PLAN
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC.
|
17176
|
|
| Three-digit plan number (PN) |
502 |
| Effective date of plan |
1951-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
6674 |
| Retired or separated participants receiving
benefits |
10281 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM DISABILITY PLAN
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC.
|
3296
|
|
| Three-digit plan number (PN) |
503 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
3216 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VISION PLAN
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC.
|
3088
|
|
| Three-digit plan number (PN) |
605 |
| Effective date of plan |
2000-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Number of participants as of the end of the plan year
| Active participants |
3894 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC SAVINGS PLAN MASTER TRUST
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC
|
10745
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/09/20131009072555P030034183361001.pdf |
| Three-digit plan number (PN) |
030 |
| Effective date of plan |
2011-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
10007 |
| Retired or separated participants receiving
benefits |
593 |
| Other
retired or separated participants entitled to future benefits |
4591 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
29 |
| Number of
participants
with
account balances as of the end of the plan year |
12102 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP VARIABLE UNIVERSAL LIFE INSURANCE PLAN
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC.
|
187
|
|
| Three-digit plan number (PN) |
607 |
| Effective date of plan |
2005-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
158 |
| Retired or separated participants receiving
benefits |
42 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC UNION EMPLOYEE SAVINGS PLAN
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC
|
318
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/09/20131009071814P040010219445001.pdf |
| Three-digit plan number (PN) |
020 |
| Effective date of plan |
1983-07-01 |
| Business code |
424600 |
| Plan sponsor’s mailing address |
50 EAST RIVER CENTER BLVD, ATTN PENSION TRUST DEPARTMENT, COVINGTON, KY, 41012 |
| Plan sponsor’s
address |
P O BOX 391, COVINGTON, KY, 41012 |
Number of participants as of the end of the plan year
| Active participants |
339 |
| Other
retired or separated participants entitled to future benefits |
7 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
305 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. FLEXIBLE SPENDING ACCOUNTS PLAN
|
2012
|
200865835
|
2013-10-10
|
ASHLAND INC.
|
440
|
|
| Three-digit plan number (PN) |
650 |
| Effective date of plan |
1990-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
465 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-10 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. TRAVEL ACCIDENT INSURANCE PLAN
|
2012
|
200865835
|
2013-10-10
|
ASHLAND INC.
|
12020
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/10/20131010144805P040011404133001.pdf |
| Three-digit plan number (PN) |
505 |
| Effective date of plan |
1965-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
12020 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-10 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM CARE PLAN
|
2012
|
200865835
|
2013-10-11
|
ASHLAND INC.
|
112
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011063142P040031773091001.pdf |
| Three-digit plan number (PN) |
604 |
| Effective date of plan |
2001-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
110 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES INCORPORATED DISABILITY WAGE PLAN
|
2012
|
200865835
|
2013-10-11
|
ASHLAND INC.
|
244
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011063141P030030594067001.pdf |
| Three-digit plan number (PN) |
700 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
244 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES DISMISSAL LAYOFF WAGE PLAN
|
2012
|
200865835
|
2013-10-11
|
ASHLAND INC.
|
244
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011063039P040037671105001.pdf |
| Three-digit plan number (PN) |
801 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
244 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
VALVOLINE INSTANT OIL CHANGE HOURLY MEDICAL PLAN
|
2012
|
200865835
|
2013-10-11
|
ASHLAND INC.
|
815
|
|
| Three-digit plan number (PN) |
517 |
| Effective date of plan |
1999-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
827 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VOLUNTARY PERSONAL AND FAMILY ACCIDENT INSURANCE PLAN
|
2012
|
200865835
|
2013-10-11
|
ASHLAND INC.
|
1978
|
|
| Three-digit plan number (PN) |
521 |
| Effective date of plan |
1976-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
2250 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. DENTAL PLAN
|
2012
|
200865835
|
2013-10-11
|
ASHLAND INC.
|
6681
|
|
| Three-digit plan number (PN) |
531 |
| Effective date of plan |
1980-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
5533 |
| Retired or separated participants receiving
benefits |
1017 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
EMPLOYEE ASSISTANCE PROGRAM OF ASHLAND INC.
|
2012
|
200865835
|
2013-10-11
|
ASHLAND INC.
|
5115
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/11/20131011062731P030030586131001.pdf |
| Three-digit plan number (PN) |
601 |
| Effective date of plan |
1990-10-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
4877 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LEGAL PLAN
|
2012
|
200865835
|
2013-10-10
|
ASHLAND INC.
|
367
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/10/20131010145616P040004920295001.pdf |
| Three-digit plan number (PN) |
603 |
| Effective date of plan |
2002-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
548 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-10 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
APAC INC. GROUP LIFE INSURANCE PLAN FOR HOURLY EMPLOYEES
|
2012
|
200865835
|
2013-10-09
|
ASHLAND INC.
|
1216
|
|
| Three-digit plan number (PN) |
506 |
| Effective date of plan |
1972-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
1192 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-10-09 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. OCCUPATIONAL ACCIDENTAL DEATH AND DISMEMBERMENT PLAN
|
2012
|
200865835
|
2013-10-10
|
ASHLAND INC.
|
7947
|
|
| Three-digit plan number (PN) |
522 |
| Effective date of plan |
1998-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
8259 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-10 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. EXECUTIVE PHYSICAL PLAN
|
2012
|
200865835
|
2013-10-10
|
ASHLAND INC.
|
207
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/10/10/20131010145344P040004916759001.pdf |
| Three-digit plan number (PN) |
606 |
| Effective date of plan |
2004-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Number of participants as of the end of the plan year
| Active participants |
153 |
| Retired or separated participants receiving
benefits |
2 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-10 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PENSION PLAN FOR HOURLY EMPLOYEES OF ASHLAND CHEMICAL
|
2011
|
200865835
|
2013-07-15
|
ASHLAND INC
|
471
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/07/15/20130715122615P030109223269001.pdf |
| Three-digit plan number (PN) |
007 |
| Effective date of plan |
1955-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
91 |
| Retired or separated participants receiving
benefits |
175 |
| Other
retired or separated participants entitled to future benefits |
162 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
49 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-15 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-07-15 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER PENSION TRUST
|
2011
|
200865835
|
2013-07-15
|
ASHLAND INC
|
54394
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/07/15/20130715123812P030388545137001.pdf |
| Three-digit plan number (PN) |
103 |
| Effective date of plan |
1976-04-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5496 |
| Retired or separated participants receiving
benefits |
20803 |
| Other
retired or separated participants entitled to future benefits |
23919 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
4378 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
34 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-15 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-07-15 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER PENSION TRUST
|
2011
|
200865835
|
2013-07-15
|
ASHLAND INC
|
54394
|
|
| Three-digit plan number (PN) |
103 |
| Effective date of plan |
1976-04-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5496 |
| Retired or separated participants receiving
benefits |
20803 |
| Other
retired or separated participants entitled to future benefits |
23919 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
4378 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
34 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-15 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES PENSION PLAN
|
2011
|
200865835
|
2013-07-15
|
ASHLAND INC
|
53923
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/07/15/20130715123103P030109225909001.pdf |
| Three-digit plan number (PN) |
001 |
| Effective date of plan |
1913-01-01 |
| Business code |
424600 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5405 |
| Retired or separated participants receiving
benefits |
20628 |
| Other
retired or separated participants entitled to future benefits |
23595 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
4329 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
34 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-15 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-07-15 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES PENSION PLAN
|
2011
|
200865835
|
2013-07-15
|
ASHLAND INC
|
53923
|
|
| Three-digit plan number (PN) |
001 |
| Effective date of plan |
1913-01-01 |
| Business code |
424600 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5405 |
| Retired or separated participants receiving
benefits |
20628 |
| Other
retired or separated participants entitled to future benefits |
23595 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
4329 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
34 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-15 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PENSION PLAN FOR HOURLY EMPLOYEES OF ASHLAND CHEMICAL
|
2011
|
200865835
|
2013-07-15
|
ASHLAND INC
|
471
|
|
| Three-digit plan number (PN) |
007 |
| Effective date of plan |
1955-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
91 |
| Retired or separated participants receiving
benefits |
175 |
| Other
retired or separated participants entitled to future benefits |
162 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
49 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-15 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC LEVERAGED EMPLOYEE STOCK OWNERSHIP PLAN
|
2011
|
200865835
|
2013-07-12
|
ASHLAND INC
|
3044
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/07/12/20130712115719P030294205459001.pdf |
| Three-digit plan number (PN) |
101 |
| Effective date of plan |
1985-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
2797 |
| Other
retired or separated participants entitled to future benefits |
151 |
| Number of
participants
with
account balances as of the end of the plan year |
2826 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-12 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. FLEXIBLE SPENDING ACCOUNTS PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
638
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011204241P030005717297001.pdf |
| Three-digit plan number (PN) |
650 |
| Effective date of plan |
1990-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
440 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. DENTAL PLAN
|
2011
|
200865835
|
2012-10-15
|
ASHLAND INC.
|
7370
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/15/20121015063837P040001693030001.pdf |
| Three-digit plan number (PN) |
531 |
| Effective date of plan |
1980-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5438 |
| Retired or separated participants receiving
benefits |
1146 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-15 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP VARIABLE UNIVERSAL LIFE INSURANCE PLAN
|
2011
|
200865835
|
2012-10-15
|
ASHLAND INC.
|
140
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/15/20121015063121P040001692502001.pdf |
| Three-digit plan number (PN) |
607 |
| Effective date of plan |
2005-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
136 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-15 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
VALVOLINE INSTANT OIL CHANGE HOURLY MEDICAL PLAN
|
2011
|
200865835
|
2012-10-15
|
ASHLAND INC.
|
830
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/15/20121015062416P040001692246001.pdf |
| Three-digit plan number (PN) |
517 |
| Effective date of plan |
1999-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
726 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-15 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VISION PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
3283
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011175944P030029285904001.pdf |
| Three-digit plan number (PN) |
605 |
| Effective date of plan |
2000-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
3183 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
APAC INC. GROUP LIFE INSURANCE PLAN FOR HOURLY EMPLOYEES
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
1222
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011175921P030029285120001.pdf |
| Three-digit plan number (PN) |
506 |
| Effective date of plan |
1972-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
1225 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
THE PERMIAN CORPORATION LIFE INSURANCE PLAN
|
2011
|
200865835
|
2012-10-12
|
ASHLAND INC.
|
145
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/12/20121012063017P030030554640001.pdf |
| Three-digit plan number (PN) |
513 |
| Effective date of plan |
1984-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
138 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-12 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VOLUNTARY PERSONAL AND FAMILY ACCIDENT INSURANCE PLAN
|
2011
|
200865835
|
2012-10-12
|
ASHLAND INC.
|
2602
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/12/20121012062814P030005895537001.pdf |
| Three-digit plan number (PN) |
521 |
| Effective date of plan |
1976-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
1857 |
| Retired or separated participants receiving
benefits |
137 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-12 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. OCCUPATIONAL ACCIDENTAL DEATH AND DISMEMBERMENT PLAN
|
2011
|
200865835
|
2012-10-12
|
ASHLAND INC.
|
7631
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/12/20121012062510P030030547072001.pdf |
| Three-digit plan number (PN) |
522 |
| Effective date of plan |
1998-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
7971 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-12 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. MEDICAL PLAN
|
2011
|
200865835
|
2012-10-12
|
ASHLAND INC.
|
10547
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/12/20121012062407P030005894385001.pdf |
| Three-digit plan number (PN) |
501 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
4114 |
| Retired or separated participants receiving
benefits |
4699 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-12 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. EXECUTIVE PHYSICAL PLAN
|
2011
|
200865835
|
2012-10-12
|
ASHLAND INC.
|
181
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/12/20121012062154P030030542144001.pdf |
| Three-digit plan number (PN) |
606 |
| Effective date of plan |
2004-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
157 |
| Retired or separated participants receiving
benefits |
25 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-12 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LIFE INSURANCE PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
18890
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011164308P030000375110001.pdf |
| Three-digit plan number (PN) |
502 |
| Effective date of plan |
1951-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
6586 |
| Retired or separated participants receiving
benefits |
10606 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LEGAL PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
373
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011164201P030000374726001.pdf |
| Three-digit plan number (PN) |
603 |
| Effective date of plan |
2002-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
367 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM CARE PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
308
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011164035P030000374278001.pdf |
| Three-digit plan number (PN) |
604 |
| Effective date of plan |
2001-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
316 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM DISABILITY PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
4969
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011170740P030029170240001.pdf |
| Three-digit plan number (PN) |
503 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
6640 |
| Retired or separated participants receiving
benefits |
11 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. SEVERANCE AND SICK PAY PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
2262
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011163859P030000373734001.pdf |
| Three-digit plan number (PN) |
540 |
| Effective date of plan |
1971-11-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
1986 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
EMPLOYEE ASSISTANCE PROGRAM OF ASHLAND INC.
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
7347
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011163544P030000188311001.pdf |
| Three-digit plan number (PN) |
601 |
| Effective date of plan |
1990-10-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5165 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. TRAVEL ACCIDENT INSURANCE PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
16064
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011163240P030029099136001.pdf |
| Three-digit plan number (PN) |
505 |
| Effective date of plan |
1965-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
11500 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES INCORPORATED FLEXIBLE BENEFITS PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
1420
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011075122P030000661701001.pdf |
| Three-digit plan number (PN) |
596 |
| Effective date of plan |
1989-07-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES INCORPORATED DISABILITY WAGE PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
298
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011074837P030001255188001.pdf |
| Three-digit plan number (PN) |
700 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
265 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES DISMISSAL LAYOFF WAGE PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
298
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011074544P030001254692001.pdf |
| Three-digit plan number (PN) |
801 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
265 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. SAVINGS PLAN MASTER TRUST
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
17796
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011080503P030001258804001.pdf |
| Three-digit plan number (PN) |
030 |
| Effective date of plan |
2011-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
9174 |
| Retired or separated participants receiving
benefits |
640 |
| Other
retired or separated participants entitled to future benefits |
4492 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
173 |
| Number of
participants
with
account balances as of the end of the plan year |
10745 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-01 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC UNION EMPLOYEE SAVINGS PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC
|
1697
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011080349P040000704455001.pdf |
| Three-digit plan number (PN) |
020 |
| Effective date of plan |
1983-07-01 |
| Business code |
424600 |
| Sponsor’s telephone number |
8598153333 |
| Plan sponsor’s mailing address |
50 EAST RIVER CENTER BLVD, ATTN PENSION TRUST DEPARTMENT, COVINGTON, KY, 41012 |
| Plan sponsor’s
address |
P O BOX 391, COVINGTON, KY, 41012 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
50 EAST RIVER CENTER BLVD, ATTN PENSION TRUST DEPARTMENT, COVINGTON, KY, 41012 |
| Administrator’s telephone number |
8598153333 |
Number of participants as of the end of the plan year
| Active participants |
335 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
6 |
| Number of
participants
with
account balances as of the end of the plan year |
318 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-01 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC EMPLOYEE SAVINGS PLAN
|
2011
|
200865835
|
2012-10-11
|
ASHLAND INC
|
16099
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011080209P040001144838001.pdf |
| Three-digit plan number (PN) |
010 |
| Effective date of plan |
1964-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
8839 |
| Retired or separated participants receiving
benefits |
640 |
| Other
retired or separated participants entitled to future benefits |
4486 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
173 |
| Number of
participants
with
account balances as of the end of the plan year |
10427 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-01 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES LIFE/ACCIDENT & SICKNESS/ACCIDENTAL DEATH PLAN
|
2010
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
6703
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011074040P030001254164001.pdf |
| Three-digit plan number (PN) |
600 |
| Effective date of plan |
1932-09-30 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES INCORPORATED DENTAL ASSISTANCE PLAN
|
2010
|
200865835
|
2012-10-11
|
ASHLAND INC.
|
1960
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/11/20121011073520P030001253508001.pdf |
| Three-digit plan number (PN) |
580 |
| Effective date of plan |
1979-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
1517 |
| Retired or separated participants receiving
benefits |
129 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-11 |
| Name of individual signing |
JOSEPH E LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES PENSION PLAN
|
2010
|
200865835
|
2012-07-16
|
ASHLAND INC
|
56876
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/07/16/20120716100441P040004306754001.pdf |
| Three-digit plan number (PN) |
001 |
| Effective date of plan |
1913-01-01 |
| Business code |
424600 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5852 |
| Retired or separated participants receiving
benefits |
20766 |
| Other
retired or separated participants entitled to future benefits |
25168 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
3827 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-07-16 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER PENSION TRUST
|
2010
|
200865835
|
2012-07-16
|
ASHLAND INC
|
57363
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/07/16/20120716110327P040004370466001.pdf |
| Three-digit plan number (PN) |
103 |
| Effective date of plan |
1976-04-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5938 |
| Retired or separated participants receiving
benefits |
20931 |
| Other
retired or separated participants entitled to future benefits |
25343 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
3877 |
Signature of
| Role |
Plan administrator |
| Date |
2012-07-16 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PENSION PLAN FOR HOURLY EMPLOYEES OF ASHLAND CHEMICAL
|
2010
|
200865835
|
2012-07-16
|
ASHLAND INC
|
487
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/07/16/20120716090556P040004243778001.pdf |
| Three-digit plan number (PN) |
007 |
| Effective date of plan |
1955-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
86 |
| Retired or separated participants receiving
benefits |
165 |
| Other
retired or separated participants entitled to future benefits |
175 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
50 |
Signature of
| Role |
Plan administrator |
| Date |
2012-07-16 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC LEVERAGED EMPLOYEE STOCK OWNERSHIP PLAN
|
2010
|
200865835
|
2012-07-13
|
ASHLAND INC
|
3346
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/07/13/20120713105751P040001333393001.pdf |
| Three-digit plan number (PN) |
101 |
| Effective date of plan |
1985-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXIGNTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
3025 |
| Retired or separated participants receiving
benefits |
1 |
| Other
retired or separated participants entitled to future benefits |
160 |
| Number of
participants
with
account balances as of the end of the plan year |
3044 |
Signature of
| Role |
Plan administrator |
| Date |
2012-07-13 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER PENSION TRUST
|
2010
|
200865835
|
2012-07-16
|
ASHLAND INC
|
57363
|
|
| Three-digit plan number (PN) |
103 |
| Effective date of plan |
1976-04-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5938 |
| Retired or separated participants receiving
benefits |
20931 |
| Other
retired or separated participants entitled to future benefits |
25343 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
3877 |
Signature of
| Role |
Plan administrator |
| Date |
2012-07-16 |
| Name of individual signing |
JOSEPH LAKE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES INCORPORATED FLEXIBLE BENEFITS PLAN
|
2010
|
200865835
|
2011-10-17
|
ASHLAND INC
|
1709
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/17/20111017180650P040155231585001.pdf |
| Three-digit plan number (PN) |
596 |
| Effective date of plan |
1989-07-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
1355 |
| Retired or separated participants receiving
benefits |
65 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-17 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LEGAL PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
423
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013171422P040050099687001.pdf |
| Three-digit plan number (PN) |
603 |
| Effective date of plan |
2002-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
460 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LIFE INSURANCE PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
15854
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013171337P040683606640001.pdf |
| Three-digit plan number (PN) |
502 |
| Effective date of plan |
1951-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
9881 |
| Retired or separated participants receiving
benefits |
6069 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. SEVERANCE AND SICK PAY PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
600
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013171205P040683601520001.pdf |
| Three-digit plan number (PN) |
540 |
| Effective date of plan |
1971-11-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
2262 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP VARIABLE UNIVERSAL LIFE INSURANCE PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
134
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013171123P040152050945001.pdf |
| Three-digit plan number (PN) |
607 |
| Effective date of plan |
2005-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
104 |
| Retired or separated participants receiving
benefits |
36 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. FLEXIBLE SPENDING ACCOUNTS PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
696
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013171738P040683620896001.pdf |
| Three-digit plan number (PN) |
650 |
| Effective date of plan |
1990-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
651 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. MEDICAL PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
9945
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013170940P040683593248001.pdf |
| Three-digit plan number (PN) |
501 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
5037 |
| Retired or separated participants receiving
benefits |
4570 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
APAC INC. GROUP LIFE INSURANCE PLAN FOR HOURLY EMPLOYEES
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
1224
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013170904P040152047937001.pdf |
| Three-digit plan number (PN) |
506 |
| Effective date of plan |
1972-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
1229 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. TRAVEL ACCIDENT INSURANCE PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
16064
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013171502P040152055313001.pdf |
| Three-digit plan number (PN) |
505 |
| Effective date of plan |
1965-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
11500 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES INCORPORATED DENTAL ASSISTANCE PLAN
|
2010
|
200865835
|
2011-10-14
|
ASHLAND INC.
|
1960
|
|
| Three-digit plan number (PN) |
580 |
| Effective date of plan |
1979-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
1517 |
| Retired or separated participants receiving
benefits |
129 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES DISMISSAL SALARY PLAN
|
2010
|
200865835
|
2011-10-14
|
ASHLAND INC.
|
1555
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/14/20111014095602P030691506144001.pdf |
| Three-digit plan number (PN) |
800 |
| Effective date of plan |
1943-02-09 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES DISMISSAL LAYOFF WAGE PLAN
|
2010
|
200865835
|
2011-10-14
|
ASHLAND INC.
|
283
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/14/20111014100851P030691546432001.pdf |
| Three-digit plan number (PN) |
801 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
298 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES COMPREHENSIVE HEALTH CARE PLAN
|
2010
|
200865835
|
2011-10-14
|
ASHLAND INC.
|
6476
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/14/20111014100547P030021971298001.pdf |
| Three-digit plan number (PN) |
594 |
| Effective date of plan |
1983-07-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES GROUP LONG TERM DISABILITY PLAN
|
2010
|
200865835
|
2011-10-14
|
ASHLAND INC.
|
1603
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/14/20111014095316P030148913553001.pdf |
| Three-digit plan number (PN) |
702 |
| Effective date of plan |
1969-11-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES INCORPORATED DISABILITY WAGE PLAN
|
2010
|
200865835
|
2011-10-14
|
ASHLAND INC.
|
283
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/14/20111014095032P030049497863001.pdf |
| Three-digit plan number (PN) |
700 |
| Effective date of plan |
1945-02-23 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
298 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HERCULES LIFE/ACCIDENT & SICKNESS/ACCIDENTAL DEATH PLAN
|
2010
|
200865835
|
2011-10-14
|
ASHLAND INC.
|
6703
|
|
| Three-digit plan number (PN) |
600 |
| Effective date of plan |
1932-09-30 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
1553 |
| Retired or separated participants receiving
benefits |
4754 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VOLUNTARY PERSONAL AND FAMILY ACCIDENT INSURANCE PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
2265
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013063007P030147946737001.pdf |
| Three-digit plan number (PN) |
521 |
| Effective date of plan |
1976-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
2130 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
EMPLOYEE ASSISTANCE PROGRAM OF ASHLAND INC.
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
5752
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013062904P030049068263001.pdf |
| Three-digit plan number (PN) |
601 |
| Effective date of plan |
1990-10-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
7347 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM CARE PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
169
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013062759P030147945825001.pdf |
| Three-digit plan number (PN) |
604 |
| Effective date of plan |
2001-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
159 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC EMPLOYEE SAVINGS PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC
|
13118
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013093532P030148060929001.pdf |
| Three-digit plan number (PN) |
010 |
| Effective date of plan |
1964-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
| Plan sponsor’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
RONALD R GRIFFITH |
| Plan administrator’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
10470 |
| Retired or separated participants receiving
benefits |
602 |
| Other
retired or separated participants entitled to future benefits |
4851 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
176 |
| Number of
participants
with
account balances as of the end of the plan year |
12229 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM DISABILITY PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
3497
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013153756P040050057591001.pdf |
| Three-digit plan number (PN) |
503 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
3365 |
| Retired or separated participants receiving
benefits |
7 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
VALVOLINE INSTANT OIL CHANGE HOURLY MEDICAL PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
770
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013153736P040050057415001.pdf |
| Three-digit plan number (PN) |
517 |
| Effective date of plan |
1999-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
696 |
| Retired or separated participants receiving
benefits |
12 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VISION PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
3992
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013153727P040683293456001.pdf |
| Three-digit plan number (PN) |
605 |
| Effective date of plan |
2000-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
3906 |
| Retired or separated participants receiving
benefits |
3 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. DENTAL PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
6919
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013153711P040050057239001.pdf |
| Three-digit plan number (PN) |
531 |
| Effective date of plan |
1980-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
5534 |
| Retired or separated participants receiving
benefits |
1175 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
THE PERMIAN CORPORATION LIFE INSURANCE PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
159
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013153704P040151968977001.pdf |
| Three-digit plan number (PN) |
513 |
| Effective date of plan |
1984-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
144 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. OCCUPATIONAL ACCIDENTAL DEATH AND DISMEMBERMENT PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
6792
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013153619P040004677907001.pdf |
| Three-digit plan number (PN) |
522 |
| Effective date of plan |
1998-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
8231 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. EXECUTIVE PHYSICAL PLAN
|
2010
|
200865835
|
2011-10-13
|
ASHLAND INC.
|
128
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/10/13/20111013153546P040683287760001.pdf |
| Three-digit plan number (PN) |
606 |
| Effective date of plan |
2004-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
142 |
| Retired or separated participants receiving
benefits |
16 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-13 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC LEVERAGED EMPLOYEE STOCK OWNERSHIP PLAN
|
2009
|
200865835
|
2011-07-15
|
ASHLAND INC
|
3623
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/07/15/20110715123418P040096751681001.pdf |
| Three-digit plan number (PN) |
101 |
| Effective date of plan |
1985-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
3308 |
| Retired or separated participants receiving
benefits |
4 |
| Other
retired or separated participants entitled to future benefits |
171 |
| Number of
participants
with
account balances as of the end of the plan year |
3346 |
Signature of
| Role |
Plan administrator |
| Date |
2011-07-15 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
VALVOLINE INSTANT OIL CHANGE HOURLY MEDICAL PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
514
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014211435P070004191380001.pdf |
| Three-digit plan number (PN) |
517 |
| Effective date of plan |
1999-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
611 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. DENTAL PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
7190
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014220143P070003756262001.pdf |
| Three-digit plan number (PN) |
531 |
| Effective date of plan |
1980-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
5636 |
| Retired or separated participants receiving
benefits |
1191 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND HERCULES PENSION PLAN
|
2009
|
200865835
|
2011-07-15
|
ASHLAND INC
|
58092
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/07/15/20110715135817P040014237890001.pdf |
| Three-digit plan number (PN) |
001 |
| Effective date of plan |
1913-01-01 |
| Business code |
424600 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5766 |
| Retired or separated participants receiving
benefits |
20771 |
| Other
retired or separated participants entitled to future benefits |
27008 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
3331 |
Signature of
| Role |
Plan administrator |
| Date |
2011-07-15 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PENSION PLAN FOR HOURLY EMPLOYEES OF ASHLAND CHEMICAL
|
2009
|
200865835
|
2011-07-15
|
ASHLAND INC
|
488
|
|
| Three-digit plan number (PN) |
007 |
| Effective date of plan |
1955-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
111 |
| Retired or separated participants receiving
benefits |
168 |
| Other
retired or separated participants entitled to future benefits |
163 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
45 |
Signature of
| Role |
Plan administrator |
| Date |
2011-07-15 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER PENSION TRUST
|
2009
|
200865835
|
2011-07-18
|
ASHLAND INC
|
58580
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/07/18/20110718062833P030095641601001.pdf |
| Three-digit plan number (PN) |
103 |
| Effective date of plan |
1976-04-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5877 |
| Retired or separated participants receiving
benefits |
20939 |
| Other
retired or separated participants entitled to future benefits |
27171 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
3376 |
Signature of
| Role |
Plan administrator |
| Date |
2011-07-18 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PENSION PLAN FOR HOURLY EMPLOYEES OF ASHLAND CHEMICAL
|
2009
|
200865835
|
2011-07-18
|
ASHLAND INC
|
488
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/07/18/20110718062217P030095639521001.pdf |
| Three-digit plan number (PN) |
007 |
| Effective date of plan |
1955-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
111 |
| Retired or separated participants receiving
benefits |
168 |
| Other
retired or separated participants entitled to future benefits |
163 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
45 |
Signature of
| Role |
Plan administrator |
| Date |
2011-07-18 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER PENSION TRUST
|
2009
|
200865835
|
2011-07-15
|
ASHLAND INC
|
58580
|
|
| Three-digit plan number (PN) |
103 |
| Effective date of plan |
1976-04-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5877 |
| Retired or separated participants receiving
benefits |
20939 |
| Other
retired or separated participants entitled to future benefits |
27171 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
3376 |
Signature of
| Role |
Plan administrator |
| Date |
2011-07-15 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC DEFINED BENEFIT MASTER PENSION TRUST
|
2009
|
200865835
|
2011-07-15
|
ASHLAND INC
|
58580
|
|
| Three-digit plan number (PN) |
103 |
| Effective date of plan |
1976-04-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC |
| Plan administrator’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
5877 |
| Retired or separated participants receiving
benefits |
20939 |
| Other
retired or separated participants entitled to future benefits |
27171 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
3376 |
Signature of
| Role |
Plan administrator |
| Date |
2011-07-15 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC LEVERAGED EMPLOYEE STOCK OWNERSHIP PLAN
|
2009
|
200865835
|
2011-07-15
|
ASHLAND INC
|
3623
|
|
| Three-digit plan number (PN) |
101 |
| Effective date of plan |
1985-10-01 |
| Business code |
325100 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Plan administrator’s name |
SAME |
Number of participants as of the end of the plan year
| Active participants |
3308 |
| Retired or separated participants receiving
benefits |
4 |
| Other
retired or separated participants entitled to future benefits |
171 |
| Number of
participants
with
account balances as of the end of the plan year |
3346 |
Signature of
| Role |
Plan administrator |
| Date |
2011-07-15 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM DISABILITY PLAN
|
2009
|
200865835
|
2010-10-15
|
ASHLAND INC.
|
3973
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/15/20101015171525P040004721459001.pdf |
| Three-digit plan number (PN) |
503 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
3485 |
| Retired or separated participants receiving
benefits |
12 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-15 |
| Name of individual signing |
RONALD R GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. FLEXIBLE SPENDING ACCOUNTS PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
960
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014211616P070028025169001.pdf |
| Three-digit plan number (PN) |
650 |
| Effective date of plan |
1990-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
814 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
EMPLOYEE ASSISTANCE PROGRAM OF ASHLAND INC.
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
4937
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014211557P070004979255001.pdf |
| Three-digit plan number (PN) |
601 |
| Effective date of plan |
1990-10-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
5752 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP VARIABLE UNIVERSAL LIFE INSURANCE PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
145
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014211547P070028024257001.pdf |
| Three-digit plan number (PN) |
607 |
| Effective date of plan |
2005-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
109 |
| Retired or separated participants receiving
benefits |
30 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LEGAL PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
470
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014211547P070006274291001.pdf |
| Three-digit plan number (PN) |
603 |
| Effective date of plan |
2002-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
423 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. TRAVEL ACCIDENT INSURANCE PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
10641
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014211546P070028024081001.pdf |
| Three-digit plan number (PN) |
505 |
| Effective date of plan |
1965-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
16064 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. GROUP LIFE INSURANCE PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
18929
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014211456P070013078338001.pdf |
| Three-digit plan number (PN) |
502 |
| Effective date of plan |
1951-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
9871 |
| Retired or separated participants receiving
benefits |
7435 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
THE PERMIAN CORPORATION LIFE INSURANCE PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
164
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014211450P070004191460001.pdf |
| Three-digit plan number (PN) |
513 |
| Effective date of plan |
1984-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
160 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. OCCUPATIONAL ACCIDENTAL DEATH AND DISMEMBERMENT PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
8433
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014211447P070006800952001.pdf |
| Three-digit plan number (PN) |
522 |
| Effective date of plan |
1998-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
7805 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VISION PLAN
|
2009
|
200865835
|
2010-10-15
|
ASHLAND INC.
|
4087
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/15/20101015092436P040028884289001.pdf |
| Three-digit plan number (PN) |
605 |
| Effective date of plan |
2000-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40512 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
3799 |
| Retired or separated participants receiving
benefits |
14 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-15 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. MEDICAL PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
10017
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014041812P070005763667001.pdf |
| Three-digit plan number (PN) |
501 |
| Effective date of plan |
1967-05-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
4557 |
| Retired or separated participants receiving
benefits |
4716 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-13 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. LONG TERM CARE PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
209
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014220259P070013121570001.pdf |
| Three-digit plan number (PN) |
604 |
| Effective date of plan |
2001-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
165 |
| Retired or separated participants receiving
benefits |
4 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. EXECUTIVE PHYSICAL PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
97
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014220204P070028107601001.pdf |
| Three-digit plan number (PN) |
606 |
| Effective date of plan |
2004-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
99 |
| Retired or separated participants receiving
benefits |
9 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. VOLUNTARY PERSONAL AND FAMILY ACCIDENT INSURANCE PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
2394
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014220147P070028107089001.pdf |
| Three-digit plan number (PN) |
521 |
| Effective date of plan |
1976-01-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
2007 |
| Retired or separated participants receiving
benefits |
164 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC. SEVERANCE AND SICK PAY PLAN
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
256
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014220144P070028107057001.pdf |
| Three-digit plan number (PN) |
540 |
| Effective date of plan |
1971-11-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
600 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
APAC INC. GROUP LIFE INSURANCE PLAN FOR HOURLY EMPLOYEES
|
2009
|
200865835
|
2010-10-14
|
ASHLAND INC.
|
1161
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014220128P070028106577001.pdf |
| Three-digit plan number (PN) |
506 |
| Effective date of plan |
1972-04-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577314 |
| Plan sponsor’s mailing address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Plan sponsor’s
address |
3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
ASHLAND INC. |
| Plan administrator’s
address |
PO BOX 14000, LEXINGTON, KY, 40512 |
| Administrator’s telephone number |
8593577314 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
1226 |
| Other
retired or separated participants entitled to future benefits |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
RONALD R. GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
ASHLAND INC EMPLOYEE SAVINGS PLAN
|
2009
|
200865835
|
2010-10-11
|
ASHLAND INC
|
11354
|
|
| File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/11/20101011092636P030002696039001.pdf |
| Three-digit plan number (PN) |
010 |
| Effective date of plan |
1964-06-01 |
| Business code |
551112 |
| Sponsor’s telephone number |
8593577777 |
| Plan sponsor’s mailing address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
| Plan sponsor’s
address |
P O BOX 14000, 3499 BLAZER PARKWAY, LEXINGTON, KY, 40509 |
Plan administrator’s name and address
| Administrator’s EIN |
200865835 |
| Plan administrator’s name |
RONALD R GRIFFITH |
| Plan administrator’s
address |
3499 BLAZER PARKAWY, LEXINGTON, KY, 40509 |
| Administrator’s telephone number |
8593577777 |
Number of participants as of the end of the plan year
| Active participants |
8391 |
| Retired or separated participants receiving
benefits |
684 |
| Other
retired or separated participants entitled to future benefits |
4043 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
9999 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-11 |
| Name of individual signing |
RONALD GRIFFITH |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
